AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $120.7 |
Non-Discretionary | $1.1 |
Total | $121.9 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $81.8 |
Institutional | $40.0 |
Total | $121.9 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
STATE STREET BANK AND TRUST | BOSTON-MA-USA | $13.4 |
BROWN BROTHERS HARRIMAN (LUXEMBOURG) S.C.A | LUXEMBOURG--LUX | $9.4 |
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $4.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $40.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $40.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 23% | $9.2 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 3% | $1.2 |
Municipal | 0% | $0.0 |
Sovereign | 17% | $6.8 |
IG Credit | 25% | $10.0 |
HY Credit | 25% | $10.0 |
Derivatives | 2% | $0.8 |
Investment Companies | 2% | $0.8 |
Other Pools | 0% | $0.0 |
Cash | 3% | $1.2 |
Other | 0% | $0.0 |
Total | 100% | $40.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
RBC CAPITAL MARKETS, LLC | $201.3 | broker-dealer, municipal advisor | 31194 |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | $79.9 | 107173 | |
RBC INVESTOR SERVICES BANK SA | $0.0 | trust company | - |
BLUEBAY FUNDS MANAGEMENT COMPANY S.A. | $0.0 | 325907 | |
RBC EUROPE LIMITED | $0.0 | broker-dealer | - |
ROYAL BANK OF CANADA | $0.0 | - | |
RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC | $0.0 | - | |
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | $0.0 | - | |
RBC GLOBAL ASSET MANAGEMENT INC. | $0.0 | - | |
ROYAL BANK OF CANADA (CHANNEL ISLANDS) LIMITED | $0.0 | - | |
RBC INVESTOR SERVICES TRUST | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
15 active
Name | Title |
---|---|
THOMAS, DAVID, JOHN | DIRECTOR (NON-EXECUTIVE) |
CHORNOUS, DANIEL, EDWARD | DIRECTOR (NON-EXECUTIVE) |
CURRIN, SCOTT, RICHARD | MONEY LAUNDERING OFFICER |
GERTH, ERICH, PAUL | CHIEF EXECUTIVE OFFICER AND DIRECTOR |
PETTIGREW, JAMES, NEILSON | CHAIRMAN AND DIRECTOR (INDEPENDENT NON-EXECUTIVE) |
BENTLEY, ANNA, MARIA JOSEPHINE C | DIRECTOR (INDEPENDENT NON-EXECUTIVE) |
DOWDING, MARK, CHARLES DAVID | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME |
WILLIAMS, DAMON, GRANT | DIRECTOR (NON-EXECUTIVE) |
LJUNGKVIST, MALENA, SOFIE | DIRECTOR (NON-EXECUTIVE) |
BROMLEY, PAUL, FREDERICK | CHIEF OPERATING OFFICER |
PICKERING, ANTHONY, DAVID | HEAD OF BUSINESS DEVELOPMENT |
DIXON, PETER, JOHN | CHIEF FINANCIAL OFFICER |
BLUA, JEAN-PHILIPPE, CHRISTOPHE PAUL | CHIEF RISK OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $121.9 | $0.0 | 0% | 475 | 0 | 0% |
2024-04-02 | $121.9 | $0.0 | 0% | 475 | 0 | 0% |
2023-04-04 | $54.5 | $67.3 | 123% | 90 | 385 | 428% |
2022-04-01 | $67.0 | $54.8 | 82% | 80 | 395 | 494% |
2021-04-05 | $43.4 | $78.5 | 181% | 79 | 396 | 501% |
2020-04-01 | $34.5 | $87.3 | 253% | 75 | 400 | 533% |
2019-04-01 | $25.8 | $96.1 | 372% | 74 | 401 | 542% |
2018-04-02 | $23.3 | $98.5 | 422% | 66 | 409 | 620% |
2017-04-01 | $0.6 | $121.2 | 19884% | 62 | 413 | 666% |
2016-04-01 | $0.1 | $121.8 | 133685% | 60 | 415 | 692% |
2015-04-01 | $0.0 | $121.8 | 582376% | 45 | 430 | 956% |
2014-04-01 | $0.0 | $121.8 | 1200583% | 25 | 450 | 1800% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV