AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 25 | $0.3 |
| Average HNW AUM | $11,487,013 | |
| Retail Total | 25 | $0.3 |
| Average Retail AUM | $11,487,013 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| THE NORTHERN TRUST COMPANY | MILWAUKEE-WI-USA | $0.2 |
| SEI PRIVATE TRUST COMPANY | OAKS-PA-USA | $0.1 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 73% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 10% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 13% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ISECTORS, LLC | $0.0 | 147589 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| VERNON SUMNICHT | APPLETON | WI | S63|1984-11-01 | CERTIFIED FINANCIAL PLANNER | |||||
| SCOTT JONES | APPLETON | WI | S65|2007-07-30 | ||||||
| PAUL CALLAHAN | APPLETON | WI | S63|1992-12-23|S66|2001-06-04 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $0.3 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.0 | 0% | 4 | 0 | 0% |
| 2023-04-04 | $0.3 | $0.0 | 13% | 4 | 0 | 0% |
| 2022-04-01 | $0.3 | -$0.1 | -16% | 3 | 1 | 33% |
| 2021-04-05 | $0.4 | -$0.1 | -22% | 4 | 0 | 0% |
| 2020-04-01 | $0.3 | -$0.1 | -15% | 4 | 0 | 0% |
| 2019-04-01 | $0.3 | $0.0 | -4% | 5 | -1 | -20% |
| 2018-04-02 | $0.3 | $0.0 | -12% | 5 | -1 | -20% |
| 2017-04-01 | $0.3 | $0.0 | -4% | 6 | -2 | -33% |
| 2016-04-01 | $0.3 | $0.0 | 7% | 6 | -2 | -33% |
| 2015-04-01 | $0.3 | $0.0 | 8% | 6 | -2 | -33% |
| 2014-04-01 | $0.3 | $0.0 | 10% | 5 | -1 | -20% |
| 2013-04-01 | $0.3 | $0.0 | 3% | 8 | -4 | -50% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| WI, CA-03/24/2004, FL-02/08/2007, TX-07/14/2003, WI-05/01/1989 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV