AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $3.2 |
| Non-Discretionary | $0.0 |
| Total | $3.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $3.2 |
| Institutional | $0.0 |
| Total | $3.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WARD FERRY MANAGEMENT (BVI) LIMITED | $3.2 | 139173 | |
| WARD FERRY MANAGEMENT (UK) LIMITED | $0.0 | - | |
| WARD FERRY MANAGEMENT (SG) PTE. LTD. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
| Name | Title |
|---|---|
| MITERA, VINEET | DIRECTOR & CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER |
| CHESTER, DAPHNE, REYNOLDS | DIRECTOR & PRESIDENT |
| ERNST, GRAHAM, SARGENT | CHIEF OPERATING OFFICER |
| NG, MARCUS, BING KWAN | CHIEF FINANCIAL OFFICER |
| YONG, GWENDOLINE, WEI FONG | CHIEF COMPLIANCE OFFICER |
| CHIU, TAMILIA, LIA | CHIEF LEGAL OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $3.2 | $0.0 | 0% | 16 | 0 | 0% |
| 2024-04-02 | $3.2 | $0.0 | 0% | 16 | 0 | 0% |
| 2023-04-04 | $3.3 | -$0.1 | -3% | 16 | 0 | 0% |
| 2022-04-01 | $4.2 | -$1.0 | -23% | 20 | -4 | -20% |
| 2021-04-05 | $4.2 | -$1.0 | -25% | 19 | -3 | -16% |
| 2020-04-01 | $2.5 | $0.7 | 30% | 19 | -3 | -16% |
| 2019-04-01 | $1.9 | $1.3 | 67% | 17 | -1 | -6% |
| 2018-04-02 | $2.2 | $0.9 | 42% | 20 | -4 | -20% |
| 2017-04-01 | $1.3 | $1.9 | 153% | 20 | -4 | -20% |
| 2016-04-01 | $2.1 | $1.1 | 55% | 25 | -9 | -36% |
| 2015-04-01 | $1.3 | $1.9 | 149% | 24 | -8 | -33% |
| 2014-04-01 | $0.9 | $2.3 | 262% | 20 | -4 | -20% |
| 2013-04-01 | $0.6 | $2.6 | 430% | 20 | -4 | -20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV