SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC
Latest filing: Mar 03, 2025 (47 days ago)
AUM
$4,946,760,100
23% change vs. 1 year ago
42% change vs. 3 years ago
191% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
42
24% change vs. 1 year ago
45% change vs. 3 years ago
425% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
CARMEL, IN
111 CONGRESSIONAL BLVD.,, CARMEL, IN, UNITED STATES, 46032
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $3.9 |
| Total | $4.9 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $4.5 |
| Total | $4.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 650 | $0.1 |
| Average Individual AUM | $199,847 | |
| HNW | 167 | $0.4 |
| Average HNW AUM | $2,120,686 | |
| Retail Total | 817 | $0.5 |
| Average Retail AUM | $592,479 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $4.9 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $4.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 25% | $1.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 65% | $3.2 |
| Other Pools | 0% | $0.0 |
| Cash | 10% | $0.5 |
| Other | 0% | $0.0 |
| Total | 100% | $4.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SHEPHERD INSURANCE LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| LEAH SYLVESTER | CARMEL | IN | S65|2020-10-07 | ||||||
| CHARLES CLEM | CARMEL | IN | S65|2022-04-04 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $4.9 | $0.0 | 0% | 42 | 0 | 0% |
| 2024-04-02 | $4.0 | $0.9 | 23% | 34 | 8 | 24% |
| 2023-04-04 | $3.2 | $1.8 | 55% | 29 | 13 | 45% |
| 2022-04-01 | $3.5 | $1.5 | 42% | 29 | 13 | 45% |
| 2021-04-05 | $2.8 | $2.1 | 77% | 9 | 33 | 367% |
| 2020-04-01 | $1.7 | $3.2 | 191% | 8 | 34 | 425% |
| 2019-04-01 | $1.0 | $4.0 | 400% | 7 | 35 | 500% |
| 2018-04-02 | $0.2 | $4.7 | 1898% | 3 | 39 | 1300% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IN, AZ-10/11/2021, DE-09/11/2024, FL-10/11/2021, IL-10/11/2021, IN-11/14/2017, KS-09/11/2024, KY-03/28/2018, MD-09/11/2024, MI-09/11/2024, NC-09/11/2024, OH-10/11/2021, PA-09/11/2024, SC-09/11/2024, TN-10/11/2021, TX-03/14/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV