VALLEY FINANCIAL MANAGEMENT, INC.
Latest filing: Feb 07, 2025 (56 days ago)
AUM
$55,000
-100% change vs. 1 year ago
-100% change vs. 3 years ago
-100% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
102
0% change vs. 1 year ago
42% change vs. 3 years ago
40% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEW YORK, NY
350 MADISON AVE., NEW YORK, NY, UNITED STATES, 10017
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 55 | $0.0 |
| Average Individual AUM | $1,000 | |
| HNW | 30 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 85 | $0.0 |
| Average Retail AUM | $647 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $0.3 |
| NORTHERN TRUST SECURITIES, INC. | CHICAGO-IL-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 98% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VALLEY WEALTH MANAGERS, INC. | $2.2 | 108879 | |
| VALLEY NATIONAL BANK | $0.0 | - | |
| VALLEY NATIONAL BANCORP | $0.0 | - | |
| VALLEY INSURANCE SERVICES, INC. | $0.0 | - | |
| DV FINANCIAL SERVICES, LLC | $0.0 | broker-dealer | 167107 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
10 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ALEXANDER NOTARO | NEW YORK | NY | S66|2018-02-16 | ||||||
| JAVIER LEVY | NEW YORK | NY | S63|2010-04-08|S65|2022-04-07 | ||||||
| CHAGIT RASKIN | NEW YORK | NY | S66|2016-09-28 | ||||||
| DAVID VOLKMAR | NEW YORK | NY | S63|2017-10-10|S66|2019-09-12 | ||||||
| JAIME DASHEVSCHI | NEW YORK | NY | S63|2004-06-07|S65|2022-06-15 | ||||||
| DANIEL BERNZWEIG | NEW YORK | NY | S63|2001-03-05 | CHARTERED FINANCIAL ANALYST | |||||
| ALLON HARRIS | NEW YORK | NY | S63|2014-06-06 | ||||||
| VARDA TAL | NEW YORK | NY | S63|2001-08-21|S65|2004-08-16 | ||||||
| ANDREW JIANETTE | NEW YORK | NY | S66|2021-08-20 | ||||||
| JAMES CLARKE | NEW YORK | NY | S66|2024-03-25 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.0 | $0.0 | 0% | 102 | 0 | 0% |
| 2024-04-02 | $0.3 | -$0.3 | -100% | 102 | 0 | 0% |
| 2023-04-04 | $0.3 | -$0.3 | -100% | 102 | 0 | 0% |
| 2022-04-01 | $0.2 | -$0.2 | -100% | 72 | 30 | 42% |
| 2021-04-05 | $0.2 | -$0.2 | -100% | 72 | 30 | 42% |
| 2020-04-01 | $0.1 | -$0.1 | -100% | 73 | 29 | 40% |
| 2019-04-01 | $0.1 | -$0.1 | -100% | 73 | 29 | 40% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AL-02/06/2025, CA-07/27/2018, CO-04/28/2021, DE-04/01/2022, FL-07/27/2018, IL-07/27/2018, LA-07/27/2018, MD-04/28/2021, NJ-07/27/2018, NY-07/27/2018, OH-07/27/2018, SC-04/01/2022, TX-07/27/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV