AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.0 |
Non-Discretionary | $0.0 |
Total | $0.0 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $0.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
PLANMEMBER SECURITIES CORPORATION | $8.3 | broker-dealer | 11869 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
Name | Title |
---|---|
ZIEHL, JON, MICHAEL | PRESIDENT, PRESIDENT |
JANEWAY, TERRALL, JOSEPH | EVP/CHIEF OPERATING OFFICER |
BOWMAN, BYRON, FRANCIS | CHIEF LEGAL OFFICER AND SECRETARY |
NUGENT, THOMAS, EUGENE | CHIEF INVESTMENT OFFICER |
HALEY, SEAN, PATRICK | CHIEF COMPLIANCE OFFICER |
HANSON, STEVEN, R | CHIEF FINANCIAL OFFICER / FINOPS |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $0.0 | $0.0 | 0% | 8 | 0 | 0% |
2024-04-02 | $0.0 | $0.0 | 0% | 8 | 0 | 0% |
2023-04-04 | $0.0 | $0.0 | 0% | 8 | 0 | 0% |
2022-04-01 | $0.0 | $0.0 | 0% | 8 | 0 | 0% |
2021-04-05 | $0.0 | $0.0 | 0% | 8 | 0 | 0% |
2020-04-01 | $0.0 | $0.0 | 0% | 8 | 0 | 0% |
2019-04-01 | $0.0 | $0.0 | 0% | 8 | 0 | 0% |
2018-04-02 | $0.0 | $0.0 | 0% | 8 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CA, CO-09/13/2017, IL-05/18/2020 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV