AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $2.3 |
| Non-Discretionary | $0.0 |
| Total | $2.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $2.3 |
| Institutional | $0.0 |
| Total | $2.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | $27.5 | broker-dealer | 249 |
| OPPENHEIMER ASSET MANAGEMENT INC. | $18.8 | 105559 | |
| OPPENHEIMER INVESTMENT MANAGEMENT LLC | $0.9 | 133243 | |
| ADVANTAGE ADVISERS MANAGEMENT, LLC | $0.2 | 108180 | |
| OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC | $0.1 | 140485 | |
| OPCO ACTIVIST LLC | $0.0 | - | |
| OPPENHEIMER ISRAEL (OPCO) LTD | $0.0 | broker-dealer | - |
| OPPENHEIMER EUROPE LTD | $0.0 | broker-dealer | - |
| OPPENHEIMER INVESTMENTS ASIA LIMITED | $0.0 | broker-dealer | - |
| OPPENHEIMER LIFE AGENCY, LTD. | $0.0 | - | |
| OPPENHEIMER TRUST COMPANY INC. | $0.0 | trust company | - |
| FREEDOM INVESTMENTS, INC. | $0.0 | broker-dealer | 37674 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| MCKIGNEY, BRYAN, EDWARD | CHIEF OPERATING OFFICER, PRESIDENT |
| KABACK, DEBORAH | CHIEF LEGAL OFFICER |
| MCNAMARA, DENNIS, PATRICK | SECRETARY |
| SIEGEL, DOUGLAS, THORNLEY | GLOBAL COMPLIANCE OFFICER |
| MONTGOMERY, MICHAELLE, DARIA | CHIEF COMPLIANCE OFFICER |
| WATKINS, BRAD, MICHAEL | SENIOR VICE PRESIDENT - CFO |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $2.3 | $0.0 | 0% | 18 | 0 | 0% |
| 2024-04-02 | $2.3 | $0.0 | 0% | 18 | 0 | 0% |
| 2023-04-04 | $3.0 | -$0.8 | -26% | 18 | 0 | 0% |
| 2022-04-01 | $3.6 | -$1.4 | -38% | 18 | 0 | 0% |
| 2021-04-05 | $5.9 | -$3.7 | -62% | 18 | 0 | 0% |
| 2020-04-01 | $3.6 | -$1.3 | -37% | 18 | 0 | 0% |
| 2019-04-01 | $2.5 | -$0.2 | -8% | 15 | 3 | 20% |
| 2018-04-02 | $2.5 | -$0.3 | -11% | 0 | 0 | 0% |
| 2017-04-01 | $1.9 | $0.3 | 18% | 0 | 0 | 0% |
| 2016-04-01 | $2.1 | $0.2 | 10% | 0 | 0 | 0% |
| 2015-04-01 | $2.2 | $0.1 | 3% | 0 | 0 | 0% |
| 2014-04-01 | $2.7 | -$0.4 | -16% | 0 | 0 | 0% |
| 2013-04-01 | $1.5 | $0.8 | 55% | 0 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV