RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
Latest filing: Jun 16, 2024 (136 days ago)
AUM
$121,857,170,129
123% change vs. 1 year ago
181% change vs. 3 years ago
372% change vs. 5 years ago
10000% change vs. 10 years ago
Employee Count
475
428% change vs. 1 year ago
501% change vs. 3 years ago
542% change vs. 5 years ago
1800% change vs. 10 years ago
Main Office
LONDON,
100 BISHOPSGATE, LONDON, , UNITED KINGDOM, EC2N 4AA
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $120.7 |
| Non-Discretionary | $1.1 |
| Total | $121.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $81.8 |
| Institutional | $40.0 |
| Total | $121.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST | BOSTON-MA-USA | $13.4 |
| BROWN BROTHERS HARRIMAN (LUXEMBOURG) S.C.A | LUXEMBOURG--LUX | $9.4 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $4.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $40.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $40.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 23% | $9.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $1.2 |
| Municipal | 0% | $0.0 |
| Sovereign | 17% | $6.8 |
| IG Credit | 25% | $10.0 |
| HY Credit | 25% | $10.0 |
| Derivatives | 2% | $0.8 |
| Investment Companies | 2% | $0.8 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $1.2 |
| Other | 0% | $0.0 |
| Total | 100% | $40.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | $201.3 | broker-dealer, municipal advisor | 31194 |
| RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | $79.9 | 107173 | |
| RBC INVESTOR SERVICES BANK SA | $0.0 | trust company | - |
| BLUEBAY FUNDS MANAGEMENT COMPANY S.A. | $0.0 | 325907 | |
| RBC EUROPE LIMITED | $0.0 | broker-dealer | - |
| ROYAL BANK OF CANADA | $0.0 | - | |
| RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC | $0.0 | - | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | $0.0 | - | |
| RBC GLOBAL ASSET MANAGEMENT INC. | $0.0 | - | |
| ROYAL BANK OF CANADA (CHANNEL ISLANDS) LIMITED | $0.0 | - | |
| RBC INVESTOR SERVICES TRUST | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| THOMAS, DAVID, JOHN | DIRECTOR (NON-EXECUTIVE) |
| CHORNOUS, DANIEL, EDWARD | DIRECTOR (NON-EXECUTIVE) |
| CURRIN, SCOTT, RICHARD | MONEY LAUNDERING OFFICER |
| GERTH, ERICH, PAUL | CHIEF EXECUTIVE OFFICER AND DIRECTOR |
| PETTIGREW, JAMES, NEILSON | CHAIRMAN AND DIRECTOR (INDEPENDENT NON-EXECUTIVE) |
| BENTLEY, ANNA, MARIA JOSEPHINE C | DIRECTOR (INDEPENDENT NON-EXECUTIVE) |
| DOWDING, MARK, CHARLES DAVID | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME |
| WILLIAMS, DAMON, GRANT | DIRECTOR (NON-EXECUTIVE) |
| LJUNGKVIST, MALENA, SOFIE | DIRECTOR (NON-EXECUTIVE) |
| BROMLEY, PAUL, FREDERICK | CHIEF OPERATING OFFICER |
| PICKERING, ANTHONY, DAVID | HEAD OF BUSINESS DEVELOPMENT |
| DIXON, PETER, JOHN | CHIEF FINANCIAL OFFICER |
| BLUA, JEAN-PHILIPPE, CHRISTOPHE PAUL | CHIEF RISK OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $121.9 | $0.0 | 0% | 475 | 0 | 0% |
| 2024-04-02 | $121.9 | $0.0 | 0% | 475 | 0 | 0% |
| 2023-04-04 | $54.5 | $67.3 | 123% | 90 | 385 | 428% |
| 2022-04-01 | $67.0 | $54.8 | 82% | 80 | 395 | 494% |
| 2021-04-05 | $43.4 | $78.5 | 181% | 79 | 396 | 501% |
| 2020-04-01 | $34.5 | $87.3 | 253% | 75 | 400 | 533% |
| 2019-04-01 | $25.8 | $96.1 | 372% | 74 | 401 | 542% |
| 2018-04-02 | $23.3 | $98.5 | 422% | 66 | 409 | 620% |
| 2017-04-01 | $0.6 | $121.2 | 19884% | 62 | 413 | 666% |
| 2016-04-01 | $0.1 | $121.8 | 133685% | 60 | 415 | 692% |
| 2015-04-01 | $0.0 | $121.8 | 582376% | 45 | 430 | 956% |
| 2014-04-01 | $0.0 | $121.8 | 1200583% | 25 | 450 | 1800% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV