SAGEVIEW PRIVATE CLIENT GROUP, LLC
Latest filing: Aug 30, 2024 (232 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
10
0% change vs. 1 year ago
-33% change vs. 3 years ago
-33% change vs. 5 years ago
-67% change vs. 10 years ago
Main Office
NEWPORT BEACH, CA
4000 MACARTHUR BLVD., NEWPORT BEACH, CA, UNITED STATES, 92660
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | $202.6 | 126777 | |
| SAGEVIEW INSURANCE SERVICES, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| MERID, SHARINA, MARIA | CHIEF COMPLIANCE OFFICER |
| LONGLEY, JOHN, TURNBULL | CHIEF EXECUTIVE OFFICER |
| UPHAM, JONATHAN, TYLER | PRESIDENT |
| PFEIFFER, NATASHA, IRINA | CHIEF LEGAL OFFICER |
| WALSH, CHRISTINA, MARIE | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.0 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 10 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 15 | -5 | -33% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 15 | -5 | -33% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 15 | -5 | -33% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 15 | -5 | -33% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 15 | -5 | -33% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 10 | 0 | 0% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 15 | -5 | -33% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 15 | -5 | -33% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 30 | -20 | -67% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-02/05/2016, MA-03/29/2019, TN-02/05/2016, TX-08/30/2024, UT-12/16/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT ACCOUNTING FIRM |
ADVDB.CO • SOURCE: SEC FORM ADV