AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $1.4 |
Non-Discretionary | $0.0 |
Total | $1.4 |
Client | AUM |
---|---|
Retail | $1.3 |
Pooled | $0.0 |
Institutional | $0.1 |
Total | $1.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 706 | $0.6 |
Average Individual AUM | $898,312 | |
HNW | 844 | $0.7 |
Average HNW AUM | $814,051 | |
Retail Total | 1,550 | $1.3 |
Average Retail AUM | $852,431 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.0 |
RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $1.4 |
Retail SMA AUM | $1.3 |
Institutional SMA AUM | $0.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 30% | $0.4 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 13% | $0.2 |
Municipal | 4% | $0.1 |
Sovereign | 0% | $0.0 |
IG Credit | 2% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 47% | $0.7 |
Other Pools | 0% | $0.0 |
Cash | 4% | $0.1 |
Other | 0% | $0.0 |
Total | 100% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
TITLEIST CAPITAL, LLC | $0.0 | broker-dealer | 126136 |
SHOREBIRD CAPITAL, LP | $0.0 | 285437 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
22 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
FRANCISCO ESPAILLAT | SAN ANTONIO | TX | S66|2012-05-10 | ||||||
MARIA VALENCIA | SAN ANTONIO | TX | S66|2003-12-11 | ||||||
ENRIQUE ARAIZA | SAN ANTONIO | TX | S63|2000-04-20|S65|2013-02-03 | ||||||
JOE-BEN O'BANION | SAN ANTONIO | TX | S63|1998-06-12|S66|2003-06-20 | ||||||
ANDREW BRAWLEY | SAN ANTONIO | TX | S63|1997-06-02|S65|1998-06-10 | ||||||
JUSTIN BRADY | SAN ANTONIO | TX | S63|2004-07-10|S66|2009-12-30 | ||||||
DAVID SMIDEBUSH | SAN ANTONIO | TX | S65|2021-03-05 | ||||||
MARC MARQUEZ | SAN ANTONIO | TX | S66|2000-11-15 | ||||||
CHRISTOPHER MANN | SAN ANTONIO | TX | S63|1993-12-07|S65|1998-10-15 | CERTIFIED FINANCIAL PLANNER | |||||
ALAN KEPPLER | SAN ANTONIO | TX | S63|2010-04-01|S66|2012-02-10 | ||||||
CHRISTOPHER RAWSON | SAN ANTONIO | TX | S66|2002-01-18 | CERTIFIED FINANCIAL PLANNER | |||||
MARC YORK | SAN ANTONIO | TX | S66|2001-06-15 | ||||||
SRDJAN BLUM | SAN ANTONIO | TX | S66|2003-10-20 | CERTIFIED FINANCIAL PLANNER | |||||
NEIL KALB | SAN ANTONIO | TX | S63|1997-06-09|S65|2006-12-12 | ||||||
RICHARD JUDD | SAN ANTONIO | TX | S66|1999-09-30 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
JEROMY WHITE | SAN ANTONIO | TX | S66|2003-11-20 | ||||||
RUSSELL KING | SAN ANTONIO | TX | S66|2003-01-16 | ||||||
SCOTT BRANSON | SAN ANTONIO | TX | S63|1989-11-01|S65|1997-03-29 | ||||||
RANDALL FOWLER | SAN ANTONIO | TX | S63|1992-06-24|S65|1992-08-06 | ||||||
DANIEL RASCOE | SAN ANTONIO | TX | S63|1993-12-21|S65|2008-05-28|S66|2015-05-12 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $1.4 | $0.0 | 0% | 27 | 0 | 0% |
2024-04-02 | $1.4 | $0.0 | 0% | 27 | 0 | 0% |
2023-04-04 | $1.0 | $0.4 | 46% | 32 | -5 | -16% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
TX, AR-09/12/2023, AZ-09/12/2023, CA-02/26/2024, CO-09/12/2023, FL-03/09/2023, GA-04/18/2023, IA-03/17/2023, IL-04/26/2023, IN-01/16/2024, LA-01/16/2024, MA-01/16/2024, MO-01/16/2024, NC-01/16/2024, NE-01/16/2024, NJ-01/16/2024, NV-02/26/2024, NY-04/14/2023, OH-04/18/2023, OK-04/14/2023, SC-09/12/2023, TX-11/25/2022 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
OTHER ACTIVITIES |
REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV