PRIVATE CLIENT SERVICES, LLC

Latest filing: Jul 10, 2024 (112 days ago)

AUM

$845,810,789
28% change vs. 1 year ago
86% change vs. 3 years ago
229% change vs. 5 years ago
438% change vs. 10 years ago

Employee Count

60
0% change vs. 1 year ago
7% change vs. 3 years ago
100% change vs. 5 years ago
9% change vs. 10 years ago

Main Office

LOUISVILLE, ND
2225 LEXINGTON ROAD, LOUISVILLE, ND, UNITED STATES, 40206

Client AUM

Discretion AUM
Discretionary $0.3
Non-Discretionary $0.6
Total $0.8
Client AUM
Retail $0.8
Pooled $0.0
Institutional $0.0
Total $0.8
Retail Accounts AUM
Individual 1,717 $0.8
Average Individual AUM $447,439
HNW 152 $0.1
Average HNW AUM $438,569
Retail Total 1,869 $0.8
Average Retail AUM $446,718

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.8
Retail SMA AUM $0.8
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
PRIVATE CLIENT SERVICES $0.0 broker-dealer -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name Title
SAMPSON, ERNEST AUBREY MANAGING MEMBER, ESOP TRUSTEE, SHAREHOLDER
TAYLOR-JONES, JOHN PHILIP CHIEF COMPLIANCE OFFICER
WESCOTT, MARY ELIZABETH CHIEF ADMINISTRATION OFFICER
IRONSIDE, JULIA MEYER FINOP
GRAHAM, TIMOTHY DALEY PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

56 active representatives found, showing 20 random

Name City State Exams Designations
RONALD VANHORN LOUISVILLE KY S63|1995-10-23
MARGUERITA CHENG LOUISVILLE KY S63|1999-02-08|S65|1999-02-05 CERTIFIED FINANCIAL PLANNER
ALEX LINDLE LOUISVILLE KY S66|2000-08-15
ADAM MORGAN LOUISVILLE KY S63|2013-08-14|S65|2015-11-25
BRITTANY AMMERMAN LOUISVILLE KY S66|2010-04-10
TIMOTHY GRAHAM LOUISVILLE KY S66|2003-03-03
STEVEN MILLS LOUISVILLE KY S63|1999-01-26|S65|2006-01-11
CINDY LINDLE LOUISVILLE KY S66|2000-07-06
PETER TOPPING LOUISVILLE KY S63|2002-06-28|S65|2003-08-28 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
PAUL BURKE LOUISVILLE KY S66|2023-01-27
BETH MENGERT LOUISVILLE KY S63|1992-01-22|S65|1999-12-21
GABRIEL LEVY LOUISVILLE KY S66|2015-03-17 CHARTERED FINANCIAL ANALYST
MITCHELL OLDEWURTEL LOUISVILLE KY S63|1999-11-19|S66|2007-02-13
JEFFREY D SMITH LOUISVILLE KY S63|2003-02-13|S65|2003-01-29 CHARTERED FINANCIAL CONSULTANT
THEODORE GREGGIS LOUISVILLE KY S63|2000-08-14|S65|2004-07-23|S66|2019-11-21
JEREMY BURTON LOUISVILLE KY S63|2001-01-30|S66|2017-07-10
SHARON IFRACH LOUISVILLE KY S63|2007-08-02|S65|2009-05-11
RICHARD ROBINSON LOUISVILLE KY S63|1986-03-12|S66|2003-11-19
JOHN BURKE LOUISVILLE KY S63|1986-08-07
LYNN MCGILL LOUISVILLE KY S63|1989-06-01|S65|1996-10-11 CHARTERED FINANCIAL CONSULTANT

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.8 $0.0 0% 60 0 0%
2024-04-02 $0.8 $0.0 0% 60 0 0%
2023-04-04 $0.7 $0.2 28% 60 0 0%
2022-04-01 $0.6 $0.2 38% 57 3 5%
2021-04-05 $0.5 $0.4 86% 56 4 7%
2020-04-01 $0.3 $0.5 170% 30 30 100%
2019-04-01 $0.3 $0.6 229% 30 30 100%
2018-04-02 $0.2 $0.6 250% 60 0 0%
2017-04-01 $0.2 $0.6 331% 60 0 0%
2016-04-01 $0.2 $0.7 419% 60 0 0%
2015-04-01 $0.2 $0.7 363% 60 0 0%
2014-04-01 $0.2 $0.7 438% 55 5 9%
2013-04-01 $0.1 $0.8 1386% 52 8 15%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
ND-07/05/2018
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES
BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV