ZIDEL FINANCIAL INC.
Latest filing: Mar 29, 2024 (383 days ago)
AUM
$140,696,444
0% change vs. 1 year ago
10% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
1
0% change vs. 1 year ago
-67% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
BRECKENRIDGE, CO
210 S. RIDGE STREET, BRECKENRIDGE, CO, UNITED STATES, 80424
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 106 | $0.0 |
| Average Individual AUM | $194,230 | |
| HNW | 46 | $0.1 |
| Average HNW AUM | $2,596,132 | |
| Retail Total | 152 | $0.1 |
| Average Retail AUM | $921,122 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 87% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 9% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DOUGLAS ZIDEL | BRECKENRIDGE | CO | S63|1986-02-24|S65|2004-10-14 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.1 | $0.0 | 0% | 1 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 0% | 1 | 0 | 0% |
| 2023-04-04 | $0.1 | $0.0 | 26% | 2 | -1 | -50% |
| 2022-04-01 | $0.1 | $0.0 | 10% | 3 | -2 | -67% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CO, CA-04/06/2022, CO-02/25/2022, FL-02/25/2022, NY-02/25/2022, TX-02/25/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV