Q3 ADVISORS, LLC
Latest filing: Sep 16, 2024 (128 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
9
0% change vs. 1 year ago
0% change vs. 3 years ago
800% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
,
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
10 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| RALPH RIGLER | DENVER | CO | S63|2016-10-07|S66|2019-04-12 | CERTIFIED FINANCIAL PLANNER | |||||
| DERRICK DEHAYS | DENVER | CO | S66|1999-12-23 | CERTIFIED FINANCIAL PLANNER | |||||
| RICHARD ROMERO | DENVER | CO | S63|2010-11-03|S65|1994-11-14 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| STEPHEN AVERY | DENVER | CO | S63|2000-01-19|S65|2000-01-26 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| BRIAN HICKOX | DENVER | CO | S66|2003-05-15 | CERTIFIED FINANCIAL PLANNER | |||||
| JOSEPH TAYLOR | DENVER | CO | S63|2021-06-09 | CERTIFIED FINANCIAL PLANNER | |||||
| ADAM DEUTSCH | DENVER | CO | S66|2011-10-27|S63|2023-12-08 | CERTIFIED FINANCIAL PLANNER | |||||
| MATTHEW STOCKBURGER | DENVER | CO | S66|2018-01-31 | CERTIFIED FINANCIAL PLANNER | |||||
| CRAIG WEAR | DENVER | CO | S63|1986-02-18 | CERTIFIED FINANCIAL PLANNER | |||||
| DANIEL JANDRO | DENVER | CO | S63|2012-09-15 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $0.0 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 9 | 0 | 0% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 1 | 8 | 800% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 1 | 8 | 800% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 3 | 6 | 200% |
| 2017-04-01 | $0.0 | $0.0 | -100% | 2 | 7 | 350% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| AZ-02/21/2024, CA-02/21/2024, CO-02/21/2024, FL-02/21/2024, GA-02/21/2024, IL-02/21/2024, MA-02/21/2024, MI-02/21/2024, MN-02/21/2024, NC-02/21/2024, NJ-02/21/2024, NY-02/21/2024, OH-02/21/2024, OK-09/16/2024, PA-02/21/2024, SC-02/21/2024, TX-02/21/2024, VA-02/21/2024, WA-02/21/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV