THE PORTFOLIO STRATEGY GROUP, LLC
Latest filing: Jan 13, 2025 (97 days ago)
AUM
$2,159,778,408
0% change vs. 1 year ago
-7% change vs. 3 years ago
17% change vs. 5 years ago
71% change vs. 10 years ago
Employee Count
14
0% change vs. 1 year ago
27% change vs. 3 years ago
27% change vs. 5 years ago
100% change vs. 10 years ago
Main Office
WHITE PLAINS, NY
50 MAIN STREET, WHITE PLAINS, NY, UNITED STATES, 10606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.2 |
| Non-Discretionary | $0.0 |
| Total | $2.2 |
| Client | AUM |
|---|---|
| Retail | $1.7 |
| Pooled | $0.0 |
| Institutional | $0.4 |
| Total | $2.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 43 | $0.0 |
| Average Individual AUM | $414,463 | |
| HNW | 285 | $1.7 |
| Average HNW AUM | $5,874,143 | |
| Retail Total | 328 | $1.7 |
| Average Retail AUM | $5,158,392 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $1.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.1 |
| Retail SMA AUM | $1.7 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 54% | $1.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 8% | $0.2 |
| Municipal | 9% | $0.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 19% | $0.4 |
| Other Pools | 0% | $0.0 |
| Cash | 8% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $2.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SCS CAPITAL MANAGEMENT LLC | $39.6 | 122258 | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| YOKEN, RICHARD, ALAN | MANAGING DIRECTOR |
| SCHARF, EDWARD, LAURENCE | MANAGING DIRECTOR |
| BARTIMER, LAWRENCE, DAVID | MANAGING DIRECTOR |
| YORKES, PETER, SCOTT | MANAGING DIRECTOR |
| ZOTTNER, THOMAS, MICHAEL | MANAGING DIRECTOR |
| GHALI, LAURIE | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JACQUES BOUBLI | WHITE PLAINS | NY | S66|2008-09-05 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $2.2 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $2.2 | $0.0 | 0% | 14 | 0 | 0% |
| 2023-04-04 | $2.0 | $0.2 | 8% | 11 | 3 | 27% |
| 2022-04-01 | $2.3 | -$0.2 | -7% | 11 | 3 | 27% |
| 2021-04-05 | $2.0 | $0.2 | 9% | 11 | 3 | 27% |
| 2020-04-01 | $1.8 | $0.3 | 17% | 11 | 3 | 27% |
| 2019-04-01 | $1.6 | $0.6 | 38% | 11 | 3 | 27% |
| 2018-04-02 | $1.6 | $0.5 | 32% | 10 | 4 | 40% |
| 2017-04-01 | $1.4 | $0.8 | 56% | 10 | 4 | 40% |
| 2016-04-01 | $1.4 | $0.8 | 59% | 7 | 7 | 100% |
| 2015-04-01 | $1.3 | $0.9 | 71% | 7 | 7 | 100% |
| 2014-04-01 | $1.2 | $1.0 | 80% | 6 | 8 | 133% |
| 2013-04-01 | $1.0 | $1.2 | 114% | 5 | 9 | 180% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, CA-02/08/2013, CO-02/02/2024, CT-03/26/2014, FL-02/08/2013, IL-03/29/2017, LA-03/24/2021, MA-02/08/2013, MD-03/29/2022, NJ-02/13/2013, NY-02/08/2013, PA-03/31/2020, TX-12/23/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV