AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $3.4 |
Non-Discretionary | $0.0 |
Total | $3.4 |
Client | AUM |
---|---|
Retail | $0.1 |
Pooled | $0.6 |
Institutional | $2.7 |
Total | $3.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 75 | $0.0 |
Average Individual AUM | $364,844 | |
HNW | 12 | $0.0 |
Average HNW AUM | $2,891,123 | |
Retail Total | 87 | $0.1 |
Average Retail AUM | $713,296 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE BANK OF NEW YORK MELLON | MANHATTAN-NY-USA | $0.9 |
STATE STREET BANK | BOSTON-MA-USA | $0.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $2.8 |
Retail SMA AUM | $0.1 |
Institutional SMA AUM | $2.7 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 98% | $2.7 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 2% | $0.1 |
Other | 0% | $0.0 |
Total | 100% | $2.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
AMG FUNDS LLC | $21.2 | 153456 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
5 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
WALTER WICK | TEANECK | NJ | S63|2000-04-06 | CHARTERED FINANCIAL ANALYST | |||||
EOIN MIDDAUGH | TEANECK | NJ | S63|1998-12-01|S65|1997-06-28 | CHARTERED FINANCIAL ANALYST | |||||
KENNETH BURGESS | TEANECK | NJ | S65|1993-06-14 | CHARTERED FINANCIAL ANALYST | |||||
JAMES WALLERIUS | TEANECK | NJ | S63|1989-09-08|S65|1995-04-07 | ||||||
RICHARD PLUMMER | TEANECK | NJ | S63|2012-03-16 | CHARTERED FINANCIAL ANALYST |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $3.4 | $0.0 | 0% | 18 | 0 | 0% |
2024-04-02 | $3.4 | $0.0 | 0% | 18 | 0 | 0% |
2023-04-04 | $3.1 | $0.3 | 10% | 17 | 1 | 6% |
2022-04-01 | $3.4 | $0.0 | -1% | 18 | 0 | 0% |
2021-04-05 | $2.3 | $1.1 | 48% | 18 | 0 | 0% |
2020-04-01 | $2.6 | $0.7 | 28% | 20 | -2 | -10% |
2019-04-01 | $2.8 | $0.6 | 21% | 30 | -12 | -40% |
2018-04-02 | $5.0 | -$1.6 | -33% | 32 | -14 | -44% |
2017-04-01 | $6.6 | -$3.2 | -49% | 33 | -15 | -45% |
2016-04-01 | $9.4 | -$6.1 | -64% | 38 | -20 | -53% |
2015-04-01 | $13.0 | -$9.6 | -74% | 42 | -24 | -57% |
2014-04-01 | $14.0 | -$10.7 | -76% | 42 | -24 | -57% |
2013-04-01 | $10.4 | -$7.1 | -68% | 44 | -26 | -59% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NJ, AL-12/08/2023, AZ-05/01/1995, CA-04/27/1995, CO-06/14/2001, CT-11/30/1998, DC-06/14/2001, DE-01/31/2002, FL-05/09/1995, GA-03/30/1995, HI-01/16/1998, IL-06/02/1998, IN-03/12/2003, KS-06/14/2001, LA-10/17/2001, MA-04/28/1995, MD-01/01/1991, ME-12/08/2023, MI-01/16/1998, MN-12/08/2023, MO-05/12/1995, NC-06/14/2001, NJ-04/27/1995, NM-12/08/2023, NV-06/14/2001, NY-04/19/1991, OH-06/14/2001, OR-12/08/2023, PA-05/09/1995, RI-12/08/2023, SC-03/12/2003, TN-02/08/1999, TX-05/08/1995, UT-09/30/1991, VA-04/10/1995, VT-12/08/2023, WA-05/04/1995, WI-05/30/1990, WV-05/01/1995 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV