RIVER ROAD ASSET MANAGEMENT, LLC
Latest filing: Mar 28, 2024 (238 days ago)
AUM
$7,678,048,654
-2% change vs. 1 year ago
4% change vs. 3 years ago
81% change vs. 5 years ago
-25% change vs. 10 years ago
Employee Count
44
-12% change vs. 1 year ago
-2% change vs. 3 years ago
0% change vs. 5 years ago
-8% change vs. 10 years ago
Main Office
LOUISVILLE, KY
462 SOUTH FOURTH STREET, LOUISVILLE, KY, UNITED STATES, 40202-3466
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $7.7 |
| Non-Discretionary | $0.0 |
| Total | $7.7 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $4.3 |
| Institutional | $3.3 |
| Total | $7.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 31 | $0.1 |
| Average HNW AUM | $3,161,295 | |
| Retail Total | 31 | $0.1 |
| Average Retail AUM | $3,161,295 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $1.5 |
| FIDELITY MANAGEMENT TRUST COMPANY | BOSTON-MA-USA | $0.9 |
| STATE STREET BANK AND TRUST CO. | BOSTON-MA-USA | $0.4 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.4 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $3.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 94% | $3.2 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $3.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| AMG FUNDS LLC | $21.2 | 153456 | |
| AMG DISTRIBUTORS, INC. | $0.0 | broker-dealer | 27314 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| BECK, RICHARD, ANDREW | CEO, SENIOR PORTFOLIO MANAGER |
| MUELLER, THOMAS, DIGNAN | COO, CHIEF COMPLIANCE OFFICER |
| DEUSER, GREG, EDWARD | CHIEF INVESTMENT RISK & ANALYTICS OFFICER |
| BRENNER, ELIZABETH, AUBREY | CHIEF ORGANIZATIONAL DEVELOPMENT OFFICER |
| WAINWRIGHT, ROBERT | CHIEF BUSINESS DEVELOPMENT OFFICER |
| BROWN, JOHN, ALEXANDER | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $7.7 | $0.0 | 0% | 44 | 0 | 0% |
| 2024-04-02 | $7.7 | $0.0 | 0% | 44 | 0 | 0% |
| 2023-04-04 | $7.8 | -$0.1 | -2% | 50 | -6 | -12% |
| 2022-04-01 | $9.8 | -$2.1 | -22% | 48 | -4 | -8% |
| 2021-04-05 | $7.4 | $0.3 | 4% | 45 | -1 | -2% |
| 2020-04-01 | $6.7 | $1.0 | 15% | 44 | 0 | 0% |
| 2019-04-01 | $4.2 | $3.4 | 81% | 44 | 0 | 0% |
| 2018-04-02 | $5.4 | $2.2 | 41% | 41 | 3 | 7% |
| 2017-04-01 | $5.5 | $2.2 | 41% | 40 | 4 | 10% |
| 2016-04-01 | $6.3 | $1.4 | 22% | 46 | -2 | -4% |
| 2015-04-01 | $7.9 | -$0.2 | -3% | 51 | -7 | -14% |
| 2014-04-01 | $10.3 | -$2.6 | -25% | 48 | -4 | -8% |
| 2013-04-01 | $7.1 | $0.6 | 8% | 43 | 1 | 2% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| KY, DE-04/01/2021, FL-11/21/2008, IL-04/12/2007, KY-04/28/2005, LA-08/03/2020, MA-05/04/2017, MO-05/19/2010, OK-11/20/2008, PA-06/01/2022, TX-03/28/2007 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV