ZUCKERMAN INVESTMENT GROUP

Latest filing: Mar 28, 2024 (216 days ago)

AUM

$1,542,095,798
22% change vs. 1 year ago
47% change vs. 3 years ago
85% change vs. 5 years ago
104% change vs. 10 years ago

Employee Count

18
6% change vs. 1 year ago
20% change vs. 3 years ago
38% change vs. 5 years ago
50% change vs. 10 years ago

Main Office

CHICAGO, IL
155 NORTH WACKER DRIVE, CHICAGO, IL, UNITED STATES, 60606

Client AUM

Discretion AUM
Discretionary $1.4
Non-Discretionary $0.1
Total $1.5
Client AUM
Retail $1.3
Pooled $0.2
Institutional $0.0
Total $1.5
Retail Accounts AUM
Individual 107 $0.0
Average Individual AUM $336,346
HNW 261 $1.3
Average HNW AUM $4,985,560
Retail Total 368 $1.3
Average Retail AUM $3,633,751

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
PERSHING LLC JERSEY CITY-NJ-USA $0.6
CHARLES SCHWAB & CO., INC. ORLANDO-FL-USA $0.4
CIBC NATIONAL TRUST COMPANY CHICAGO-IL-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1.4
Retail SMA AUM $1.3
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 52% $0.7
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 6% $0.1
HY Credit 14% $0.2
Derivatives 0% $0.0
Investment Companies 6% $0.1
Other Pools 10% $0.1
Cash 12% $0.2
Other 0% $0.0
Total 100% $1.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
ZUCKERMAN, SHERWIN, ALVIN CHAIRMAN, MANAGER
ZUCKERMAN, DANIEL, ROSS CEO & CHIEF COMPLIANCE OFFICER, SOLE TRUSTEE, MANAGER
FISHERMAN, MICHAEL, P PARTNER

ADVDB.CO • SOURCE: SEC

Representatives

5 active representatives found

Name City State Exams Designations
DANA CAHAN CHICAGO IL S65|2023-05-24
DANIEL ZUCKERMAN CHICAGO IL CHARTERED FINANCIAL ANALYST
MICHAEL FISHERMAN CHICAGO IL S63|2005-01-14|S65|2019-01-29
KEITH SCHICKER CHICAGO IL S63|2005-08-18 CHARTERED FINANCIAL ANALYST
WILLIAM ENOCH CHICAGO IL S63|1999-05-26|S65|2019-12-11

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $1.5 $0.0 0% 18 0 0%
2024-04-02 $1.5 $0.0 0% 18 0 0%
2023-04-04 $1.3 $0.3 22% 17 1 6%
2022-04-01 $1.2 $0.4 34% 17 1 6%
2021-04-05 $1.0 $0.5 47% 15 3 20%
2020-04-01 $0.9 $0.6 63% 12 6 50%
2019-04-01 $0.8 $0.7 85% 13 5 38%
2018-04-02 $0.8 $0.7 82% 14 4 29%
2017-04-01 $0.8 $0.7 86% 13 5 38%
2016-04-01 $0.8 $0.8 104% 14 4 29%
2015-04-01 $0.8 $0.7 89% 15 3 20%
2014-04-01 $0.8 $0.8 104% 12 6 50%
2013-04-01 $0.5 $1.1 221% 9 9 100%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
IL, CA-04/01/2013, CO-03/28/2024, FL-03/13/2014, IL-01/03/2006, IN-02/10/2015, MI-02/10/2015, MN-03/30/2020, NH-03/24/2016, NY-03/13/2014, TX-03/29/2019
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (POOLS)
MANAGER SELECTION
NEWSLETTERS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV