FRANKLIN ADVISERS, INC.
Latest filing: Sep 24, 2024 (36 days ago)
AUM
$339,178,103,544
6% change vs. 1 year ago
-13% change vs. 3 years ago
-22% change vs. 5 years ago
-29% change vs. 10 years ago
Employee Count
302
7% change vs. 1 year ago
55% change vs. 3 years ago
42% change vs. 5 years ago
58% change vs. 10 years ago
Main Office
SAN MATEO, CA
ONE FRANKLIN PARKWAY, SAN MATEO, CA, UNITED STATES, 94403
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $337.8 |
| Non-Discretionary | $1.4 |
| Total | $339.2 |
| Client | AUM |
|---|---|
| Retail | $8.7 |
| Pooled | $303.8 |
| Institutional | $26.6 |
| Total | $339.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 9,038 | $3.0 |
| Average Individual AUM | $331,767 | |
| HNW | 1,814 | $5.7 |
| Average HNW AUM | $3,139,182 | |
| Retail Total | 10,852 | $8.7 |
| Average Retail AUM | $801,049 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $8.1 |
| JPMORGAN CHASE & CO | NEW YORK-NY-USA | $6.1 |
| THE BANK OF NEW YORK MELLON CORPORATION | NEW YORK-NY-USA | $6.0 |
| UBS GROUP | NEW YORK-NY-USA | $5.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $35.3 |
| Retail SMA AUM | $8.7 |
| Institutional SMA AUM | $26.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 18% | $6.4 |
| Equity Non-Exch | 1% | $0.4 |
| Govt Agency | 15% | $5.3 |
| Municipal | 24% | $8.5 |
| Sovereign | 10% | $3.5 |
| IG Credit | 10% | $3.5 |
| HY Credit | 2% | $0.7 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 5% | $1.8 |
| Other Pools | 12% | $4.2 |
| Cash | 4% | $1.4 |
| Other | 0% | $0.0 |
| Total | 101% | $35.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WESTERN ASSET MANAGEMENT COMPANY, LLC | $313.8 | 110441 | |
| FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
| CLEARBRIDGE INVESTMENTS, LLC | $148.2 | 137028 | |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $105.4 | 142219 | |
| CLARION PARTNERS, LLC | $79.3 | broker-dealer | 108803 |
| LEXINGTON PARTNERS L.P. | $71.9 | 147281 | |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | $56.0 | 110783 | |
| FRANKLIN MUTUAL ADVISERS, LLC | $38.4 | 111376 | |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED | $28.4 | 110427 | |
| BENEFIT STREET PARTNERS L.L.C. | $28.3 | 158672 | |
| TEMPLETON ASSET MANAGEMENT LTD. | $26.3 | broker-dealer | 111382 |
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | $25.3 | 111360 | |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | $24.9 | 117384 | |
| TEMPLETON GLOBAL ADVISORS LIMITED | $22.3 | 111383 | |
| ALCENTRA LIMITED | $20.4 | 160617 | |
| ALCENTRA NY, LLC | $16.4 | 128557 | |
| FRANKLIN TEMPLETON INVESTMENTS CORP. | $14.4 | broker-dealer | 111364 |
| ROYCE & ASSOCIATES, LP | $11.7 | 107689 | |
| K2/D&S MANAGEMENT CO., L.L.C. | $9.5 | 123826 | |
| MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED | $9.4 | 139012 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $8.0 | 144594 | |
| FRANKLIN ADVISORY SERVICES, LLC | $7.7 | 111361 | |
| MARTIN CURRIE INC | $7.0 | 110909 | |
| TEMPLETON INVESTMENT COUNSEL, LLC | $6.4 | 111370 | |
| FIDUCIARY TRUST INTERNATIONAL, LLC | $5.5 | 124062 | |
| BSP CLO MANAGEMENT LLC | $4.2 | 304962 | |
| WESTERN ASSET MANAGEMENT COMPANY PTE LTD | $4.2 | 142188 | |
| WESTERN ASSET MANAGEMENT COMPANY LTD | $3.4 | 143388 | |
| CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED | $2.6 | 151223 | |
| FRANKLIN BSP CAPITAL ADVISER LLC | $0.5 | 307684 | |
| LEXINGTON ADVISORS LLC | $0.3 | 107364 | |
| DARBY OVERSEAS PARTNERS, L.P. | $0.2 | 160799 | |
| FRANKLIN VENTURE PARTNERS, LLC | $0.0 | - | |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE. LTD | $0.0 | - | |
| FIDUCIARY TRUST COMPANY OF CANADA | $0.0 | trust company | - |
| FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD. | $0.0 | - | |
| CLARION PARTNERS SECURITIES, LLC | $0.0 | broker-dealer | 166384 |
| K2 ADVISORS, L.L.C. | $0.0 | 284891 | |
| FIDUCIARY TRUST COMPANY INTERNATIONAL | $0.0 | trust company | - |
| WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO | $0.0 | 153986 | |
| FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | $0.0 | broker-dealer | 172140 |
| FRANKLIN BSP LENDING ADVISER, L.L.C. | $0.0 | 155644 | |
| CLEARBRIDGE RARE INFRASTRUCTURE INTERNATIONAL PTY LIMITED | $0.0 | - | |
| FRANKLIN TEMPLETON AUSTRALIA LIMITED | $0.0 | - | |
| WESTERN ASSET MANAGEMENT COMPANY PTY LTD | $0.0 | - | |
| ROYCE FUND SERVICES, LLC | $0.0 | broker-dealer | 14470 |
| CLARION PARTNERS EUROPE (U.K.) LIMITED | $0.0 | 322463 | |
| CLEARBRIDGE INVESTMENTS LIMITED | $0.0 | - | |
| TEMPLETON ASSET MANAGEMEN T (POLAND) TFI S.A. | $0.0 | - | |
| FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
| FRANKLIN TEMPLETON ALTS BRASIL ADMIN. DE INVESTIMENTOS LTDA. | $0.0 | 288668 | |
| CLARION PARTNERS EMEA LIMITED | $0.0 | broker-dealer | - |
| FRANKLIN TEMPLETON BLOCKCHAIN GP, LLC | $0.0 | - | |
| FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD. | $0.0 | - | |
| CLARION PARTNERS EUROPE LIMITED | $0.0 | 322449 | |
| FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION | $0.0 | - | |
| FIDUCIARY TRUST INTERNATIONAL OF THE SOUTH | $0.0 | trust company | - |
| FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT LIMITED | $0.0 | - | |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | $0.0 | broker-dealer | 114898 |
| TEMPLETON HANA ASSET MANAGEMENT CO., LTD | $0.0 | - | |
| DARBY ASIA INVESTORS, LTD | $0.0 | - | |
| DARBY ASIA INVESTORS (HK), LTD | $0.0 | - | |
| LEGG MASON (CHILE) INVERSIONES HOLDINGS LIMITADA | $0.0 | - | |
| FRANKLIN TEMPLETON INVESTMENT ADVISORS KOREA CO., LTD. | $0.0 | - | |
| FRANKLIN TEMPLETON INSTITUTIONAL GP, LLC | $0.0 | - | |
| FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED | $0.0 | 145421 | |
| FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. | $0.0 | 155141 | |
| FRANKLIN TEMPLETON JAPAN CO., LTD. | $0.0 | - | |
| FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| JOHNSON, RUPERT, HARRIS | DIRECTOR |
| HASENSTAB, MICHAEL, JAMES | EXECUTIVE VICE PRESIDENT |
| PERKS, EDWARD, DOUGLAS | PRESIDENT AND DIRECTOR |
| MCCARTHY, MICHAEL, PAUL | EXECUTIVE VICE PRESIDENT AND PORTFOLIO MANAGER |
| DOVER, STEPHEN, HAROLD | EXECUTIVE VICE PRESIDENT AND DIRECTOR |
| BAYSTON, ROGER, ALAN | EXECUTIVE VICE PRESIDENT |
| DESAI, SONAL | EXECUTIVE VICE PRESIDENT AND DIRECTOR |
| TOLLETTE, WYLIE, ALLERTON | EXECUTIVE VICE PRESIDENT |
| OSHITA, LINDSEY, HARUMI | CHIEF FINANCIAL OFFICER |
| PETRYK, ADAM, JAY | EXECUTIVE VICE PRESIDENT |
| MERCHANT, THOMAS, CLIFTON | CHIEF LEGAL OFFICER |
| FOLEY, MICHAEL, C | EXECUTIVE VICE PRESIDENT |
| DAVIS, BJORN, ANTHONY | CHIEF COMPLIANCE OFFICER |
| AVIGDOR, LEEOR, PAUL | TREASURER |
| CURTIS, JONATHAN, TOURTELLOTTE | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $339.2 | $0.0 | 0% | 302 | 0 | 0% |
| 2024-04-02 | $339.2 | $0.0 | 0% | 302 | 0 | 0% |
| 2023-04-04 | $320.5 | $18.7 | 6% | 283 | 19 | 7% |
| 2022-04-01 | $411.7 | -$72.5 | -18% | 280 | 22 | 8% |
| 2021-04-05 | $388.7 | -$49.5 | -13% | 195 | 107 | 55% |
| 2020-04-01 | $423.7 | -$84.5 | -20% | 192 | 110 | 57% |
| 2019-04-01 | $435.0 | -$95.8 | -22% | 213 | 89 | 42% |
| 2018-04-02 | $444.0 | -$104.8 | -24% | 187 | 115 | 61% |
| 2017-04-01 | $444.0 | -$104.8 | -24% | 187 | 115 | 61% |
| 2016-04-01 | $461.3 | -$122.1 | -26% | 187 | 115 | 61% |
| 2015-04-01 | $516.7 | -$177.5 | -34% | 182 | 120 | 66% |
| 2014-04-01 | $477.1 | -$137.9 | -29% | 191 | 111 | 58% |
| 2013-04-01 | $431.8 | -$92.6 | -21% | 183 | 119 | 65% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-12/24/2021, AL-05/28/2020, AR-05/28/2020, AZ-05/28/2020, CA-02/10/1986, CO-05/28/2020, CT-12/20/2013, DC-12/24/2021, DE-05/28/2020, FL-12/19/2014, GA-05/28/2020, HI-05/28/2020, IA-05/28/2020, ID-12/24/2021, IL-07/20/2020, IN-05/28/2020, KS-12/22/2023, KY-05/28/2020, LA-05/28/2020, MA-05/28/2020, MD-05/28/2020, ME-12/24/2021, MI-05/28/2020, MN-05/28/2020, MO-12/24/2021, MS-12/24/2021, MT-12/24/2021, NC-05/28/2020, ND-12/24/2021, NE-05/28/2020, NH-05/14/2021, NJ-06/01/2020, NM-05/28/2020, NV-05/28/2020, NY-05/28/2020, OH-05/28/2020, OK-12/23/2020, OR-05/28/2020, PA-05/28/2020, PR-12/24/2021, RI-12/24/2021, SC-05/28/2020, SD-12/24/2021, TN-12/23/2020, TX-12/20/2013, UT-12/24/2021, VA-01/14/2021, VI-12/24/2021, VT-12/24/2021, WA-05/28/2020, WI-05/28/2020, WV-12/24/2021, WY-12/24/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV