PINNACLE INVESTMENTS, LLC
Latest filing: Oct 15, 2024 (37 days ago)
AUM
$1,069,846,994
31% change vs. 1 year ago
31% change vs. 3 years ago
143% change vs. 5 years ago
490% change vs. 10 years ago
Employee Count
61
0% change vs. 1 year ago
20% change vs. 3 years ago
85% change vs. 5 years ago
22% change vs. 10 years ago
Main Office
EAST SYRACUSE, RI
5845 WIDEWATERS PKWY, EAST SYRACUSE, RI, UNITED STATES, 13057
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.1 |
| Non-Discretionary | $0.0 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $1.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 2,011 | $0.9 |
| Average Individual AUM | $464,663 | |
| HNW | 13 | $0.1 |
| Average HNW AUM | $8,893,326 | |
| Retail Total | 2,024 | $1.1 |
| Average Retail AUM | $518,799 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | ST. LOUIS-MO-USA | $0.8 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.1 |
| Retail SMA AUM | $1.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PINNACLE CAPITAL MANAGEMENT, LLC | $0.3 | 141661 | |
| PINNACLE ADVISORS LLC | $0.0 | 107275 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| GEORGE, KENNETH RONALD | FINOP |
| KROUSE, ERIC DOUGLAS | COO / OPTIONS PRINCIPAL |
| KIDD, GREGG ANTHONY | SHAREHOLDER |
| RAITE, DANIEL FRANCIS | SHAREHOLDER |
| QUILTY, BENJAMIN RYAN | CHIEF EXECUTIVE OFFICER |
| COLES, MONICA ANN | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
58 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL MONASHEFSKY | EAST SYRACUSE | NY | S66|2022-05-17 | ||||||
| JEREMY KIDD | EAST SYRACUSE | NY | S63|2015-09-14 | ||||||
| KATHLEEN HIERHOLZER | EAST SYRACUSE | NY | S63|2001-06-28 | ||||||
| THOMAS THOMPSON | EAST SYRACUSE | NY | S63|1988-01-08 | ||||||
| CHRISTINE JULKA | EAST SYRACUSE | NY | S66|2003-01-16 | ||||||
| ADAM GARTSIDE | EAST SYRACUSE | NY | S66|2020-02-14 | ||||||
| STEVEN GEORGOPOULOS | EAST SYRACUSE | NY | S63|1996-11-08|S65|2021-09-07 | ||||||
| RAYMOND BECK | EAST SYRACUSE | NY | S63|1980-11-24|S65|1992-12-05 | ||||||
| ERIC KROUSE | EAST SYRACUSE | NY | S63|2001-03-09|S65|2001-03-22 | ||||||
| KEVIN SZOZDA | EAST SYRACUSE | NY | S66|2021-11-22 | ||||||
| TIMOTHY LANE | EAST SYRACUSE | NY | S63|1995-08-01|S65|2002-08-13 | ||||||
| JOSEPH O'CONNOR | EAST SYRACUSE | NY | S63|1983-12-14|S65|2014-03-27 | ||||||
| JAMES MCQUIGGAN | EAST SYRACUSE | NY | S63|1998-10-09|S65|2013-03-21 | ||||||
| JANET ZANE | EAST SYRACUSE | NY | S66|2010-04-01 | ||||||
| ANDREA COLADARCI | EAST SYRACUSE | NY | S66|2011-10-11 | ||||||
| MONICA COLES | EAST SYRACUSE | NY | S63|2008-12-09|S65|2010-09-01 | ||||||
| WILLIAM CALLAHAN | EAST SYRACUSE | NY | S63|1992-06-09 | ||||||
| BAILEY WILKINSON | EAST SYRACUSE | NY | S66|2023-04-29 | ||||||
| RICHARD GREEN | EAST SYRACUSE | NY | S63|1986-05-09 | ||||||
| BENJAMIN QUILTY | EAST SYRACUSE | NY | S66|2008-03-07 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $1.1 | $0.0 | 0% | 61 | 0 | 0% |
| 2024-04-02 | $1.0 | $0.1 | 11% | 61 | 0 | 0% |
| 2023-04-04 | $0.8 | $0.3 | 31% | 61 | 0 | 0% |
| 2022-04-01 | $0.9 | $0.2 | 22% | 51 | 10 | 20% |
| 2021-04-05 | $0.8 | $0.3 | 31% | 51 | 10 | 20% |
| 2020-04-01 | $0.5 | $0.5 | 103% | 32 | 29 | 91% |
| 2019-04-01 | $0.4 | $0.6 | 143% | 33 | 28 | 85% |
| 2018-04-02 | $0.4 | $0.6 | 154% | 56 | 5 | 9% |
| 2017-04-01 | $0.3 | $0.7 | 215% | 55 | 6 | 11% |
| 2016-04-01 | $0.3 | $0.7 | 223% | 55 | 6 | 11% |
| 2015-04-01 | $0.2 | $0.9 | 490% | 50 | 11 | 22% |
| 2014-04-01 | $0.2 | $0.9 | 490% | 50 | 11 | 22% |
| 2013-04-01 | $0.1 | $1.0 | 1434% | 50 | 11 | 22% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| RI-05/02/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
BROKER DEALER REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV