OPPENHEIMER INVESTMENT MANAGEMENT LLC

Latest filing: Mar 07, 2024 (237 days ago)

AUM

$852,193,392
2% change vs. 1 year ago
7% change vs. 3 years ago
22% change vs. 5 years ago
-29% change vs. 10 years ago

Employee Count

7
-12% change vs. 1 year ago
0% change vs. 3 years ago
-12% change vs. 5 years ago
-12% change vs. 10 years ago

Main Office

NEW YORK, NY
85 BROAD ST, NEW YORK, NY, UNITED STATES, 10004

Client AUM

Discretion AUM
Discretionary $0.9
Non-Discretionary $0.0
Total $0.9
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.9
Total $0.9
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 1 $0.0
Average HNW AUM $825,847
Retail Total 1 $0.0
Average Retail AUM $825,847

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
U.S. BANK MINNEAPOLIS-MN-USA $0.5
COMERICA BANK DALLAS-TX-USA $0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.9
Retail SMA AUM $0.0
Institutional SMA AUM $0.9
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 13% $0.1
Municipal 13% $0.1
Sovereign 0% $0.0
IG Credit 46% $0.4
HY Credit 26% $0.2
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 2% $0.0
Other 0% $0.0
Total 100% $0.9

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
OPPENHEIMER & CO. INC. $27.5 broker-dealer 249
OPPENHEIMER ASSET MANAGEMENT INC. $18.8 105559
ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C. $2.3 108178
ADVANTAGE ADVISERS MANAGEMENT, LLC $0.2 108180
OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC $0.1 140485
OPPENHEIMER ISRAEL (OPCO) LTD $0.0 broker-dealer -
OPPENHEIMER EUROPE LTD. $0.0 broker-dealer -
OPPENHEIMER LIFE AGENCY, LTD $0.0 -
OPPENHEIMER INVESTMENTS ASIA LIMITED $0.0 broker-dealer -
OPCO ACTIVIST LLC $0.0 -
FREEDOM INVESTMENTS, INC. $0.0 broker-dealer 37674
OPPENHEIMER TRUST COMPANY INC. $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

10 active

Name Title
LOWENTHAL, ALBERT, GRINSFELDER CHAIRMAN
MCKIGNEY, BRYAN, EDWARD PRESIDENT
MCNAMARA, DENNIS, PATRICK SECRETARY
KABACK, DEBORAH CHIEF LEGAL OFFICER
SIEGEL, DOUGLAS, THORNLEY GLOBAL COMPLIANCE OFFICER
KURTZ, LAWRENCE CHIEF COMPLIANCE OFFICER
WATKINS, BRAD, MICHAEL SENIOR VP, CHIEF FINANCIAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.9 $0.0 0% 7 0 0%
2024-04-02 $0.9 $0.0 0% 7 0 0%
2023-04-04 $0.8 $0.0 2% 8 -1 -12%
2022-04-01 $0.9 $0.0 -2% 7 0 0%
2021-04-05 $0.8 $0.1 7% 7 0 0%
2020-04-01 $0.8 $0.1 10% 8 -1 -12%
2019-04-01 $0.7 $0.2 22% 8 -1 -12%
2018-04-02 $0.7 $0.2 23% 8 -1 -12%
2017-04-01 $1.3 -$0.4 -34% 8 -1 -12%
2016-04-01 $1.2 -$0.3 -29% 8 -1 -12%
2015-04-01 $1.2 -$0.3 -29% 8 -1 -12%
2014-04-01 $1.2 -$0.3 -29% 8 -1 -12%
2013-04-01 $1.2 -$0.3 -27% 8 -1 -12%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AL-06/16/2005, CA-06/16/2005, DC-06/16/2005, FL-06/17/2005, GA-06/16/2005, IL-06/17/2005, IN-06/16/2005, MI-06/16/2005, NY-12/03/2004, PA-06/16/2005
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV