THOMPSON SIEGEL & WALMSLEY LLC
Latest filing: Jan 02, 2025 (99 days ago)
AUM
$20,812,400,000
9% change vs. 1 year ago
-13% change vs. 3 years ago
-1% change vs. 5 years ago
73% change vs. 10 years ago
Employee Count
68
1% change vs. 1 year ago
-3% change vs. 3 years ago
-11% change vs. 5 years ago
6% change vs. 10 years ago
Main Office
RICHMOND, VA
6641 WEST BROAD STREET, RICHMOND, VA, UNITED STATES, 23230
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $20.0 |
| Non-Discretionary | $0.9 |
| Total | $20.8 |
| Client | AUM |
|---|---|
| Retail | $1.1 |
| Pooled | $13.5 |
| Institutional | $6.2 |
| Total | $20.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 158 | $0.5 |
| Average Individual AUM | $2,910,127 | |
| HNW | 56 | $0.6 |
| Average HNW AUM | $11,519,643 | |
| Retail Total | 214 | $1.1 |
| Average Retail AUM | $5,163,084 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | SYRACUSE-NY-USA | $2.9 |
| NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.1 |
| CHARLES SCHWAB & CO., INC. | SAN FRANSCISCO-CA-USA | $0.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $7.3 |
| Retail SMA AUM | $1.1 |
| Institutional SMA AUM | $6.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 91% | $6.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 2% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.3 |
| Other | 0% | $0.0 |
| Total | 98% | $7.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| JOHCM (USA) INC | $10.2 | 167596 | |
| PERPETUAL US SERVICES, LLC | $0.0 | 317365 | |
| WPS CAPITAL MANAGEMENT, LLC | $0.0 | - | |
| WS&T INVESTMENT HOLDINGS GP LLC | $0.0 | - | |
| TSW OPPORTUNITIES GP LLC | $0.0 | - | |
| PERPETUAL INVESTMENT MANAGEMENT LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
18 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TRACEY IVEY | RICHMOND | VA | S63|1993-02-12|S65|1995-09-15 | ||||||
| JOHN MORAN | RICHMOND | VA | CHARTERED FINANCIAL ANALYST | ||||||
| BRYAN DURAND | RICHMOND | VA | S63|2013-08-14 | CHARTERED FINANCIAL ANALYST | |||||
| STEDMAN OAKEY | RICHMOND | VA | CHARTERED FINANCIAL ANALYST | ||||||
| JAMES TAFEL | RICHMOND | VA | S66|2020-06-11 | ||||||
| BRETT HAWKINS | RICHMOND | VA | CHARTERED FINANCIAL ANALYST | ||||||
| WILLIAM BELLAMY | RICHMOND | VA | S63|1991-10-31 | CHARTERED FINANCIAL ANALYST | |||||
| STELIOUS ANTOURAKIS | RICHMOND | VA | S65|2013-12-09|S63|2014-06-20 | ||||||
| STEPHEN YEE FAI HO | RICHMOND | VA | CHARTERED FINANCIAL ANALYST | ||||||
| BRANDON HARRELL | RICHMOND | VA | S63|2003-12-12|S65|1991-04-23 | CHARTERED FINANCIAL ANALYST | |||||
| WILLIAM SCHUBMEHL | RICHMOND | VA | S63|1995-10-12|S65|2006-11-14 | ||||||
| JOHN HORSLEY | RICHMOND | VA | S65|1994-11-04 | CHARTERED FINANCIAL ANALYST|CHARTERED INVESTMENT COUNSELOR | |||||
| WAYNE BOYLES | RICHMOND | VA | S65|2014-09-23|S63|2016-09-29 | ||||||
| GREGORY GARLAND | RICHMOND | VA | S63|2009-04-29 | CHARTERED FINANCIAL ANALYST | |||||
| PIETER VAN SAUN | RICHMOND | VA | S63|2011-08-03 | CHARTERED FINANCIAL ANALYST | |||||
| MATTHEW SOULE | RICHMOND | VA | CHARTERED FINANCIAL ANALYST | ||||||
| SARAH INNES | RICHMOND | VA | S66|2016-02-01 | CHARTERED FINANCIAL ANALYST | |||||
| CODY CHAPMAN | RICHMOND | VA | S65|2008-12-05 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $20.8 | $0.0 | 0% | 68 | 0 | 0% |
| 2024-04-02 | $19.1 | $1.8 | 9% | 67 | 1 | 1% |
| 2023-04-04 | $17.6 | $3.3 | 19% | 67 | 1 | 1% |
| 2022-04-01 | $23.9 | -$3.1 | -13% | 70 | -2 | -3% |
| 2021-04-05 | $22.3 | -$1.5 | -7% | 74 | -6 | -8% |
| 2020-04-01 | $21.1 | -$0.3 | -1% | 76 | -8 | -11% |
| 2019-04-01 | $19.9 | $0.9 | 5% | 74 | -6 | -8% |
| 2018-04-02 | $25.0 | -$4.2 | -17% | 73 | -5 | -7% |
| 2017-04-01 | $20.0 | $0.8 | 4% | 73 | -5 | -7% |
| 2016-04-01 | $14.5 | $6.3 | 43% | 69 | -1 | -1% |
| 2015-04-01 | $12.0 | $8.8 | 73% | 64 | 4 | 6% |
| 2014-04-01 | $7.4 | $13.4 | 181% | 65 | 3 | 5% |
| 2013-04-01 | $6.2 | $14.6 | 237% | 65 | 3 | 5% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| VA, AK-10/04/1991, AL-04/17/1991, AR-10/06/1992, AZ-07/27/1994, CA-08/01/1989, CO-12/01/2022, CT-12/11/1997, DC-01/07/1994, DE-03/31/2003, FL-11/05/1986, GA-03/07/1990, HI-04/04/1991, IA-01/01/1999, ID-03/16/1993, IL-04/25/1990, IN-02/08/2001, KS-06/20/1990, KY-03/20/1990, LA-10/17/2001, MA-04/14/1994, MD-10/08/1990, ME-01/22/1993, MI-11/25/1997, MN-06/29/1989, MO-07/19/1988, MS-10/03/1997, MT-01/01/1998, NC-01/23/2001, ND-07/22/1992, NE-03/11/1992, NH-09/01/1989, NJ-10/07/1988, NM-08/09/1990, NV-11/30/1990, NY-06/05/1988, OH-04/29/1999, OK-01/01/1998, OR-11/13/1989, PA-11/17/1989, PR-06/27/1991, RI-01/01/1993, SC-02/16/1990, SD-02/05/1993, TN-09/07/1989, TX-06/19/1987, UT-02/12/1993, VA-06/24/1987, VT-01/27/1995, WA-12/12/1989, WI-03/13/1990, WV-09/08/1989, WY-12/01/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV