PINNACLE INVESTMENTS, LLC

Latest filing: Mar 29, 2024 (215 days ago)

AUM

$964,888,091
18% change vs. 1 year ago
18% change vs. 3 years ago
119% change vs. 5 years ago
432% change vs. 10 years ago

Employee Count

61
0% change vs. 1 year ago
20% change vs. 3 years ago
85% change vs. 5 years ago
22% change vs. 10 years ago

Main Office

EAST SYRACUSE, RI
5845 WIDEWATERS PKWY, EAST SYRACUSE, RI, UNITED STATES, 13057

Client AUM

Discretion AUM
Discretionary $1.0
Non-Discretionary $0.0
Total $1.0
Client AUM
Retail $0.9
Pooled $0.0
Institutional $0.0
Total $1.0
Retail Accounts AUM
Individual 1,544 $0.8
Average Individual AUM $544,407
HNW 12 $0.1
Average HNW AUM $8,877,121
Retail Total 1,556 $0.9
Average Retail AUM $608,670

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
WELLS FARGO CLEARING SERVICES, LLC ST. LOUIS-MO-USA $0.8
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1.0
Retail SMA AUM $0.9
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
PINNACLE CAPITAL MANAGEMENT, LLC $0.3 141661
PINNACLE ADVISORS LLC $0.0 107275

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name Title
GEORGE, KENNETH RONALD FINOP
KROUSE, ERIC DOUGLAS COO / OPTIONS PRINCIPAL
KIDD, GREGG ANTHONY SHAREHOLDER
RAITE, DANIEL FRANCIS SHAREHOLDER
QUILTY, BENJAMIN RYAN CHIEF EXECUTIVE OFFICER
COLES, MONICA ANN CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

58 active representatives found, showing 20 random

Name City State Exams Designations
JOSHUA KIMBER EAST SYRACUSE NY S63|2016-09-14 CERTIFIED FINANCIAL PLANNER
ROLAND OUIMET EAST SYRACUSE NY S63|1983-05-04 CHARTERED FINANCIAL CONSULTANT
JOHN BUSS EAST SYRACUSE NY S66|2012-10-19
ROBERT CUCULICH EAST SYRACUSE NY S63|2000-11-01
JEREMY KIDD EAST SYRACUSE NY S63|2015-09-14
GREGG KIDD EAST SYRACUSE NY S63|1985-03-22|S65|1996-10-30
ADAM DESIMONE EAST SYRACUSE NY S66|2006-01-26|S65|2017-05-17
TIMOTHY CARR EAST SYRACUSE NY S66|2018-04-02 CERTIFIED FINANCIAL PLANNER
BRIAN SCHULTZ EAST SYRACUSE NY S63|1997-08-06|S66|2012-12-19
ALBERT CORDEIRO EAST SYRACUSE NY S63|1997-10-09|S65|2001-01-11
EILEEN SIENKIEWICZ EAST SYRACUSE NY S63|1986-05-01
BRIAN SNYDER EAST SYRACUSE NY S63|1999-04-16|S65|2004-04-14
DANIEL MODY EAST SYRACUSE NY S63|1994-05-12|S65|1998-11-13 CERTIFIED FINANCIAL PLANNER
ADAM GARTSIDE EAST SYRACUSE NY S66|2020-02-14
RAYMOND BECK EAST SYRACUSE NY S63|1980-11-24|S65|1992-12-05
JOSEPH SAYA EAST SYRACUSE NY S66|2000-05-25
CHRISTINE JULKA EAST SYRACUSE NY S66|2003-01-16
TIMOTHY LANE EAST SYRACUSE NY S63|1995-08-01|S65|2002-08-13
CARLY KIDD EAST SYRACUSE NY S66|2018-11-16
PAUL DIPIETRO EAST SYRACUSE NY S63|2001-01-16|S66|2009-08-14|S65|2020-10-28

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $1.0 $0.0 0% 61 0 0%
2024-04-02 $1.0 $0.0 0% 61 0 0%
2023-04-04 $0.8 $0.1 18% 61 0 0%
2022-04-01 $0.9 $0.1 10% 51 10 20%
2021-04-05 $0.8 $0.2 18% 51 10 20%
2020-04-01 $0.5 $0.4 83% 32 29 91%
2019-04-01 $0.4 $0.5 119% 33 28 85%
2018-04-02 $0.4 $0.5 129% 56 5 9%
2017-04-01 $0.3 $0.6 184% 55 6 11%
2016-04-01 $0.3 $0.6 191% 55 6 11%
2015-04-01 $0.2 $0.8 432% 50 11 22%
2014-04-01 $0.2 $0.8 432% 50 11 22%
2013-04-01 $0.1 $0.9 1284% 50 11 22%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
RI-05/02/2019
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES
BROKER DEALER
REP BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV