AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $25.9 |
Non-Discretionary | $0.0 |
Total | $25.9 |
Client | AUM |
---|---|
Retail | $17.4 |
Pooled | $0.0 |
Institutional | $8.5 |
Total | $25.9 |
Retail | Accounts | AUM |
---|---|---|
Individual | 90,200 | $0.0 |
Average Individual AUM | $0 | |
HNW | 33,900 | $17.4 |
Average HNW AUM | $513,607 | |
Retail Total | 124,100 | $17.4 |
Average Retail AUM | $140,300 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
GOLDMAN SACHS & CO. LLC | NEW YORK-NY-USA | $15.8 |
NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $7.8 |
CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $2.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $25.9 |
Retail SMA AUM | $17.4 |
Institutional SMA AUM | $8.5 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 13% | $3.4 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 85% | $22.0 |
Other Pools | 0% | $0.0 |
Cash | 2% | $0.5 |
Other | 0% | $0.0 |
Total | 100% | $25.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
GOLDMAN SACHS ASSET MANAGEMENT, L.P. | $1,661.3 | 107738 | |
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL | $405.2 | 107715 | |
GOLDMAN SACHS & CO. LLC | $222.7 | broker-dealer, municipal advisor | 361 |
ROCATON INVESTMENT ADVISORS, LLC | $13.0 | 120451 | |
GOLDMAN SACHS HEDGE FUND STRATEGIES LLC | $11.3 | 107850 | |
THE AYCO SERVICES INSURANCE AGENCY, INC. | $0.0 | - | |
GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. | $0.0 | - | |
THE AYCO SERVICES AGENCY, L.P. | $0.0 | - | |
THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE | $0.0 | trust company | - |
GOLDMAN SACHS FINANCIAL MARKETS, L.P. | $0.0 | broker-dealer | 47340 |
GOLDMAN SACHS BANK USA | $0.0 | - | |
THE GOLDMAN SACHS TRUST COMPANY, NATIONAL ASSOCIATION | $0.0 | trust company | - |
THE GOLDMAN SACHS GROUP, INC. | $0.0 | - | |
J. ARON & COMPANY LLC | $0.0 | broker-dealer | - |
MERCER ALLIED COMPANY, L.P. | $0.0 | broker-dealer | 37404 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
Name | Title |
---|---|
FRITZ, ROBERT, FRANCIS | VICE PRESIDENT |
RESTIERI, LAWRENCE, JOSEPH | CHIEF EXECUTIVE OFFICER, PRESIDENT |
HOLE, JEFFREY, D. | VICE PRESIDENT, SECRETARY |
LUKS, SHELLEY, M | VICE PRESIDENT, TREASURER |
SPENCER, STEVEN | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER |
KINOWSKI, KYLE | VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
1,026 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
ANDREW LEEGE | COHOES | NY | S66|2019-03-25 | ||||||
KIRSTIN MOLLOY | COHOES | NY | S66|2011-06-17|S65|2016-03-01 | ||||||
EMNET GEBREEGZIABHER | COHOES | NY | S66|2012-01-25|S65|2024-02-16 | ||||||
ZACHARY DUNNING | COHOES | NY | S66|2020-02-11 | ||||||
OTIS SMITH | COHOES | NY | S63|2001-06-29|S65|2008-08-19 | ||||||
MATTHEW HEERWAGEN | COHOES | NY | S63|2000-05-02|S66|2007-02-06 | ||||||
ANDREA GREGORY | COHOES | NY | S66|2018-03-19 | ||||||
JESSICA PEREZ | COHOES | NY | S66|2020-01-24 | ||||||
KRISTINA DAWN TIRA | COHOES | NY | S66|2017-08-21 | ||||||
CHRISTOPHER MAROTTA | COHOES | NY | S65|2019-08-13|S63|2019-11-19 | ||||||
GIOVANNI TEDESCO | COHOES | NY | S63|2003-05-12 | ||||||
MATTHEW BATES | COHOES | NY | S66|2023-09-08 | ||||||
PAUL LIGUORI | COHOES | NY | S66|2020-11-02 | ||||||
NIDHI CHETANBHAI PATEL | COHOES | NY | S66|2024-01-12 | ||||||
HANA JIBREL | COHOES | NY | S66|2018-02-20 | ||||||
GABRIELLE LINDENFELD | COHOES | NY | S66|2012-09-13|S65|2023-01-12 | ||||||
CAMERON HEBERT | COHOES | NY | S66|2018-10-30 | ||||||
OMAR ALYEMANY | COHOES | NY | S66|2020-09-08 | ||||||
TIMOTHY CRILL | COHOES | NY | S66|2011-10-17|S65|2019-12-04 | ||||||
EMMETT CLANCY | COHOES | NY | S63|1979-10-16|S65|1992-01-30 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $25.9 | $0.0 | 0% | 1,792 | 0 | 0% |
2024-04-02 | $25.9 | $0.0 | 0% | 1,792 | 0 | 0% |
2023-04-04 | $28.6 | -$2.7 | -10% | 1,774 | 18 | 1% |
2022-04-01 | $31.8 | -$5.9 | -19% | 1,784 | 8 | 0% |
2021-04-05 | $15.1 | $10.7 | 71% | 1,343 | 449 | 33% |
2020-04-01 | $12.8 | $13.1 | 103% | 1,357 | 435 | 32% |
2019-04-01 | $34.9 | -$9.1 | -26% | 1,366 | 426 | 31% |
2018-04-02 | $34.2 | -$8.3 | -24% | 1,249 | 543 | 43% |
2017-04-01 | $29.5 | -$3.7 | -12% | 1,262 | 530 | 42% |
2016-04-01 | $27.3 | -$1.4 | -5% | 1,285 | 507 | 39% |
2015-04-01 | $26.1 | -$0.2 | -1% | 1,163 | 629 | 54% |
2014-04-01 | $23.1 | $2.8 | 12% | 1,085 | 707 | 65% |
2013-04-01 | $17.3 | $8.6 | 50% | 1,008 | 784 | 78% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, AK-12/02/1994, AL-12/07/1994, AR-08/28/1990, AZ-12/08/1994, CA-11/21/1994, CO-02/28/2008, CT-07/01/1997, DC-04/29/1994, DE-07/31/2003, FL-08/02/1984, GA-10/28/1994, HI-12/09/1994, IA-02/29/2008, ID-08/22/1989, IL-07/23/1985, IN-02/15/2001, KS-12/01/1994, KY-06/18/1982, LA-02/28/2008, MA-11/27/1994, MD-10/01/1991, ME-01/01/1998, MI-11/25/1997, MN-12/12/1984, MO-03/07/2000, MS-02/14/2001, MT-01/01/1998, NC-02/14/2001, ND-02/28/2008, NE-04/06/1999, NH-01/28/1986, NJ-07/01/1982, NM-11/28/1998, NV-12/14/1990, NY-09/12/1984, OH-08/02/1999, OK-01/01/1998, OR-10/17/1989, PA-05/03/1995, PR-01/07/2003, RI-01/01/1993, SC-08/21/1991, SD-10/05/1990, TN-08/14/1984, TX-12/09/1994, UT-12/24/1990, VA-11/06/1987, VI-07/31/2014, VT-02/02/1995, WA-12/01/1994, WI-05/29/1992, WV-06/18/1982, WY-02/08/2018 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV