AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.4 |
Non-Discretionary | $0.0 |
Total | $0.4 |
Client | AUM |
---|---|
Retail | $0.4 |
Pooled | $0.0 |
Institutional | $0.1 |
Total | $0.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 93 | $0.0 |
Average Individual AUM | $307,220 | |
HNW | 52 | $0.3 |
Average HNW AUM | $6,183,228 | |
Retail Total | 145 | $0.4 |
Average Retail AUM | $2,414,478 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CHARLES SCHWAB & CO., INC. | SAN FRANSCICO-CA-USA | $0.3 |
FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.4 |
Retail SMA AUM | $0.4 |
Institutional SMA AUM | $0.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 62% | $0.3 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 10% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 23% | $0.1 |
Other Pools | 0% | $0.0 |
Cash | 4% | $0.0 |
Other | 1% | $0.0 |
Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
2 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
ANN ZURAW | GREENSBORO | NC | S63|2005-10-01 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
LUCY THOMPSON | GREENSBORO | NC | S65|2018-07-24 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $0.4 | $0.0 | 0% | 2 | 0 | 0% |
2024-04-02 | $0.3 | $0.1 | 34% | 1 | 1 | 100% |
2023-04-04 | $0.3 | $0.2 | 61% | 2 | 0 | 0% |
2022-04-01 | $0.3 | $0.1 | 37% | 2 | 0 | 0% |
2021-04-05 | $0.3 | $0.2 | 57% | 2 | 0 | 0% |
2020-04-01 | $0.2 | $0.2 | 78% | 2 | 0 | 0% |
2019-04-01 | $0.2 | $0.2 | 119% | 2 | 0 | 0% |
2018-04-02 | $0.2 | $0.2 | 123% | 2 | 0 | 0% |
2017-04-01 | $0.2 | $0.3 | 156% | 2 | 0 | 0% |
2016-04-01 | $0.1 | $0.3 | 198% | 2 | 0 | 0% |
2015-04-01 | $0.1 | $0.3 | 198% | 2 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NC, CA-09/24/2014, GA-07/25/2018, LA-01/07/2015, NC-09/24/2014, NE-01/04/2024, SD-01/04/2021 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV