BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
Latest filing: Sep 27, 2024 (33 days ago)
AUM
$56,026,385,835
3% change vs. 1 year ago
-9% change vs. 3 years ago
-28% change vs. 5 years ago
22% change vs. 10 years ago
Employee Count
121
-49% change vs. 1 year ago
-50% change vs. 3 years ago
-52% change vs. 5 years ago
-33% change vs. 10 years ago
Main Office
PHILADELPHIA, PA
1735 MARKET STREET, PHILADELPHIA, PA, UNITED STATES, 19103
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $53.1 |
| Non-Discretionary | $3.0 |
| Total | $56.0 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $25.6 |
| Institutional | $30.0 |
| Total | $56.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 860 | $0.2 |
| Average Individual AUM | $244,448 | |
| HNW | 19 | $0.2 |
| Average HNW AUM | $12,235,747 | |
| Retail Total | 879 | $0.4 |
| Average Retail AUM | $503,645 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $7.1 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $7.0 |
| JP MORGAN CHASE BANK, N.A. | NEW YORK-NY-USA | $5.4 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $3.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $30.4 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $30.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 25% | $7.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 29% | $8.8 |
| Municipal | 0% | $0.0 |
| Sovereign | 22% | $6.7 |
| IG Credit | 4% | $1.2 |
| HY Credit | 2% | $0.6 |
| Derivatives | 1% | $0.3 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.9 |
| Other | 13% | $4.0 |
| Total | 99% | $30.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FRANKLIN ADVISERS, INC. | $339.2 | 104517 | |
| FRANKLIN TEMPLETON INVESTMENTS CORP. | $14.4 | broker-dealer | 111364 |
| FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | $0.0 | - | |
| FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | $0.0 | broker-dealer | 114898 |
| FRANKLIN TEMPLETON (JAPAN) CO., LTD. | $0.0 | - | |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE LTD. | $0.0 | - | |
| FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | $0.0 | broker-dealer | 172140 |
| FIDUCIARY TRUST COMPANY INTERNATIONAL | $0.0 | trust company | - |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (EUROPE) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| GLASSMAN, MARK, PAUL | CHIEF ADMINISTRATIVE OFFICER |
| MARZULLO, CHRISTOPHER, DAVID | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER |
| HOFFMAN, DAVID, FENNO | SENIOR MANAGING DIRECTOR |
| SPECTOR, ADAM, BENJAMIN | ELECTED MANAGER |
| OTTO, HENRY, FRED | SENIOR MANAGING DIRECTOR |
| TONKOVICH, STEVEN, MATHEW | SENIOR MANAGING DIRECTOR |
| KASER, PATRICK, STANLEY | SENIOR MANAGING DIRECTOR |
| PLAFKER, JED, ANDREW | ELECTED MANAGER |
| NICHOLLS, MATTHEW | ELECTED MANAGER |
| WILCHUSKY, SUSAN, BORESKI | SENIOR MANAGING DIRECTOR |
| LAWRENCE, RICHARD | SENIOR MANAGING DIRECTOR |
| FETTER, THEODORE, W | SENIOR MANAGING DIRECTOR |
| SAREEN, ANUJEET, SINGH | SENIOR MANAGING DIRECTOR |
| MURPHY, TERRENCE, JAMES | ELECTED MANAGER |
ADVDB.CO • SOURCE: SEC
Representatives
16 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOSEPH LARKIN | PHILADELPHIA | PA | S66|2008-03-08 | ||||||
| MARK JUELIS | PHILADELPHIA | PA | S63|2013-04-23 | ||||||
| JOHN NELSON | PHILADELPHIA | PA | S63|1987-10-22|S65|1995-02-14 | ||||||
| STEPHEN SMITH | PHILADELPHIA | PA | S65|1994-01-13 | ||||||
| JOHN SHEA | PHILADELPHIA | PA | S63|2002-04-24 | ||||||
| STEVEN SHIN | PHILADELPHIA | PA | S63|1998-08-21|S65|2012-12-13 | ||||||
| RICHARD LAWRENCE | PHILADELPHIA | PA | S63|2003-10-07|S65|2005-09-22 | ||||||
| DEREK RUSH | PHILADELPHIA | PA | S63|2016-01-28|S65|2016-07-12 | ||||||
| ADAM SPECTOR | PHILADELPHIA | PA | S63|2006-11-27|S65|1996-01-24 | ||||||
| ANDREW BAUER | PHILADELPHIA | PA | S63|2007-06-12 | CHARTERED FINANCIAL ANALYST | |||||
| JUSTIN BENNITT | PHILADELPHIA | PA | S65|2017-10-20 | ||||||
| JONATHAN CORDO | PHILADELPHIA | PA | S66|2008-02-22 | ||||||
| GREGORY MANLEY | PHILADELPHIA | PA | S63|2000-03-20 | CHARTERED FINANCIAL ANALYST | |||||
| PATRICK KASER | PHILADELPHIA | PA | S63|1996-06-13|S65|1996-09-03 | CHARTERED FINANCIAL ANALYST | |||||
| DAVID HOFFMAN | PHILADELPHIA | PA | S65|1995-11-22 | ||||||
| GREGORY ZAVOYNA | PHILADELPHIA | PA | S63|2008-04-09|S65|2001-09-26 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $56.0 | $0.0 | 0% | 121 | 0 | 0% |
| 2024-04-02 | $56.0 | $0.0 | 0% | 121 | 0 | 0% |
| 2023-04-04 | $54.4 | $1.7 | 3% | 237 | -116 | -49% |
| 2022-04-01 | $69.4 | -$13.4 | -19% | 233 | -112 | -48% |
| 2021-04-05 | $61.7 | -$5.7 | -9% | 243 | -122 | -50% |
| 2020-04-01 | $73.8 | -$17.8 | -24% | 255 | -134 | -53% |
| 2019-04-01 | $77.5 | -$21.5 | -28% | 250 | -129 | -52% |
| 2018-04-02 | $70.5 | -$14.5 | -21% | 250 | -129 | -52% |
| 2017-04-01 | $72.2 | -$16.1 | -22% | 250 | -129 | -52% |
| 2016-04-01 | $66.7 | -$10.7 | -16% | 230 | -109 | -47% |
| 2015-04-01 | $52.5 | $3.6 | 7% | 210 | -89 | -42% |
| 2014-04-01 | $46.0 | $10.0 | 22% | 180 | -59 | -33% |
| 2013-04-01 | $37.6 | $18.4 | 49% | 160 | -39 | -24% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, AK-12/21/1993, AL-08/03/1993, AR-01/01/1994, AZ-08/06/1994, CA-03/30/1993, CO-10/12/2004, CT-12/22/1997, DC-11/17/1993, DE-06/30/2003, FL-04/27/1993, GA-03/07/2001, HI-02/21/1995, IA-07/14/2000, ID-04/11/1994, IL-06/23/1993, IN-03/07/2001, KS-03/02/1994, KY-12/02/1993, LA-09/28/2001, MA-04/14/1994, MD-04/06/1993, ME-08/16/1993, MI-01/16/1998, MN-01/10/1994, MO-06/28/1993, MS-03/07/2001, MT-01/01/2001, NC-03/07/2001, ND-04/20/1994, NE-05/18/1994, NH-01/13/1992, NJ-04/02/1993, NM-04/26/1994, NV-01/02/1994, NY-03/10/1993, OH-07/18/2000, OK-01/01/1998, OR-06/30/1993, PA-05/18/1987, PR-06/27/1994, RI-05/26/1994, SC-06/08/1993, SD-11/18/1993, TN-03/23/1998, TX-06/16/1993, UT-01/04/1994, VA-03/11/1993, VI-06/26/2008, VT-02/02/1995, WA-12/01/1993, WI-11/16/1993, WV-02/02/1994, WY-06/25/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV