PEPPERTREE CAPITAL MANAGEMENT INC.
Latest filing: Mar 29, 2024 (237 days ago)
AUM
$6,500,844,610
36% change vs. 1 year ago
194% change vs. 3 years ago
477% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
33
14% change vs. 1 year ago
50% change vs. 3 years ago
120% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
CHAGRIN FALLS, OH
57 E. WASHINGTON STREET, CHAGRIN FALLS, OH, UNITED STATES, 44022
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $6.4 |
| Non-Discretionary | $0.1 |
| Total | $6.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $6.4 |
| Institutional | $0.1 |
| Total | $6.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 100% | $0.1 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PEPPERTREE CAPITAL IX, INC. | $0.0 | - | |
| PEPPERTREE CAPITAL V, INC. | $0.0 | - | |
| PEPPERTREE CAPITAL III, INC. | $0.0 | - | |
| PEPPERTREE CAPITAL VI, INC. | $0.0 | - | |
| PEPPERTREE CAPITAL VIII, INC. | $0.0 | - | |
| PEPPERTREE CAPITAL IV, INC. | $0.0 | - | |
| PEPPERTREE CAPITAL VII, INC. | $0.0 | - | |
| PEPPERTREE CAPITAL X, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
4 active
| Name | Title |
|---|---|
| LEPENE, RYAN, DAVID | CO-PRESIDENT AND SHAREHOLDER |
| MANDEL, F., HOWARD | CO-PRESIDENT AND SHAREHOLDER |
| DEBEVEC, CYNTHIA, LILL | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER |
| SASS, JOSEPH, ANTHONY | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $6.5 | $0.0 | 0% | 33 | 0 | 0% |
| 2024-04-02 | $6.5 | $0.0 | 0% | 33 | 0 | 0% |
| 2023-04-04 | $4.8 | $1.7 | 36% | 29 | 4 | 14% |
| 2022-04-01 | $4.0 | $2.5 | 62% | 25 | 8 | 32% |
| 2021-04-05 | $2.2 | $4.3 | 194% | 22 | 11 | 50% |
| 2020-04-01 | $2.2 | $4.3 | 200% | 19 | 14 | 74% |
| 2019-04-01 | $1.1 | $5.4 | 477% | 15 | 18 | 120% |
| 2018-04-02 | $0.6 | $5.9 | 1076% | 16 | 17 | 106% |
| 2017-04-01 | $0.6 | $5.9 | 1061% | 14 | 19 | 136% |
| 2016-04-01 | $0.3 | $6.2 | 1898% | 13 | 20 | 154% |
| 2015-04-01 | $0.3 | $6.2 | 2297% | 12 | 21 | 175% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| OH, OH-07/24/2014 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV