QUADRANT PRIVATE WEALTH MANAGEMENT, LLC
Latest filing: May 16, 2024 (340 days ago)
AUM
$1,625,145,373
0% change vs. 1 year ago
15% change vs. 3 years ago
133% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
16
0% change vs. 1 year ago
7% change vs. 3 years ago
45% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
CENTER VALLEY, PA
3850 SIERRA CIRCLE, CENTER VALLEY, PA, UNITED STATES, 18034
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.6 |
| Non-Discretionary | $0.0 |
| Total | $1.6 |
| Client | AUM |
|---|---|
| Retail | $1.6 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 470 | $0.1 |
| Average Individual AUM | $317,396 | |
| HNW | 316 | $1.5 |
| Average HNW AUM | $4,604,470 | |
| Retail Total | 786 | $1.6 |
| Average Retail AUM | $2,040,953 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $1.0 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.6 |
| Retail SMA AUM | $1.6 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 25% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 3% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 21% | $0.3 |
| Other Pools | 0% | $0.0 |
| Cash | 11% | $0.2 |
| Other | 32% | $0.5 |
| Total | 100% | $1.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DORCHESTER WEALTH MANAGEMENT COMPANY | $1.3 | 221519 | |
| QUADRANT INSURANCE WEALTH STRUCTURING, LLC | $0.0 | - | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
11 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRIAN CORT | CENTER VALLEY | PA | S63|2001-03-05|S65|2001-09-12 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| MARK CECCHINI | CENTER VALLEY | PA | CERTIFIED FINANCIAL PLANNER | ||||||
| JASON CORT | CENTER VALLEY | PA | S63|1995-08-16|S65|1997-04-08 | ||||||
| FRANCIS LAWLER | CENTER VALLEY | PA | S63|2010-04-19|S65|2017-10-09 | ||||||
| JOSEPH FLANNERY | CENTER VALLEY | PA | S65|2019-02-23|S63|2024-04-19 | ||||||
| CONOR ZELLNER | CENTER VALLEY | PA | S63|2017-11-03|S65|2022-07-01 | ||||||
| KORI LANNON | CENTER VALLEY | PA | S66|2008-03-06 | ||||||
| HERMAN RIJ | CENTER VALLEY | PA | S63|1981-05-27|S65|1992-10-05 | ||||||
| PAUL FRANCIS | CENTER VALLEY | PA | S66|2013-11-14 | CERTIFIED FINANCIAL PLANNER | |||||
| DAVID DECKER | CENTER VALLEY | PA | S63|1990-12-19|S65|2010-08-02 | ||||||
| JONATHAN MACK | CENTER VALLEY | PA | S66|2000-10-09|S65|2018-08-14 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $1.6 | $0.0 | 0% | 16 | 0 | 0% |
| 2024-04-02 | $1.6 | $0.0 | 0% | 16 | 0 | 0% |
| 2023-04-04 | $1.4 | $0.2 | 12% | 16 | 0 | 0% |
| 2022-04-01 | $1.4 | $0.2 | 15% | 15 | 1 | 7% |
| 2021-04-05 | $1.0 | $0.6 | 64% | 14 | 2 | 14% |
| 2020-04-01 | $0.7 | $0.9 | 133% | 11 | 5 | 45% |
| 2019-04-01 | $0.6 | $1.0 | 161% | 9 | 7 | 78% |
| 2018-04-02 | $0.6 | $1.0 | 163% | 10 | 6 | 60% |
| 2017-04-01 | $0.6 | $1.0 | 163% | 13 | 3 | 23% |
| 2016-04-01 | $0.5 | $1.1 | 202% | 11 | 5 | 45% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, CA-07/01/2015, CO-02/19/2020, CT-05/17/2019, FL-07/27/2015, GA-02/19/2020, IL-10/21/2015, LA-11/18/2019, MA-02/19/2020, MD-07/01/2015, NC-07/01/2015, NH-07/01/2015, NJ-08/13/2015, NM-12/15/2020, NY-07/01/2015, OH-12/09/2021, PA-07/01/2015, SC-12/09/2021, TX-07/01/2015, VA-02/19/2020, WI-11/18/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV