PNC INVESTMENTS
Latest filing: Oct 08, 2024 (190 days ago)
AUM
$23,895,732,856
0% change vs. 1 year ago
-10% change vs. 3 years ago
30% change vs. 5 years ago
125% change vs. 10 years ago
Employee Count
1,475
0% change vs. 1 year ago
-3% change vs. 3 years ago
16% change vs. 5 years ago
-41% change vs. 10 years ago
Main Office
PITTSBURGH, PA
300 FIFTH AVENUE, PITTSBURGH, PA, UNITED STATES, 15222-2722
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $22.3 |
| Non-Discretionary | $1.6 |
| Total | $23.9 |
| Client | AUM |
|---|---|
| Retail | $23.2 |
| Pooled | $0.0 |
| Institutional | $0.7 |
| Total | $23.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 147,222 | $20.2 |
| Average Individual AUM | $137,243 | |
| HNW | 1,838 | $3.0 |
| Average HNW AUM | $1,630,892 | |
| Retail Total | 149,060 | $23.2 |
| Average Retail AUM | $155,661 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $23.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $23.9 |
| Retail SMA AUM | $23.2 |
| Institutional SMA AUM | $0.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 5% | $1.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 91% | $21.7 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.7 |
| Other | 0% | $0.0 |
| Total | 99% | $23.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PNC CAPITAL ADVISORS LLC | $37.7 | 151829 | |
| PNC TC, LLC | $3.3 | 172753 | |
| PNC STEEL CITY ADVISORS, LLC | $0.5 | 172658 | |
| SOLEBURY CAPITAL LLC | $0.0 | broker-dealer | 143299 |
| PNC BANK, NATIONAL ASSOCIATION | $0.0 | trust company | - |
| PNC REALTY INVESTORS, INC. | $0.0 | 139904 | |
| ALLEGHENY CAPITAL PARTNERS, LLC | $0.0 | - | |
| HARRIS WILLIAMS LLC | $0.0 | broker-dealer | 113930 |
| PNC INSURANCE SERVICES, LLC | $0.0 | - | |
| PNC IG FUND GP, LLC | $0.0 | - | |
| ALLEGHENY CAPITAL PARTNERS II, LLC | $0.0 | - | |
| PNC CAPITAL MARKETS LLC | $0.0 | broker-dealer | 15647 |
| ALLEGHENY MEZZANINE PARTNERS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS |
| RAMASSINI, RICHARD JOHN | BOARD OF MANAGERS & SECRETARY |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER |
| MITCHELL, JESSICA | BOARD OF MANAGERS |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP |
| MORINIGO, NICHOLAS | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS |
ADVDB.CO • SOURCE: SEC
Representatives
1,035 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DAVID LATSHAW | PITTSBURGH | PA | S63|2000-03-30|S66|2015-01-20 | ||||||
| ELGEVA VALENTINE | PITTSBURGH | PA | S66|2021-08-23 | ||||||
| JOSEPH ZYMROZ | PITTSBURGH | PA | S63|1986-12-17|S65|2006-05-27 | ||||||
| CHRISTINA LIPARI | PITTSBURGH | PA | S63|2004-07-07|S66|2007-08-30 | ||||||
| ANGELA MELCHOR | PITTSBURGH | PA | S63|2015-04-14|S65|2017-03-10 | ||||||
| CHRISTOPHER BATTISTONE | PITTSBURGH | PA | S63|1993-10-29|S65|2002-09-27 | ||||||
| RANDALL KNAPMEYER | PITTSBURGH | PA | S66|2001-05-14|S63|1998-02-20 | ||||||
| CHASE SMITH | PITTSBURGH | PA | S66|2014-08-07 | ||||||
| EDMUND HUGHES | PITTSBURGH | PA | S63|2005-03-31|S66|2015-12-28 | ||||||
| STEPHEN SUMERAJ | PITTSBURGH | PA | S63|1993-01-29|S65|1998-12-22 | ||||||
| ANTONIO DELAGARZA | PITTSBURGH | PA | S63|2001-08-29|S65|2016-03-21 | ||||||
| RICHARD GUERRINI | PITTSBURGH | PA | S63|1995-11-22|S65|2005-03-01 | ||||||
| ALFRED FARRELL | PITTSBURGH | PA | S63|2011-10-26|S66|2012-10-05 | ||||||
| MIKE MONSCHEIN | PITTSBURGH | PA | S66|2011-07-15 | ||||||
| SCOTT PETERSEN | PITTSBURGH | PA | S66|2014-04-15 | ||||||
| SARA LUEBBERT | PITTSBURGH | PA | S66|2016-09-28 | ||||||
| PATRICK CERNOSKY | PITTSBURGH | PA | S63|2015-08-13|S66|2016-12-21 | ||||||
| AARON MCKISSICK | PITTSBURGH | PA | S66|2003-09-03 | ||||||
| CHRISTINE TRAN | PITTSBURGH | PA | S63|2018-02-20|S66|2019-12-01 | ||||||
| STEPHEN JONES | PITTSBURGH | PA | S63|2000-01-25|S65|2000-02-24 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $23.9 | $0.0 | 0% | 1,475 | 0 | 0% |
| 2024-04-02 | $23.9 | $0.0 | 0% | 1,475 | 0 | 0% |
| 2023-04-04 | $21.6 | $2.3 | 10% | 1,218 | 257 | 21% |
| 2022-04-01 | $26.4 | -$2.5 | -10% | 1,516 | -41 | -3% |
| 2021-04-05 | $21.7 | $2.2 | 10% | 1,279 | 196 | 15% |
| 2020-04-01 | $18.4 | $5.4 | 30% | 1,272 | 203 | 16% |
| 2019-04-01 | $14.6 | $9.3 | 64% | 1,294 | 181 | 14% |
| 2018-04-02 | $14.7 | $9.2 | 63% | 1,966 | -491 | -25% |
| 2017-04-01 | $11.9 | $12.0 | 101% | 2,300 | -825 | -36% |
| 2016-04-01 | $11.2 | $12.7 | 113% | 2,240 | -765 | -34% |
| 2015-04-01 | $10.6 | $13.3 | 125% | 2,484 | -1,009 | -41% |
| 2014-04-01 | $8.6 | $15.3 | 177% | 2,471 | -996 | -40% |
| 2013-04-01 | $6.4 | $17.5 | 275% | 2,296 | -821 | -36% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, AK-03/30/2020, AL-03/26/2007, AR-03/31/2014, AZ-11/13/2003, CA-11/13/2003, CO-03/02/2006, CT-03/26/2008, DC-03/31/2005, DE-01/12/2004, FL-11/14/2003, GA-03/02/2006, HI-03/31/2014, IA-04/01/2009, ID-03/30/2015, IL-04/08/2005, IN-11/13/2003, KS-03/31/2009, KY-11/13/2003, LA-03/31/2009, MA-03/02/2006, MD-03/30/2004, ME-03/26/2008, MI-03/02/2006, MN-03/26/2008, MO-03/26/2007, MS-03/26/2013, MT-03/30/2015, NC-11/13/2003, ND-03/30/2020, NE-03/31/2014, NH-03/31/2014, NJ-01/02/2004, NM-03/26/2013, NV-03/26/2007, NY-11/13/2003, OH-11/13/2003, OK-03/31/2014, OR-03/31/2009, PA-11/13/2003, PR-03/04/2022, RI-03/30/2020, SC-03/31/2005, SD-03/30/2015, TN-03/27/2007, TX-03/02/2006, UT-03/26/2013, VA-03/31/2005, VI-03/29/2019, VT-03/30/2010, WA-03/26/2007, WI-03/26/2008, WV-03/26/2007, WY-03/30/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV