THE AYCO COMPANY, L.P.
Latest filing: Sep 30, 2024 (52 days ago)
AUM
$25,870,062,000
-10% change vs. 1 year ago
71% change vs. 3 years ago
-26% change vs. 5 years ago
12% change vs. 10 years ago
Employee Count
1,792
1% change vs. 1 year ago
33% change vs. 3 years ago
31% change vs. 5 years ago
65% change vs. 10 years ago
Main Office
COHOES, NY
100 COLISEUM DRIVE, COHOES, NY, UNITED STATES, 12047
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $25.9 |
| Non-Discretionary | $0.0 |
| Total | $25.9 |
| Client | AUM |
|---|---|
| Retail | $17.4 |
| Pooled | $0.0 |
| Institutional | $8.5 |
| Total | $25.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 90,200 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 33,900 | $17.4 |
| Average HNW AUM | $513,607 | |
| Retail Total | 124,100 | $17.4 |
| Average Retail AUM | $140,300 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| GOLDMAN SACHS & CO. LLC | NEW YORK-NY-USA | $15.8 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $7.8 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $2.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $25.9 |
| Retail SMA AUM | $17.4 |
| Institutional SMA AUM | $8.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 13% | $3.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 85% | $22.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.5 |
| Other | 0% | $0.0 |
| Total | 100% | $25.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GOLDMAN SACHS ASSET MANAGEMENT, L.P. | $1,661.3 | 107738 | |
| GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL | $405.2 | 107715 | |
| GOLDMAN SACHS & CO. LLC | $222.7 | broker-dealer, municipal advisor | 361 |
| ROCATON INVESTMENT ADVISORS, LLC | $13.0 | 120451 | |
| GOLDMAN SACHS HEDGE FUND STRATEGIES LLC | $11.3 | 107850 | |
| THE AYCO SERVICES INSURANCE AGENCY, INC. | $0.0 | - | |
| GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. | $0.0 | - | |
| THE AYCO SERVICES AGENCY, L.P. | $0.0 | - | |
| THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE | $0.0 | trust company | - |
| GOLDMAN SACHS FINANCIAL MARKETS, L.P. | $0.0 | broker-dealer | 47340 |
| GOLDMAN SACHS BANK USA | $0.0 | - | |
| THE GOLDMAN SACHS TRUST COMPANY, NATIONAL ASSOCIATION | $0.0 | trust company | - |
| THE GOLDMAN SACHS GROUP, INC. | $0.0 | - | |
| J. ARON & COMPANY LLC | $0.0 | broker-dealer | - |
| MERCER ALLIED COMPANY, L.P. | $0.0 | broker-dealer | 37404 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| FRITZ, ROBERT, FRANCIS | VICE PRESIDENT |
| RESTIERI, LAWRENCE, JOSEPH | CHIEF EXECUTIVE OFFICER, PRESIDENT |
| HOLE, JEFFREY, D. | VICE PRESIDENT, SECRETARY |
| LUKS, SHELLEY, M | VICE PRESIDENT, TREASURER |
| SPENCER, STEVEN | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER |
| KINOWSKI, KYLE | VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
1,026 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL MURRAY | COHOES | NY | S63|1994-07-29|S65|1997-10-20 | ||||||
| JONATHAN PROCTOR | COHOES | NY | S63|2011-11-01|S66|2013-11-01 | ||||||
| OLIVER HERNANDEZ ESTRADA | COHOES | NY | S65|2019-10-24|S63|2020-09-11 | ||||||
| ANTHONY BEVILACQUA | COHOES | NY | S66|2013-01-28 | ||||||
| WILLIAM PASKO | COHOES | NY | S63|2024-01-26|S65|2024-01-26 | ||||||
| SCOTT RUSSELL | COHOES | NY | S63|2003-04-18 | ||||||
| MICHAEL SEVCHUK | COHOES | NY | S66|2005-10-14 | ||||||
| LANCE BRITT | COHOES | NY | S66|2013-10-28 | ||||||
| CHRISTIAN GUYETTE | COHOES | NY | S66|2022-08-12 | ||||||
| DAVID EDDY | COHOES | NY | S63|1998-01-22 | CERTIFIED FINANCIAL PLANNER | |||||
| LAURA CARROLL | COHOES | NY | S66|2008-07-23 | ||||||
| KEITH HALABUDA | COHOES | NY | S66|2016-09-16 | ||||||
| DANIEL BAIRD | COHOES | NY | S66|2018-09-14 | ||||||
| ADITYA VASHI | COHOES | NY | S66|2022-12-06 | ||||||
| KAYLA SAMUEL | COHOES | NY | S63|2020-11-24|S66|2022-03-04 | ||||||
| JASON SHEPARD | COHOES | NY | S66|2006-06-30 | ||||||
| CAMERON HEBERT | COHOES | NY | S66|2018-10-30 | ||||||
| CHANCE WEGNER | COHOES | NY | S66|2017-12-04 | ||||||
| THOMAS CAIAZZO | COHOES | NY | S66|2020-12-21 | ||||||
| ANTHONY TOFFENETTI | COHOES | NY | S66|2019-12-27 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $25.9 | $0.0 | 0% | 1,792 | 0 | 0% |
| 2024-04-02 | $25.9 | $0.0 | 0% | 1,792 | 0 | 0% |
| 2023-04-04 | $28.6 | -$2.7 | -10% | 1,774 | 18 | 1% |
| 2022-04-01 | $31.8 | -$5.9 | -19% | 1,784 | 8 | 0% |
| 2021-04-05 | $15.1 | $10.7 | 71% | 1,343 | 449 | 33% |
| 2020-04-01 | $12.8 | $13.1 | 103% | 1,357 | 435 | 32% |
| 2019-04-01 | $34.9 | -$9.1 | -26% | 1,366 | 426 | 31% |
| 2018-04-02 | $34.2 | -$8.3 | -24% | 1,249 | 543 | 43% |
| 2017-04-01 | $29.5 | -$3.7 | -12% | 1,262 | 530 | 42% |
| 2016-04-01 | $27.3 | -$1.4 | -5% | 1,285 | 507 | 39% |
| 2015-04-01 | $26.1 | -$0.2 | -1% | 1,163 | 629 | 54% |
| 2014-04-01 | $23.1 | $2.8 | 12% | 1,085 | 707 | 65% |
| 2013-04-01 | $17.3 | $8.6 | 50% | 1,008 | 784 | 78% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-12/02/1994, AL-12/07/1994, AR-08/28/1990, AZ-12/08/1994, CA-11/21/1994, CO-02/28/2008, CT-07/01/1997, DC-04/29/1994, DE-07/31/2003, FL-08/02/1984, GA-10/28/1994, HI-12/09/1994, IA-02/29/2008, ID-08/22/1989, IL-07/23/1985, IN-02/15/2001, KS-12/01/1994, KY-06/18/1982, LA-02/28/2008, MA-11/27/1994, MD-10/01/1991, ME-01/01/1998, MI-11/25/1997, MN-12/12/1984, MO-03/07/2000, MS-02/14/2001, MT-01/01/1998, NC-02/14/2001, ND-02/28/2008, NE-04/06/1999, NH-01/28/1986, NJ-07/01/1982, NM-11/28/1998, NV-12/14/1990, NY-09/12/1984, OH-08/02/1999, OK-01/01/1998, OR-10/17/1989, PA-05/03/1995, PR-01/07/2003, RI-01/01/1993, SC-08/21/1991, SD-10/05/1990, TN-08/14/1984, TX-12/09/1994, UT-12/24/1990, VA-11/06/1987, VI-07/31/2014, VT-02/02/1995, WA-12/01/1994, WI-05/29/1992, WV-06/18/1982, WY-02/08/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV