PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
Latest filing: Aug 28, 2024 (85 days ago)
AUM
$2,615,929,249,500
16% change vs. 1 year ago
-10% change vs. 3 years ago
19% change vs. 5 years ago
34% change vs. 10 years ago
Employee Count
3,194
1% change vs. 1 year ago
56% change vs. 3 years ago
23% change vs. 5 years ago
37% change vs. 10 years ago
Main Office
NEWPORT BEACH, CA
650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, UNITED STATES, 92660
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2,614.8 |
| Non-Discretionary | $1.1 |
| Total | $2,615.9 |
| Client | AUM |
|---|---|
| Retail | $27.5 |
| Pooled | $1,757.6 |
| Institutional | $830.8 |
| Total | $2,615.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,559 | $25.3 |
| Average Individual AUM | $16,244,981 | |
| HNW | 3,061 | $2.1 |
| Average HNW AUM | $699,684 | |
| Retail Total | 4,620 | $27.5 |
| Average Retail AUM | $5,945,381 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $236.4 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $130.7 |
| NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $119.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $858.3 |
| Retail SMA AUM | $27.5 |
| Institutional SMA AUM | $830.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $8.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 22% | $188.8 |
| Municipal | 4% | $34.3 |
| Sovereign | 11% | $94.4 |
| IG Credit | 28% | $240.3 |
| HY Credit | 2% | $17.2 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 6% | $51.5 |
| Other Pools | 1% | $8.6 |
| Cash | 14% | $120.2 |
| Other | 11% | $94.4 |
| Total | 100% | $858.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PIMCO ASIA LIMITED | $0.0 | - | |
| AREAP CORE 1 GP PTE. LTD. | $0.0 | - | |
| PIMCO LATIN AMERICA ADMINISTRADORA DE CARTEIRAS LTDA. | $0.0 | - | |
| ALLIANZ GLOBAL RISKS U.S. INC. | $0.0 | - | |
| PIMCO EUROPE GMBH | $0.0 | broker-dealer | - |
| PIMCO GLOBAL ADVISORS (LUXEMBOURG) S.A. | $0.0 | - | |
| PIMCO INVESTMENTS LLC | $0.0 | broker-dealer | 154957 |
| PIMCO PRIME REAL ESTATE ASIA PACIFIC PTE. LTD. | $0.0 | - | |
| PIMCO ASIA PTE LTD. | $0.0 | - | |
| PIMCO EUROPE LTD. | $0.0 | - | |
| PIMCO PRIME REAL ESTATE (SHANGHAI) CO., LTD. | $0.0 | - | |
| AREAP JMF 1 GP PTE. LTD. | $0.0 | - | |
| AREAP JMF 1 SMA GP PTE. LTD. | $0.0 | - | |
| ALLIANZ SE | $0.0 | - | |
| PIMCO INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
| PIMCO TAIWAN LIMITED | $0.0 | - | |
| ALLIANZ GLOBAL CORPORATE & SPECIALTY SE | $0.0 | - | |
| NEWPORT RE LTD. | $0.0 | - | |
| ALLIANZ RISK TRANSFER (BERMUDA) LTD. | $0.0 | - | |
| PIMCO JAPAN LTD. | $0.0 | - | |
| PIMCO CANADA CORP. | $0.0 | broker-dealer | - |
| PIMCO PRIME REAL ESTATE JAPAN GK | $0.0 | - | |
| PIMCO PRIME REAL ESTATE GMBH | $0.0 | - | |
| ALLIANZ RISK TRANSFER AG | $0.0 | - | |
| PIMCO AURORA LLC | $0.0 | - | |
| PIMCO AUSTRALIA MANAGEMENT LIMITED | $0.0 | - | |
| PIMCO AUSTRALIA PTY LTD. | $0.0 | - | |
| ALLIANZ GLOBAL INVESTORS GMBH | $0.0 | - | |
| PIMCO GLOBAL ADVISORS (IRELAND) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
26 active
| Name | Title |
|---|---|
| IVASCYN, DANIEL, JOHN | MANAGING DIRECTOR - EXECUTIVE COMMITTEE AND GROUP CHIEF INVESTMENT OFFICER |
| KIESEL, MARK, RICHARD | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (GLOBAL CREDIT) |
| BALLS, ANDREW, THOMAS | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (GLOBAL) |
| KORINKE, KIMBERLEY, GRACE | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
| ROMAN, EMMANUEL, NMN | MANAGING DIRECTOR - EXECUTIVE COMMITTEE AND CHIEF EXECUTIVE OFFICER |
| STRACKE, THIBAULT, CHRISTIAN | MANAGING DIRECTOR - PRESIDENT AND EXECUTIVE COMMITTEE |
| KIRKOWSKI, JOHN, JEFFREY | MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER |
| STRELOW, PETER, G. | MANAGING DIRECTOR - CO-CHIEF OPERATING OFFICER |
| SHANAHAN, ROBIN, CHRISTINE | MANAGING DIRECTOR - CO-CHIEF OPERATING OFFICER |
| WHITTEN, CANDICE, STACK | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
| HALL, GREGORY, WESTON | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
| ZAKIR, NADIA | MANAGING DIRECTOR - GLOBAL HEAD OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER |
| WANG, QI | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (PORTFOLIO IMPLEMENTATION) |
| STEINER, JASON, ROBERT | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
| ANANTHANARAYANAN, MANGALA | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
| SEIDNER, MARC, PETER | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (NON-TRADITIONAL STRATEGIES) |
| MITTAL, MOHIT | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (CORE STRATEGIES) |
| MURATA, ALFRED, TAKETO | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
| KERSMAN, ALEJANDRO, EDUARDO | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
| SHARENOW, GREG, ELLIOT | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
| YANG, JING | MANAGING DIRECTOR - EXECUTIVE COMMITTEE |
| SUH, SUNG-HEE | MANAGING DIRECTOR - GLOBAL GENERAL COUNSEL |
ADVDB.CO • SOURCE: SEC
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| PETER GUNTHER | NEWPORT BEACH | CA | CHARTERED FINANCIAL ANALYST | ||||||
| JOHN HORNBEAK | NEWPORT BEACH | CA | S66|2010-11-11|S65|2014-05-21 | ||||||
| MICHAEL JOHNSON | NEWPORT BEACH | CA | S65|2012-04-16 | ||||||
| THOMAS SCHUETTE | NEWPORT BEACH | CA | S65|2014-10-18 | ||||||
| BRIAN HANNIBAL | NEWPORT BEACH | CA | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $2,615.9 | $0.0 | 0% | 3,194 | 0 | 0% |
| 2024-04-02 | $2,615.9 | $0.0 | 0% | 3,194 | 0 | 0% |
| 2023-04-04 | $2,248.5 | $367.4 | 16% | 3,177 | 17 | 1% |
| 2022-04-01 | $2,615.1 | $0.9 | 0% | 2,492 | 702 | 28% |
| 2021-04-05 | $2,921.9 | -$306.0 | -10% | 2,042 | 1,152 | 56% |
| 2020-04-01 | $2,571.9 | $44.0 | 2% | 2,806 | 388 | 14% |
| 2019-04-01 | $2,197.3 | $418.7 | 19% | 2,597 | 597 | 23% |
| 2018-04-02 | $2,223.8 | $392.1 | 18% | 2,261 | 933 | 41% |
| 2017-04-01 | $1,467.0 | $1,148.9 | 78% | 2,171 | 1,023 | 47% |
| 2016-04-01 | $1,435.0 | $1,180.9 | 82% | 2,321 | 873 | 38% |
| 2015-04-01 | $1,680.4 | $935.5 | 56% | 2,454 | 740 | 30% |
| 2014-04-01 | $1,950.5 | $665.4 | 34% | 2,339 | 855 | 37% |
| 2013-04-01 | $2,035.0 | $580.9 | 29% | 2,427 | 767 | 32% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-04/05/2007, AL-03/28/2008, AR-04/02/2002, AZ-03/27/2003, CA-11/14/1994, CO-03/28/2002, CT-12/08/1997, DC-03/29/2002, DE-03/28/2002, FL-07/06/1992, GA-03/10/1995, HI-03/30/2007, IA-04/10/2007, ID-03/30/2007, IL-05/10/1971, IN-03/28/2002, KS-03/28/2002, KY-03/27/2003, LA-03/30/2007, MA-01/01/1998, MD-03/28/2002, ME-03/30/2007, MI-03/28/2002, MN-06/18/1992, MO-03/28/2002, MS-03/30/2007, MT-03/30/2007, NC-03/28/2002, ND-02/18/2010, NE-03/28/2002, NH-02/18/2010, NJ-05/23/2002, NM-02/18/2010, NV-03/30/2007, NY-07/21/2000, OH-05/12/1999, OK-03/30/2007, OR-03/27/2003, PA-03/28/2002, PR-02/18/2010, RI-03/30/2007, SC-03/27/2009, SD-04/02/2007, TN-03/28/2003, TX-07/18/1995, UT-03/28/2003, VA-10/09/1996, VI-02/18/2010, VT-03/30/2007, WA-03/28/2002, WI-03/30/2007, WV-02/18/2010, WY-03/29/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV