ULLMANN WEALTH PARTNERS
Latest filing: Aug 13, 2024 (250 days ago)
AUM
$877,117,003
0% change vs. 1 year ago
15% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
11
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
JACKSONVILLE BEACH, FL
1540 THE GREENS WAY, JACKSONVILLE BEACH, FL, UNITED STATES, 32250
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.9 |
| Non-Discretionary | $0.0 |
| Total | $0.9 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 210 | $0.1 |
| Average Individual AUM | $486,471 | |
| HNW | 228 | $0.8 |
| Average HNW AUM | $3,392,292 | |
| Retail Total | 438 | $0.9 |
| Average Retail AUM | $1,999,090 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.9 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 73% | $0.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 21% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SCS CAPITAL MANAGEMENT LLC | $39.6 | 122258 | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
7 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CAITLIN FREDERICK | JACKSONVILLE BEACH | FL | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | ||||||
| JOHN GUNN | JACKSONVILLE BEACH | FL | S63|1999-06-01|S66|2001-09-27 | CERTIFIED FINANCIAL PLANNER | |||||
| PATRICK KILBANE | JACKSONVILLE BEACH | FL | S66|2014-03-21 | ||||||
| BRIAN JAMES | JACKSONVILLE BEACH | FL | S63|1998-10-07|S66|2016-04-26 | ||||||
| MCLAIN JOHNSON | JACKSONVILLE BEACH | FL | S66|2021-09-22 | CERTIFIED FINANCIAL PLANNER | |||||
| CARRIE KING | JACKSONVILLE BEACH | FL | S66|2018-01-08 | ||||||
| GLENN ULLMANN | JACKSONVILLE BEACH | FL | S63|1993-06-22|S65|1993-06-22 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.9 | $0.0 | 0% | 11 | 0 | 0% |
| 2024-04-02 | $0.9 | $0.0 | 0% | 11 | 0 | 0% |
| 2023-04-04 | $0.7 | $0.2 | 24% | 11 | 0 | 0% |
| 2022-04-01 | $0.8 | $0.1 | 15% | 11 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| FL, AZ-09/19/2023, CA-07/14/2023, FL-11/26/2021, GA-11/26/2021, IN-12/15/2021, LA-08/05/2024, NC-07/14/2023, SC-11/26/2021, TX-11/26/2021, VA-11/26/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV