AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $3.1 |
Non-Discretionary | $0.4 |
Total | $3.5 |
Client | AUM |
---|---|
Retail | $3.2 |
Pooled | $0.0 |
Institutional | $0.4 |
Total | $3.5 |
Retail | Accounts | AUM |
---|---|---|
Individual | 355 | $0.2 |
Average Individual AUM | $486,314 | |
HNW | 573 | $3.0 |
Average HNW AUM | $5,196,110 | |
Retail Total | 928 | $3.2 |
Average Retail AUM | $3,394,410 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $3.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $3.5 |
Retail SMA AUM | $3.2 |
Institutional SMA AUM | $0.4 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 61% | $2.2 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 9% | $0.3 |
Municipal | 8% | $0.3 |
Sovereign | 0% | $0.0 |
IG Credit | 5% | $0.2 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 6% | $0.2 |
Other Pools | 0% | $0.0 |
Cash | 11% | $0.4 |
Other | 0% | $0.0 |
Total | 100% | $3.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
6 active
Name | Title |
---|---|
ABNEY, CHARLES, LYNDORF | SENIOR VICE PRESIDENT |
JACKSON, CLAYTON, FRANKLIN | PRESIDENT |
YOUNG, BRADFORD, SIDNEY JOHNSTON | VICE PRESIDENT |
COSGROVE, KRISTA, LEE | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT |
YANG, KEVIN, CHUN HSIANG | CHIEF INVESTMENT OFFICER VICE PRESIDENT |
FLANAGAN, CASEY, JOHN | SENIOR VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
12 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
EDWIN FEINOUR | ATLANTA | GA | S63|1997-01-28|S66|2003-09-22 | ||||||
EMILIE HILL | ATLANTA | GA | CHARTERED FINANCIAL ANALYST | ||||||
STACEY EWING | ATLANTA | GA | CHARTERED FINANCIAL ANALYST | ||||||
CASEY FLANAGAN | ATLANTA | GA | CHARTERED FINANCIAL ANALYST | ||||||
KRISTA COSGROVE | ATLANTA | GA | CHARTERED FINANCIAL ANALYST | ||||||
KEVIN YANG | ATLANTA | GA | CHARTERED FINANCIAL ANALYST | ||||||
JOHN SHEPARD | ATLANTA | GA | CHARTERED FINANCIAL ANALYST | ||||||
BRADFORD YOUNG | ATLANTA | GA | CHARTERED FINANCIAL ANALYST | ||||||
GLEN CARPENTER | ATLANTA | GA | CHARTERED FINANCIAL ANALYST | ||||||
CLAYTON JACKSON | ATLANTA | GA | S63|1994-07-14 | CHARTERED FINANCIAL ANALYST | |||||
ROBERT NEVILLE | ATLANTA | GA | S63|1985-11-12|S66|2002-06-19 | CHARTERED FINANCIAL ANALYST | |||||
CHARLES ABNEY | ATLANTA | GA | CHARTERED FINANCIAL ANALYST |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $3.5 | $0.0 | 0% | 19 | 0 | 0% |
2024-04-02 | $3.5 | $0.0 | 0% | 19 | 0 | 0% |
2023-04-04 | $3.0 | $0.6 | 19% | 17 | 2 | 12% |
2022-04-01 | $3.2 | $0.3 | 10% | 17 | 2 | 12% |
2021-04-05 | $2.7 | $0.8 | 30% | 16 | 3 | 19% |
2020-04-01 | $2.4 | $1.1 | 45% | 15 | 4 | 27% |
2019-04-01 | $2.1 | $1.5 | 72% | 15 | 4 | 27% |
2018-04-02 | $2.1 | $1.4 | 67% | 16 | 3 | 19% |
2017-04-01 | $1.8 | $1.8 | 100% | 15 | 4 | 27% |
2016-04-01 | $1.6 | $1.9 | 116% | 15 | 4 | 27% |
2015-04-01 | $1.6 | $1.9 | 115% | 17 | 2 | 12% |
2014-04-01 | $1.3 | $2.2 | 162% | 17 | 2 | 12% |
2013-04-01 | $1.2 | $2.4 | 197% | 17 | 2 | 12% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
GA, AL-09/28/1994, CA-10/30/2003, CO-03/27/2018, CT-10/29/2019, FL-10/04/1989, GA-04/03/1989, IL-06/23/2004, LA-03/27/2012, MA-03/25/2021, MD-03/25/2021, NC-03/30/2001, NH-03/28/2013, NM-03/29/2023, NY-01/03/2005, OH-10/30/2003, PA-03/15/2024, PR-03/15/2024, SC-12/19/1995, TN-03/28/2019, TX-04/22/1997, VA-03/27/2018 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV