RIVER ROAD ASSET MANAGEMENT, LLC

Latest filing: Mar 28, 2024 (216 days ago)

AUM

$7,678,048,654
-2% change vs. 1 year ago
4% change vs. 3 years ago
81% change vs. 5 years ago
-25% change vs. 10 years ago

Employee Count

44
-12% change vs. 1 year ago
-2% change vs. 3 years ago
0% change vs. 5 years ago
-8% change vs. 10 years ago

Main Office

LOUISVILLE, KY
462 SOUTH FOURTH STREET, LOUISVILLE, KY, UNITED STATES, 40202-3466

Client AUM

Discretion AUM
Discretionary $7.7
Non-Discretionary $0.0
Total $7.7
Client AUM
Retail $0.1
Pooled $4.3
Institutional $3.3
Total $7.7
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 31 $0.1
Average HNW AUM $3,161,295
Retail Total 31 $0.1
Average Retail AUM $3,161,295

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
THE BANK OF NEW YORK MELLON NEW YORK-NY-USA $1.5
FIDELITY MANAGEMENT TRUST COMPANY BOSTON-MA-USA $0.9
STATE STREET BANK AND TRUST CO. BOSTON-MA-USA $0.4
THE NORTHERN TRUST COMPANY CHICAGO-IL-USA $0.4

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $3.4
Retail SMA AUM $0.1
Institutional SMA AUM $3.3
Asset Class % AUM
Equity Exch 94% $3.2
Equity Non-Exch 1% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 1% $0.0
Other Pools 0% $0.0
Cash 4% $0.1
Other 0% $0.0
Total 100% $3.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
AMG FUNDS LLC $21.2 153456
AMG DISTRIBUTORS, INC. $0.0 broker-dealer 27314

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name Title
BECK, RICHARD, ANDREW CEO, SENIOR PORTFOLIO MANAGER
MUELLER, THOMAS, DIGNAN COO, CHIEF COMPLIANCE OFFICER
DEUSER, GREG, EDWARD CHIEF INVESTMENT RISK & ANALYTICS OFFICER
BRENNER, ELIZABETH, AUBREY CHIEF ORGANIZATIONAL DEVELOPMENT OFFICER
WAINWRIGHT, ROBERT CHIEF BUSINESS DEVELOPMENT OFFICER
BROWN, JOHN, ALEXANDER CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $7.7 $0.0 0% 44 0 0%
2024-04-02 $7.7 $0.0 0% 44 0 0%
2023-04-04 $7.8 -$0.1 -2% 50 -6 -12%
2022-04-01 $9.8 -$2.1 -22% 48 -4 -8%
2021-04-05 $7.4 $0.3 4% 45 -1 -2%
2020-04-01 $6.7 $1.0 15% 44 0 0%
2019-04-01 $4.2 $3.4 81% 44 0 0%
2018-04-02 $5.4 $2.2 41% 41 3 7%
2017-04-01 $5.5 $2.2 41% 40 4 10%
2016-04-01 $6.3 $1.4 22% 46 -2 -4%
2015-04-01 $7.9 -$0.2 -3% 51 -7 -14%
2014-04-01 $10.3 -$2.6 -25% 48 -4 -8%
2013-04-01 $7.1 $0.6 8% 43 1 2%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
KY, DE-04/01/2021, FL-11/21/2008, IL-04/12/2007, KY-04/28/2005, LA-08/03/2020, MA-05/04/2017, MO-05/19/2010, OK-11/20/2008, PA-06/01/2022, TX-03/28/2007
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV