AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $2,614.8 |
Non-Discretionary | $1.1 |
Total | $2,615.9 |
Client | AUM |
---|---|
Retail | $27.5 |
Pooled | $1,757.6 |
Institutional | $830.8 |
Total | $2,615.9 |
Retail | Accounts | AUM |
---|---|---|
Individual | 1,559 | $25.3 |
Average Individual AUM | $16,244,981 | |
HNW | 3,061 | $2.1 |
Average HNW AUM | $699,684 | |
Retail Total | 4,620 | $27.5 |
Average Retail AUM | $5,945,381 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $236.4 |
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $130.7 |
NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $119.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $858.3 |
Retail SMA AUM | $27.5 |
Institutional SMA AUM | $830.8 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 1% | $8.6 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 22% | $188.8 |
Municipal | 4% | $34.3 |
Sovereign | 11% | $94.4 |
IG Credit | 28% | $240.3 |
HY Credit | 2% | $17.2 |
Derivatives | 0% | $0.0 |
Investment Companies | 6% | $51.5 |
Other Pools | 1% | $8.6 |
Cash | 14% | $120.2 |
Other | 11% | $94.4 |
Total | 100% | $858.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
PIMCO ASIA LIMITED | $0.0 | - | |
AREAP CORE 1 GP PTE. LTD. | $0.0 | - | |
PIMCO LATIN AMERICA ADMINISTRADORA DE CARTEIRAS LTDA. | $0.0 | - | |
ALLIANZ GLOBAL RISKS U.S. INC. | $0.0 | - | |
PIMCO EUROPE GMBH | $0.0 | broker-dealer | - |
PIMCO GLOBAL ADVISORS (LUXEMBOURG) S.A. | $0.0 | - | |
PIMCO INVESTMENTS LLC | $0.0 | broker-dealer | 154957 |
PIMCO PRIME REAL ESTATE ASIA PACIFIC PTE. LTD. | $0.0 | - | |
PIMCO ASIA PTE LTD. | $0.0 | - | |
PIMCO EUROPE LTD. | $0.0 | - | |
PIMCO PRIME REAL ESTATE (SHANGHAI) CO., LTD. | $0.0 | - | |
AREAP JMF 1 GP PTE. LTD. | $0.0 | - | |
AREAP JMF 1 SMA GP PTE. LTD. | $0.0 | - | |
ALLIANZ SE | $0.0 | - | |
PIMCO INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
PIMCO TAIWAN LIMITED | $0.0 | - | |
ALLIANZ GLOBAL CORPORATE & SPECIALTY SE | $0.0 | - | |
NEWPORT RE LTD. | $0.0 | - | |
ALLIANZ RISK TRANSFER (BERMUDA) LTD. | $0.0 | - | |
PIMCO JAPAN LTD. | $0.0 | - | |
PIMCO CANADA CORP. | $0.0 | broker-dealer | - |
PIMCO PRIME REAL ESTATE JAPAN GK | $0.0 | - | |
PIMCO PRIME REAL ESTATE GMBH | $0.0 | - | |
ALLIANZ RISK TRANSFER AG | $0.0 | - | |
PIMCO AURORA LLC | $0.0 | - | |
PIMCO AUSTRALIA MANAGEMENT LIMITED | $0.0 | - | |
PIMCO AUSTRALIA PTY LTD. | $0.0 | - | |
ALLIANZ GLOBAL INVESTORS GMBH | $0.0 | - | |
PIMCO GLOBAL ADVISORS (IRELAND) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
26 active
Name | Title |
---|---|
IVASCYN, DANIEL, JOHN | MANAGING DIRECTOR - EXECUTIVE COMMITTEE AND GROUP CHIEF INVESTMENT OFFICER |
KIESEL, MARK, RICHARD | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (GLOBAL CREDIT) |
BALLS, ANDREW, THOMAS | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (GLOBAL) |
KORINKE, KIMBERLEY, GRACE | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
ROMAN, EMMANUEL, NMN | MANAGING DIRECTOR - EXECUTIVE COMMITTEE AND CHIEF EXECUTIVE OFFICER |
STRACKE, THIBAULT, CHRISTIAN | MANAGING DIRECTOR - PRESIDENT AND EXECUTIVE COMMITTEE |
KIRKOWSKI, JOHN, JEFFREY | MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER |
STRELOW, PETER, G. | MANAGING DIRECTOR - CO-CHIEF OPERATING OFFICER |
SHANAHAN, ROBIN, CHRISTINE | MANAGING DIRECTOR - CO-CHIEF OPERATING OFFICER |
WHITTEN, CANDICE, STACK | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
HALL, GREGORY, WESTON | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
ZAKIR, NADIA | MANAGING DIRECTOR - GLOBAL HEAD OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER |
WANG, QI | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (PORTFOLIO IMPLEMENTATION) |
STEINER, JASON, ROBERT | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
ANANTHANARAYANAN, MANGALA | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
SEIDNER, MARC, PETER | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (NON-TRADITIONAL STRATEGIES) |
MITTAL, MOHIT | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (CORE STRATEGIES) |
MURATA, ALFRED, TAKETO | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
KERSMAN, ALEJANDRO, EDUARDO | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
SHARENOW, GREG, ELLIOT | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
YANG, JING | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
SUH, SUNG-HEE | MANAGING DIRECTOR - GLOBAL GENERAL COUNSEL |
ADVDB.CO • SOURCE: SEC
5 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
BRIAN HANNIBAL | NEWPORT BEACH | CA | CHARTERED FINANCIAL ANALYST | ||||||
JOHN HORNBEAK | NEWPORT BEACH | CA | S66|2010-11-11|S65|2014-05-21 | ||||||
THOMAS SCHUETTE | NEWPORT BEACH | CA | S65|2014-10-18 | ||||||
MICHAEL JOHNSON | NEWPORT BEACH | CA | S65|2012-04-16 | ||||||
PETER GUNTHER | NEWPORT BEACH | CA | CHARTERED FINANCIAL ANALYST |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $2,615.9 | $0.0 | 0% | 3,194 | 0 | 0% |
2024-04-02 | $2,615.9 | $0.0 | 0% | 3,194 | 0 | 0% |
2023-04-04 | $2,248.5 | $367.4 | 16% | 3,177 | 17 | 1% |
2022-04-01 | $2,615.1 | $0.9 | 0% | 2,492 | 702 | 28% |
2021-04-05 | $2,921.9 | -$306.0 | -10% | 2,042 | 1,152 | 56% |
2020-04-01 | $2,571.9 | $44.0 | 2% | 2,806 | 388 | 14% |
2019-04-01 | $2,197.3 | $418.7 | 19% | 2,597 | 597 | 23% |
2018-04-02 | $2,223.8 | $392.1 | 18% | 2,261 | 933 | 41% |
2017-04-01 | $1,467.0 | $1,148.9 | 78% | 2,171 | 1,023 | 47% |
2016-04-01 | $1,435.0 | $1,180.9 | 82% | 2,321 | 873 | 38% |
2015-04-01 | $1,680.4 | $935.5 | 56% | 2,454 | 740 | 30% |
2014-04-01 | $1,950.5 | $665.4 | 34% | 2,339 | 855 | 37% |
2013-04-01 | $2,035.0 | $580.9 | 29% | 2,427 | 767 | 32% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CA, AK-04/05/2007, AL-03/28/2008, AR-04/02/2002, AZ-03/27/2003, CA-11/14/1994, CO-03/28/2002, CT-12/08/1997, DC-03/29/2002, DE-03/28/2002, FL-07/06/1992, GA-03/10/1995, HI-03/30/2007, IA-04/10/2007, ID-03/30/2007, IL-05/10/1971, IN-03/28/2002, KS-03/28/2002, KY-03/27/2003, LA-03/30/2007, MA-01/01/1998, MD-03/28/2002, ME-03/30/2007, MI-03/28/2002, MN-06/18/1992, MO-03/28/2002, MS-03/30/2007, MT-03/30/2007, NC-03/28/2002, ND-02/18/2010, NE-03/28/2002, NH-02/18/2010, NJ-05/23/2002, NM-02/18/2010, NV-03/30/2007, NY-07/21/2000, OH-05/12/1999, OK-03/30/2007, OR-03/27/2003, PA-03/28/2002, PR-02/18/2010, RI-03/30/2007, SC-03/27/2009, SD-04/02/2007, TN-03/28/2003, TX-07/18/1995, UT-03/28/2003, VA-10/09/1996, VI-02/18/2010, VT-03/30/2007, WA-03/28/2002, WI-03/30/2007, WV-02/18/2010, WY-03/29/2018 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV