AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $6.4 |
Non-Discretionary | $0.1 |
Total | $6.5 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $6.4 |
Institutional | $0.1 |
Total | $6.5 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.1 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 100% | $0.1 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
PEPPERTREE CAPITAL IX, INC. | $0.0 | - | |
PEPPERTREE CAPITAL V, INC. | $0.0 | - | |
PEPPERTREE CAPITAL III, INC. | $0.0 | - | |
PEPPERTREE CAPITAL VI, INC. | $0.0 | - | |
PEPPERTREE CAPITAL VIII, INC. | $0.0 | - | |
PEPPERTREE CAPITAL IV, INC. | $0.0 | - | |
PEPPERTREE CAPITAL VII, INC. | $0.0 | - | |
PEPPERTREE CAPITAL X, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
4 active
Name | Title |
---|---|
LEPENE, RYAN, DAVID | CO-PRESIDENT AND SHAREHOLDER |
MANDEL, F., HOWARD | CO-PRESIDENT AND SHAREHOLDER |
DEBEVEC, CYNTHIA, LILL | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER |
SASS, JOSEPH, ANTHONY | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $6.5 | $0.0 | 0% | 33 | 0 | 0% |
2024-04-02 | $6.5 | $0.0 | 0% | 33 | 0 | 0% |
2023-04-04 | $4.8 | $1.7 | 36% | 29 | 4 | 14% |
2022-04-01 | $4.0 | $2.5 | 62% | 25 | 8 | 32% |
2021-04-05 | $2.2 | $4.3 | 194% | 22 | 11 | 50% |
2020-04-01 | $2.2 | $4.3 | 200% | 19 | 14 | 74% |
2019-04-01 | $1.1 | $5.4 | 477% | 15 | 18 | 120% |
2018-04-02 | $0.6 | $5.9 | 1076% | 16 | 17 | 106% |
2017-04-01 | $0.6 | $5.9 | 1061% | 14 | 19 | 136% |
2016-04-01 | $0.3 | $6.2 | 1898% | 13 | 20 | 154% |
2015-04-01 | $0.3 | $6.2 | 2297% | 12 | 21 | 175% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
OH, OH-07/24/2014 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV