BARING INTERNATIONAL INVESTMENT LTD
Latest filing: Mar 27, 2024 (239 days ago)
AUM
$17,504,118,785
-5% change vs. 1 year ago
-6% change vs. 3 years ago
242% change vs. 5 years ago
47% change vs. 10 years ago
Employee Count
519
-2% change vs. 1 year ago
14% change vs. 3 years ago
7% change vs. 5 years ago
2632% change vs. 10 years ago
Main Office
LONDON,
20 OLD BAILEY, LONDON, , UNITED KINGDOM, EC4M 7BF
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $17.5 |
| Non-Discretionary | $0.0 |
| Total | $17.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $4.1 |
| Institutional | $13.4 |
| Total | $17.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET GLOBAL MARKETS, LLC | BOSTON-MA-USA | $0.8 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.3 |
| BROWN BROTHERS HARRIMAN & CO. | NEW YORK-NY-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $13.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $13.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 17% | $2.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 1% | $0.1 |
| IG Credit | 37% | $5.0 |
| HY Credit | 18% | $2.4 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.3 |
| Other | 25% | $3.3 |
| Total | 100% | $13.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BARINGS LLC | $307.7 | 106006 | |
| JEFFERIES FINANCE LLC | $16.4 | 162264 | |
| GRYPHON CAPITAL INVESTMENTS PTY LTD | $0.0 | - | |
| BARINGS REAL ESTATE ADVISERS INC. | $0.0 | - | |
| BARING SICE (TAIWAN) LIMITED | $0.0 | - | |
| BARING FUND MANAGERS LIMITED | $0.0 | - | |
| BARING ASSET MANAGEMENT (ASIA) LIMITED | $0.0 | 108513 | |
| BARINGS (U.K.) LIMITED | $0.0 | 158277 | |
| BARINGS INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
| BARINGS JAPAN LIMITED | $0.0 | - | |
| BARINGS SINGAPORE PTE. LTD | $0.0 | - | |
| BARING ASSET MANAGEMENT LIMITED | $0.0 | 299118 | |
| BARINGS SECURITIES LLC | $0.0 | broker-dealer | 36929 |
| BARINGS OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
| C.M. LIFE INSURANCE COMPANY | $0.0 | - | |
| BARINGS AUSTRALIA ASSET MANAGEMENT PTY LTD | $0.0 | - | |
| BARING ASSET MANAGEMENT SWITZERLAND SARL | $0.0 | - | |
| MML BAY STATE LIFE INSURANCE COMPANY | $0.0 | - | |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | $0.0 | - | |
| BARINGS AUSTRALIA PROPERTY PTY LTD | $0.0 | - | |
| BARING ASSET MANAGEMENT (KOREA) LIMITED | $0.0 | - | |
| BARINGS AUSTRALIA PTY LTD | $0.0 | 169697 | |
| MASSMUTUAL TRUST COMPANY, FSB | $0.0 | trust company | - |
| BARING INTERNATIONAL FUND MANAGERS (IRELAND) LIMITED | $0.0 | 300157 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| DINERMAN, JILL, ELYSE | DIRECTOR |
| WILLIAMS, RHIAN, CATRIN | SECRETARY |
| SUTHERLAND, ALEXANDER, CAMPBELL | DIRECTOR |
| PARKER, NICOLE, DANIELLE | DIRECTOR |
| KEMP, KATHERINE, LOUISE | DIRECTOR |
| HORNE, MARTIN, SCOTT | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $17.5 | $0.0 | 0% | 519 | 0 | 0% |
| 2024-04-02 | $17.5 | $0.0 | 0% | 519 | 0 | 0% |
| 2023-04-04 | $18.3 | -$0.8 | -5% | 529 | -10 | -2% |
| 2022-04-01 | $19.3 | -$1.8 | -9% | 488 | 31 | 6% |
| 2021-04-05 | $18.5 | -$1.0 | -6% | 457 | 62 | 14% |
| 2020-04-01 | $8.9 | $8.6 | 98% | 487 | 32 | 7% |
| 2019-04-01 | $5.1 | $12.4 | 242% | 487 | 32 | 7% |
| 2018-04-02 | $5.0 | $12.5 | 251% | 11 | 508 | 4618% |
| 2017-04-01 | $5.1 | $12.4 | 240% | 13 | 506 | 3892% |
| 2016-04-01 | $7.3 | $10.2 | 139% | 13 | 506 | 3892% |
| 2015-04-01 | $7.7 | $9.8 | 127% | 18 | 501 | 2783% |
| 2014-04-01 | $11.9 | $5.6 | 47% | 19 | 500 | 2632% |
| 2013-04-01 | $12.6 | $5.0 | 39% | 23 | 496 | 2157% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV