SOUND POINT LUNA LLC

Latest filing: Aug 29, 2024 (62 days ago)

AUM

$13,796,662,795
-18% change vs. 1 year ago
1% change vs. 3 years ago
-55% change vs. 5 years ago
-50% change vs. 10 years ago

Employee Count

13
-87% change vs. 1 year ago
-86% change vs. 3 years ago
-94% change vs. 5 years ago
-94% change vs. 10 years ago

Main Office

NEW YORK, NY
375 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10152

Client AUM

Discretion AUM
Discretionary $10.9
Non-Discretionary $2.9
Total $13.8
Client AUM
Retail $0.0
Pooled $13.8
Institutional $0.0
Total $13.8
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
STONE POINT CAPITAL LLC $48.5 156521
SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC $0.0 329887
SOUND POINT SENIOR GP II, LLC $0.0 -
SOUND POINT CONSUMER CREDIT PAYMENTS I GP, LLC $0.0 -
SPCRE INPOINT ADVISORS LLC $0.0 -
SOUND POINT U.S. DIRECT LENDING II (GP) LTD. $0.0 -
SOUND POINT U.S. LENDING I GP, LLC $0.0 -
SOUND POINT STRATEGIC CAPITAL GP II, LLC $0.0 -
SP COMMERCIAL FUNDING CAYMAN GP, LLC $0.0 -
SP COMMERCIAL FUNDING CAYMAN GP II, LLC $0.0 -
SOUND POINT CLO MANAGEMENT GP, LLC $0.0 -
SOUND POINT CO-INVEST GP, LLC $0.0 -
SOUND POINT GP PARENT, LLC $0.0 -
SOUND POINT STRATEGIC CAPITAL GP, LLC $0.0 -
SOUND POINT TACTICAL LOAN OPPORTUNITY GP LLC $0.0 -
SOUND POINT HARBOR FUND GP LLC $0.0 -
SOUND POINT DISCOVERY MANAGER, LLC $0.0 -
SOUND POINT EMPLOYEE INVESTMENT (US DL II NON-US RN) LIMITED $0.0 -
SOUND POINT CLO WAREHOUSE II GP, LLC $0.0 -
SOUND POINT MERIDIAN FUND GP LLC $0.0 -
SOUND POINT U.S. DIRECT LENDING III (LUX) GP, SARL $0.0 -
SOUND POINT SENIOR GP, LLC $0.0 -
SOUND POINT CRE MANAGEMENT, LP $0.0 -
SOUND POINT GLS GP LLC $0.0 -
SOUND POINT LUNA GP HOLDINGS LLC $0.0 -
BLUEMOUNTAIN MONTENVERS GP S.A R.L. $0.0 -
SOUND POINT ASSET BACKED GP, LLC $0.0 -
BLUEMOUNTAIN MONTENVERS GP, LLC $0.0 -
BLUEMOUNTAIN MONTENVERS HOLDINGS, LLC $0.0 -
SOUND POINT U.S. DIRECT LENDING II GP, LLC $0.0 -
SOUND POINT CLO C-MOA, LLC $0.0 -
SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC $0.0 -
SOUND POINT CLO GP, LLC $0.0 -
SOUND POINT U.S. DIRECT LENDING II (LUX) GP SARL $0.0 -
SOUND POINT CAPITAL MANAGEMENT UK, LLP $0.0 -
SOUND POINT CAPITAL MANAGEMENT, LP $0.0 -
SP TECHNOLOGY PAYMENTS I GP, LLC $0.0 -
SP TECHNOLOGY PAYMENTS II GP, LLC $0.0 -
SOUND POINT CREDIT OPPORTUNITIES GP, LLC $0.0 -
SOUND POINT BEACON GP, LLC $0.0 -
SOUND POINT U.S. DIRECT LENDING III GP, LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
KETCHUM, STEPHEN, JEROME CHIEF EXECUTIVE OFFICER, MEMBER
GERLITZ, KEVIN, PETER CHIEF FINANCIAL OFFICER
RUBERTI, WENDY, LYNNE GENERAL COUNSEL
SEELAUS, SARAH, ZELLER CHIEF OPERATING OFFICER
SAYAGO, ANDREA, J.S. CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $13.8 $0.0 0% 13 0 0%
2024-04-02 $13.8 $0.0 0% 13 0 0%
2023-04-04 $16.7 -$2.9 -18% 100 -87 -87%
2022-04-01 $18.3 -$4.5 -25% 85 -72 -85%
2021-04-05 $13.7 $0.1 1% 95 -82 -86%
2020-04-01 $14.8 -$1.0 -7% 120 -107 -89%
2019-04-01 $30.4 -$16.6 -55% 227 -214 -94%
2018-04-02 $17.4 -$3.6 -21% 221 -208 -94%
2017-04-01 $22.8 -$9.0 -39% 214 -201 -94%
2016-04-01 $34.2 -$20.4 -60% 260 -247 -95%
2015-04-01 $27.5 -$13.7 -50% 272 -259 -95%
2014-04-01 $27.8 -$14.0 -50% 213 -200 -94%
2013-04-01 $17.7 -$3.9 -22% 156 -143 -92%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, NY-03/30/2012
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV