ZHANG FINANCIAL
Latest filing: Oct 07, 2024 (191 days ago)
AUM
$6,034,201,776
5% change vs. 1 year ago
26% change vs. 3 years ago
88% change vs. 5 years ago
612% change vs. 10 years ago
Employee Count
40
0% change vs. 1 year ago
14% change vs. 3 years ago
29% change vs. 5 years ago
208% change vs. 10 years ago
Main Office
PORTAGE, MI
5931 OAKLAND DR., PORTAGE, MI, UNITED STATES, 49024
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.9 |
| Non-Discretionary | $2.2 |
| Total | $6.0 |
| Client | AUM |
|---|---|
| Retail | $3.9 |
| Pooled | $0.0 |
| Institutional | $2.1 |
| Total | $6.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 948 | $0.4 |
| Average Individual AUM | $461,352 | |
| HNW | 1,029 | $3.5 |
| Average HNW AUM | $3,380,261 | |
| Retail Total | 1,977 | $3.9 |
| Average Retail AUM | $1,980,602 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| LPL FINANCIAL LLC | BOSTON-MA-USA | $3.2 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $1.5 |
| PNC BANK, NATIONAL ASSOCIATION | PITTSBURGH-PA-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $6.0 |
| Retail SMA AUM | $3.9 |
| Institutional SMA AUM | $2.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 23% | $1.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 6% | $0.4 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $0.5 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 49% | $3.0 |
| Other Pools | 12% | $0.7 |
| Cash | 1% | $0.1 |
| Other | 1% | $0.1 |
| Total | 100% | $6.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LYNN CHEN-ZHANG, CPA, PLC | $0.0 | accountancy | - |
| MERION CAPITAL LLC | $0.0 | 135897 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
16 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CAMERON KLEINHEKSEL | PORTAGE | MI | S65|2011-04-11 | CERTIFIED FINANCIAL PLANNER | |||||
| ROBERT MCDOUGALL | PORTAGE | MI | CHARTERED FINANCIAL ANALYST | ||||||
| CHARLES ZHANG | PORTAGE | MI | S63|1991-07-23 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| AMANDA HARTMAN | PORTAGE | MI | S66|2010-11-01 | ||||||
| KOLBY SMITH | PORTAGE | MI | S65|2011-03-30 | CERTIFIED FINANCIAL PLANNER | |||||
| DAVID MARSHALL | PORTAGE | MI | S65|2018-02-19 | CERTIFIED FINANCIAL PLANNER | |||||
| CHRISTINE LINDBERG | PORTAGE | MI | S66|2006-06-27 | ||||||
| BRANDON MULL | PORTAGE | MI | S66|2018-02-06 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| YUANLEI ZHU | PORTAGE | MI | CHARTERED FINANCIAL ANALYST | ||||||
| KYLE TRIEMSTRA | PORTAGE | MI | CERTIFIED FINANCIAL PLANNER | ||||||
| LEVI HENDERSHOTT | PORTAGE | MI | S66|2014-11-23 | CERTIFIED FINANCIAL PLANNER | |||||
| LYNN CHEN-ZHANG | PORTAGE | MI | S63|1999-01-29 | CERTIFIED FINANCIAL PLANNER | |||||
| BARBARA ROBBINS | PORTAGE | MI | S63|1992-08-06|S65|1994-08-04|S66|2013-02-04 | CERTIFIED FINANCIAL PLANNER | |||||
| ELLEN WINTER | PORTAGE | MI | S65|1999-03-19 | CERTIFIED FINANCIAL PLANNER | |||||
| GISELLE SCHLUBATIS | PORTAGE | MI | S66|2007-11-26 | CERTIFIED FINANCIAL PLANNER | |||||
| KYLE MACK | PORTAGE | MI | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $6.0 | $0.0 | 0% | 40 | 0 | 0% |
| 2024-04-02 | $5.7 | $0.3 | 5% | 40 | 0 | 0% |
| 2023-04-04 | $4.5 | $1.6 | 35% | 40 | 0 | 0% |
| 2022-04-01 | $4.8 | $1.2 | 26% | 35 | 5 | 14% |
| 2021-04-05 | $4.0 | $2.0 | 51% | 31 | 9 | 29% |
| 2020-04-01 | $3.2 | $2.8 | 88% | 31 | 9 | 29% |
| 2019-04-01 | $2.7 | $3.3 | 122% | 29 | 11 | 38% |
| 2018-04-02 | $2.8 | $3.3 | 117% | 29 | 11 | 38% |
| 2017-04-01 | $2.5 | $3.6 | 144% | 18 | 22 | 122% |
| 2016-04-01 | $2.1 | $3.9 | 189% | 14 | 26 | 186% |
| 2015-04-01 | $0.8 | $5.2 | 612% | 13 | 27 | 208% |
| 2014-04-01 | $0.7 | $5.3 | 742% | 12 | 28 | 233% |
| 2013-04-01 | $0.6 | $5.4 | 905% | 11 | 29 | 264% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MI, AZ-03/02/2012, CA-01/05/2015, CO-12/18/2015, CT-03/27/2024, FL-01/05/2015, GA-01/05/2015, IL-03/02/2012, IN-01/05/2015, MA-03/30/2017, MD-03/19/2020, MI-01/05/2015, MN-03/19/2020, NC-01/05/2015, NJ-12/31/2014, NY-03/27/2019, OH-01/05/2015, PA-03/30/2017, SC-03/08/2021, TN-01/05/2015, TX-01/05/2015, UT-03/30/2017, VA-03/02/2012, WA-03/30/2017, WI-12/18/2015 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV