ZUCKERMAN INVESTMENT GROUP
Latest filing: Mar 28, 2024 (216 days ago)
AUM
$1,542,095,798
22% change vs. 1 year ago
47% change vs. 3 years ago
85% change vs. 5 years ago
104% change vs. 10 years ago
Employee Count
18
6% change vs. 1 year ago
20% change vs. 3 years ago
38% change vs. 5 years ago
50% change vs. 10 years ago
Main Office
CHICAGO, IL
155 NORTH WACKER DRIVE, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.4 |
| Non-Discretionary | $0.1 |
| Total | $1.5 |
| Client | AUM |
|---|---|
| Retail | $1.3 |
| Pooled | $0.2 |
| Institutional | $0.0 |
| Total | $1.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 107 | $0.0 |
| Average Individual AUM | $336,346 | |
| HNW | 261 | $1.3 |
| Average HNW AUM | $4,985,560 | |
| Retail Total | 368 | $1.3 |
| Average Retail AUM | $3,633,751 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $0.6 |
| CHARLES SCHWAB & CO., INC. | ORLANDO-FL-USA | $0.4 |
| CIBC NATIONAL TRUST COMPANY | CHICAGO-IL-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.4 |
| Retail SMA AUM | $1.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 52% | $0.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 6% | $0.1 |
| HY Credit | 14% | $0.2 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 6% | $0.1 |
| Other Pools | 10% | $0.1 |
| Cash | 12% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DANA CAHAN | CHICAGO | IL | S65|2023-05-24 | ||||||
| DANIEL ZUCKERMAN | CHICAGO | IL | CHARTERED FINANCIAL ANALYST | ||||||
| MICHAEL FISHERMAN | CHICAGO | IL | S63|2005-01-14|S65|2019-01-29 | ||||||
| KEITH SCHICKER | CHICAGO | IL | S63|2005-08-18 | CHARTERED FINANCIAL ANALYST | |||||
| WILLIAM ENOCH | CHICAGO | IL | S63|1999-05-26|S65|2019-12-11 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $1.5 | $0.0 | 0% | 18 | 0 | 0% |
| 2024-04-02 | $1.5 | $0.0 | 0% | 18 | 0 | 0% |
| 2023-04-04 | $1.3 | $0.3 | 22% | 17 | 1 | 6% |
| 2022-04-01 | $1.2 | $0.4 | 34% | 17 | 1 | 6% |
| 2021-04-05 | $1.0 | $0.5 | 47% | 15 | 3 | 20% |
| 2020-04-01 | $0.9 | $0.6 | 63% | 12 | 6 | 50% |
| 2019-04-01 | $0.8 | $0.7 | 85% | 13 | 5 | 38% |
| 2018-04-02 | $0.8 | $0.7 | 82% | 14 | 4 | 29% |
| 2017-04-01 | $0.8 | $0.7 | 86% | 13 | 5 | 38% |
| 2016-04-01 | $0.8 | $0.8 | 104% | 14 | 4 | 29% |
| 2015-04-01 | $0.8 | $0.7 | 89% | 15 | 3 | 20% |
| 2014-04-01 | $0.8 | $0.8 | 104% | 12 | 6 | 50% |
| 2013-04-01 | $0.5 | $1.1 | 221% | 9 | 9 | 100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, CA-04/01/2013, CO-03/28/2024, FL-03/13/2014, IL-01/03/2006, IN-02/10/2015, MI-02/10/2015, MN-03/30/2020, NH-03/24/2016, NY-03/13/2014, TX-03/29/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV