PRIVATE CLIENT SERVICES, LLC
Latest filing: Jul 10, 2024 (134 days ago)
AUM
$845,810,789
28% change vs. 1 year ago
86% change vs. 3 years ago
229% change vs. 5 years ago
438% change vs. 10 years ago
Employee Count
60
0% change vs. 1 year ago
7% change vs. 3 years ago
100% change vs. 5 years ago
9% change vs. 10 years ago
Main Office
LOUISVILLE, ND
2225 LEXINGTON ROAD, LOUISVILLE, ND, UNITED STATES, 40206
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.6 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.8 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,717 | $0.8 |
| Average Individual AUM | $447,439 | |
| HNW | 152 | $0.1 |
| Average HNW AUM | $438,569 | |
| Retail Total | 1,869 | $0.8 |
| Average Retail AUM | $446,718 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.8 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PRIVATE CLIENT SERVICES | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| SAMPSON, ERNEST AUBREY | MANAGING MEMBER, ESOP TRUSTEE, SHAREHOLDER |
| TAYLOR-JONES, JOHN PHILIP | CHIEF COMPLIANCE OFFICER |
| WESCOTT, MARY ELIZABETH | CHIEF ADMINISTRATION OFFICER |
| IRONSIDE, JULIA MEYER | FINOP |
| GRAHAM, TIMOTHY DALEY | PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
56 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRITTANY AMMERMAN | LOUISVILLE | KY | S66|2010-04-10 | ||||||
| BETH MENGERT | LOUISVILLE | KY | S63|1992-01-22|S65|1999-12-21 | ||||||
| MARGUERITA CHENG | LOUISVILLE | KY | S63|1999-02-08|S65|1999-02-05 | CERTIFIED FINANCIAL PLANNER | |||||
| PETER MCLAUGHLIN | LOUISVILLE | KY | S66|2017-04-05 | ||||||
| RICHARD ROBINSON | LOUISVILLE | KY | S63|1986-03-12|S66|2003-11-19 | ||||||
| THEODORE GREGGIS | LOUISVILLE | KY | S63|2000-08-14|S65|2004-07-23|S66|2019-11-21 | ||||||
| CINDY LINDLE | LOUISVILLE | KY | S66|2000-07-06 | ||||||
| CHARLES NEAL | LOUISVILLE | KY | S66|2001-09-25 | ||||||
| LEANNE SMITH | LOUISVILLE | KY | S66|2006-09-14 | ||||||
| SHANA KEIL | LOUISVILLE | KY | S63|2000-09-01|S65|2001-01-16 | ||||||
| ADAM MORGAN | LOUISVILLE | KY | S63|2013-08-14|S65|2015-11-25 | ||||||
| THOMAS DAVY | LOUISVILLE | KY | S63|1991-03-15 | CERTIFIED FINANCIAL PLANNER | |||||
| ERNEST SAMPSON | LOUISVILLE | KY | S63|1989-12-20 | CHARTERED FINANCIAL CONSULTANT | |||||
| LYNN MCGILL | LOUISVILLE | KY | S63|1989-06-01|S65|1996-10-11 | CHARTERED FINANCIAL CONSULTANT | |||||
| JEREMY BURTON | LOUISVILLE | KY | S63|2001-01-30|S66|2017-07-10 | ||||||
| KARLA ELLIOTT | LOUISVILLE | KY | S63|2002-04-29|S66|2020-03-10 | ||||||
| PATRICK HOMAN | LOUISVILLE | KY | S63|1993-02-03|S65|1993-05-24|S66|2001-07-06 | ||||||
| JASON LANGLEY | LOUISVILLE | KY | S63|2000-10-30|S66|2002-10-16 | ||||||
| CARL HAFELE | LOUISVILLE | KY | CHARTERED FINANCIAL ANALYST | ||||||
| JOHN BURKE | LOUISVILLE | KY | S63|1986-08-07 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $0.8 | $0.0 | 0% | 60 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.0 | 0% | 60 | 0 | 0% |
| 2023-04-04 | $0.7 | $0.2 | 28% | 60 | 0 | 0% |
| 2022-04-01 | $0.6 | $0.2 | 38% | 57 | 3 | 5% |
| 2021-04-05 | $0.5 | $0.4 | 86% | 56 | 4 | 7% |
| 2020-04-01 | $0.3 | $0.5 | 170% | 30 | 30 | 100% |
| 2019-04-01 | $0.3 | $0.6 | 229% | 30 | 30 | 100% |
| 2018-04-02 | $0.2 | $0.6 | 250% | 60 | 0 | 0% |
| 2017-04-01 | $0.2 | $0.6 | 331% | 60 | 0 | 0% |
| 2016-04-01 | $0.2 | $0.7 | 419% | 60 | 0 | 0% |
| 2015-04-01 | $0.2 | $0.7 | 363% | 60 | 0 | 0% |
| 2014-04-01 | $0.2 | $0.7 | 438% | 55 | 5 | 9% |
| 2013-04-01 | $0.1 | $0.8 | 1386% | 52 | 8 | 15% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ND-07/05/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV