PINNACLE INVESTMENTS, LLC
Latest filing: Mar 29, 2024 (215 days ago)
AUM
$964,888,091
18% change vs. 1 year ago
18% change vs. 3 years ago
119% change vs. 5 years ago
432% change vs. 10 years ago
Employee Count
61
0% change vs. 1 year ago
20% change vs. 3 years ago
85% change vs. 5 years ago
22% change vs. 10 years ago
Main Office
EAST SYRACUSE, RI
5845 WIDEWATERS PKWY, EAST SYRACUSE, RI, UNITED STATES, 13057
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,544 | $0.8 |
| Average Individual AUM | $544,407 | |
| HNW | 12 | $0.1 |
| Average HNW AUM | $8,877,121 | |
| Retail Total | 1,556 | $0.9 |
| Average Retail AUM | $608,670 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | ST. LOUIS-MO-USA | $0.8 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PINNACLE CAPITAL MANAGEMENT, LLC | $0.3 | 141661 | |
| PINNACLE ADVISORS LLC | $0.0 | 107275 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| GEORGE, KENNETH RONALD | FINOP |
| KROUSE, ERIC DOUGLAS | COO / OPTIONS PRINCIPAL |
| KIDD, GREGG ANTHONY | SHAREHOLDER |
| RAITE, DANIEL FRANCIS | SHAREHOLDER |
| QUILTY, BENJAMIN RYAN | CHIEF EXECUTIVE OFFICER |
| COLES, MONICA ANN | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
58 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOSHUA KIMBER | EAST SYRACUSE | NY | S63|2016-09-14 | CERTIFIED FINANCIAL PLANNER | |||||
| ROLAND OUIMET | EAST SYRACUSE | NY | S63|1983-05-04 | CHARTERED FINANCIAL CONSULTANT | |||||
| JOHN BUSS | EAST SYRACUSE | NY | S66|2012-10-19 | ||||||
| ROBERT CUCULICH | EAST SYRACUSE | NY | S63|2000-11-01 | ||||||
| JEREMY KIDD | EAST SYRACUSE | NY | S63|2015-09-14 | ||||||
| GREGG KIDD | EAST SYRACUSE | NY | S63|1985-03-22|S65|1996-10-30 | ||||||
| ADAM DESIMONE | EAST SYRACUSE | NY | S66|2006-01-26|S65|2017-05-17 | ||||||
| TIMOTHY CARR | EAST SYRACUSE | NY | S66|2018-04-02 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIAN SCHULTZ | EAST SYRACUSE | NY | S63|1997-08-06|S66|2012-12-19 | ||||||
| ALBERT CORDEIRO | EAST SYRACUSE | NY | S63|1997-10-09|S65|2001-01-11 | ||||||
| EILEEN SIENKIEWICZ | EAST SYRACUSE | NY | S63|1986-05-01 | ||||||
| BRIAN SNYDER | EAST SYRACUSE | NY | S63|1999-04-16|S65|2004-04-14 | ||||||
| DANIEL MODY | EAST SYRACUSE | NY | S63|1994-05-12|S65|1998-11-13 | CERTIFIED FINANCIAL PLANNER | |||||
| ADAM GARTSIDE | EAST SYRACUSE | NY | S66|2020-02-14 | ||||||
| RAYMOND BECK | EAST SYRACUSE | NY | S63|1980-11-24|S65|1992-12-05 | ||||||
| JOSEPH SAYA | EAST SYRACUSE | NY | S66|2000-05-25 | ||||||
| CHRISTINE JULKA | EAST SYRACUSE | NY | S66|2003-01-16 | ||||||
| TIMOTHY LANE | EAST SYRACUSE | NY | S63|1995-08-01|S65|2002-08-13 | ||||||
| CARLY KIDD | EAST SYRACUSE | NY | S66|2018-11-16 | ||||||
| PAUL DIPIETRO | EAST SYRACUSE | NY | S63|2001-01-16|S66|2009-08-14|S65|2020-10-28 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $1.0 | $0.0 | 0% | 61 | 0 | 0% |
| 2024-04-02 | $1.0 | $0.0 | 0% | 61 | 0 | 0% |
| 2023-04-04 | $0.8 | $0.1 | 18% | 61 | 0 | 0% |
| 2022-04-01 | $0.9 | $0.1 | 10% | 51 | 10 | 20% |
| 2021-04-05 | $0.8 | $0.2 | 18% | 51 | 10 | 20% |
| 2020-04-01 | $0.5 | $0.4 | 83% | 32 | 29 | 91% |
| 2019-04-01 | $0.4 | $0.5 | 119% | 33 | 28 | 85% |
| 2018-04-02 | $0.4 | $0.5 | 129% | 56 | 5 | 9% |
| 2017-04-01 | $0.3 | $0.6 | 184% | 55 | 6 | 11% |
| 2016-04-01 | $0.3 | $0.6 | 191% | 55 | 6 | 11% |
| 2015-04-01 | $0.2 | $0.8 | 432% | 50 | 11 | 22% |
| 2014-04-01 | $0.2 | $0.8 | 432% | 50 | 11 | 22% |
| 2013-04-01 | $0.1 | $0.9 | 1284% | 50 | 11 | 22% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| RI-05/02/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
BROKER DEALER REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV