ZURAW FINANCIAL ADVISORS, LLC
Latest filing: Jun 19, 2024 (155 days ago)
AUM
$424,753,741
61% change vs. 1 year ago
57% change vs. 3 years ago
119% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
2
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
GREENSBORO, NC
806 GREEN VALLEY ROAD, GREENSBORO, NC, UNITED STATES, 27408
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 93 | $0.0 |
| Average Individual AUM | $307,220 | |
| HNW | 52 | $0.3 |
| Average HNW AUM | $6,183,228 | |
| Retail Total | 145 | $0.4 |
| Average Retail AUM | $2,414,478 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANSCICO-CA-USA | $0.3 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 62% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 10% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 23% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ANN ZURAW | GREENSBORO | NC | S63|2005-10-01 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| LUCY THOMPSON | GREENSBORO | NC | S65|2018-07-24 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $0.4 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.1 | 34% | 1 | 1 | 100% |
| 2023-04-04 | $0.3 | $0.2 | 61% | 2 | 0 | 0% |
| 2022-04-01 | $0.3 | $0.1 | 37% | 2 | 0 | 0% |
| 2021-04-05 | $0.3 | $0.2 | 57% | 2 | 0 | 0% |
| 2020-04-01 | $0.2 | $0.2 | 78% | 2 | 0 | 0% |
| 2019-04-01 | $0.2 | $0.2 | 119% | 2 | 0 | 0% |
| 2018-04-02 | $0.2 | $0.2 | 123% | 2 | 0 | 0% |
| 2017-04-01 | $0.2 | $0.3 | 156% | 2 | 0 | 0% |
| 2016-04-01 | $0.1 | $0.3 | 198% | 2 | 0 | 0% |
| 2015-04-01 | $0.1 | $0.3 | 198% | 2 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NC, CA-09/24/2014, GA-07/25/2018, LA-01/07/2015, NC-09/24/2014, NE-01/04/2024, SD-01/04/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV