AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $33.5 |
Non-Discretionary | $2.0 |
Total | $35.5 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $9.0 |
Institutional | $26.5 |
Total | $35.5 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE BANK OF NEW YORK MELLON TRUST CORPORATION | NEW YORK-NY-USA | $13.7 |
MITSUBISHI UFJ INVESTOR SERVICES & BANKING (LUXEMBOURG) S.A. | LUXEMBOURG--LUX | $2.7 |
NOMURA BANK SWITZERLAND LTD. | ZURICH--CHE | $2.3 |
BROWN BROTHERS HARRIMAN & CO | BOSTON-MA-USA | $1.5 |
NOMURA BANK LUXEMBOURG S.A. | HESPERANGE--LUX | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $26.5 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $26.5 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 11% | $2.9 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 2% | $0.5 |
Municipal | 5% | $1.3 |
Sovereign | 0% | $0.0 |
IG Credit | 42% | $11.1 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 35% | $9.3 |
Cash | 3% | $0.8 |
Other | 2% | $0.5 |
Total | 100% | $26.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
NISSAY ASSET MANAGEMENT CORPORATION | $206.7 | 113623 | |
NIPPON LIFE GLOBAL INVESTORS EUROPE PLC | $0.0 | - | |
TAIJU LIFE INSURANCE COMPANY LIMITED | $0.0 | - | |
NIPPON LIFE INSURANCE COMPANY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
7 active
Name | Title |
---|---|
NAKAMURA, MASATO, NMN | CHIEF COMPLIANCE OFFICER |
OKAMOTO, SHINICHI, NMN | MEMBER OF THE BOARD |
ISHIDA, DAISUKE, NMN | PRESIDENT, CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD |
KUNIMURA, YUKI | MEMBER OF THE BOARD |
YAMAUCHI, HIROKI | MEMBER OF THE BOARD |
MAKI, TAKERU | MEMBER OF THE BOARD |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-03-06 | $35.5 | $0.0 | 0% | 88 | 0 | 0% |
2024-04-02 | $35.5 | $0.0 | 0% | 88 | 0 | 0% |
2023-04-04 | $21.1 | $14.4 | 68% | 81 | 7 | 9% |
2022-04-01 | $23.1 | $12.4 | 54% | 67 | 21 | 31% |
2021-04-05 | $17.9 | $17.6 | 98% | 68 | 20 | 29% |
2020-04-01 | $14.6 | $20.9 | 143% | 63 | 25 | 40% |
2019-04-01 | $12.0 | $23.5 | 196% | 60 | 28 | 47% |
2018-04-02 | $10.9 | $24.6 | 225% | 60 | 28 | 47% |
2017-04-01 | $10.1 | $25.4 | 252% | 55 | 33 | 60% |
2016-04-01 | $9.0 | $26.5 | 296% | 55 | 33 | 60% |
2015-04-01 | $8.7 | $26.8 | 307% | 53 | 35 | 66% |
2014-04-01 | $9.2 | $26.3 | 285% | 55 | 33 | 60% |
2013-04-01 | $7.1 | $28.4 | 398% | 50 | 38 | 76% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV