AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $83.2 |
Non-Discretionary | $0.6 |
Total | $83.8 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $83.2 |
Institutional | $0.6 |
Total | $83.8 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.6 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.6 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 63% | $0.4 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 3% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 13% | $0.1 |
IG Credit | 16% | $0.1 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 5% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
THE VANGUARD GROUP, INC. | $7,909.8 | 105958 | |
VANGUARD GLOBAL ADVISERS, LLC | $432.7 | 164593 | |
VANGUARD ASSET MANAGEMENT, LIMITED | $403.3 | 282598 | |
VANGUARD INVESTMENTS UK, LIMITED | $0.0 | 283775 | |
VANGUARD GROUP EUROPE GMBH | $0.0 | broker-dealer | - |
VANGUARD SUPER PTY LTD | $0.0 | trust company | - |
VANGUARD INVESTMENTS CANADA INC. | $0.0 | broker-dealer | 283519 |
VGI INSURANCE, INC. | $0.0 | - | |
VANGUARD GROUP (IRELAND) LIMITED | $0.0 | 285297 | |
VANGUARD MARKETING CORPORATION | $0.0 | broker-dealer | 7452 |
VGIM, S.A. DE C.V., ASESOR EN INVERSIONES INDEPENDIENTE | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
Name | Title |
---|---|
SHRIMSKI, DANIEL, RAYMOND | CHAIRMAN, DIRECTOR |
BENDL, JOHN | DIRECTOR |
JACQUES, CURTIS, ALAN | DIRECTOR |
PETERSEN, KIM, LEANNE | DIRECTOR |
OBERLIES, JOHN, JOSEPH | CHIEF FINANCIAL OFFICER |
HUGHES, SEAN | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $83.8 | $0.0 | 0% | 136 | 0 | 0% |
2024-04-02 | $83.8 | $0.0 | 0% | 136 | 0 | 0% |
2023-04-04 | $74.5 | $9.3 | 12% | 146 | -10 | -7% |
2022-04-01 | $85.0 | -$1.2 | -1% | 300 | -164 | -55% |
2021-04-05 | $138.3 | -$54.5 | -39% | 300 | -164 | -55% |
2020-04-01 | $133.1 | -$49.3 | -37% | 673 | -537 | -80% |
2019-04-01 | $104.7 | -$20.9 | -20% | 613 | -477 | -78% |
2018-04-02 | $115.6 | -$31.8 | -28% | 520 | -384 | -74% |
2017-04-01 | $85.9 | -$2.2 | -3% | 406 | -270 | -67% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PENSION CONSULTING |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV