FRANKLIN ADVISERS, INC.

Latest filing: Sep 24, 2024 (36 days ago)

AUM

$339,178,103,544
6% change vs. 1 year ago
-13% change vs. 3 years ago
-22% change vs. 5 years ago
-29% change vs. 10 years ago

Employee Count

302
7% change vs. 1 year ago
55% change vs. 3 years ago
42% change vs. 5 years ago
58% change vs. 10 years ago

Main Office

SAN MATEO, CA
ONE FRANKLIN PARKWAY, SAN MATEO, CA, UNITED STATES, 94403

Client AUM

Discretion AUM
Discretionary $337.8
Non-Discretionary $1.4
Total $339.2
Client AUM
Retail $8.7
Pooled $303.8
Institutional $26.6
Total $339.2
Retail Accounts AUM
Individual 9,038 $3.0
Average Individual AUM $331,767
HNW 1,814 $5.7
Average HNW AUM $3,139,182
Retail Total 10,852 $8.7
Average Retail AUM $801,049

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $8.1
JPMORGAN CHASE & CO NEW YORK-NY-USA $6.1
THE BANK OF NEW YORK MELLON CORPORATION NEW YORK-NY-USA $6.0
UBS GROUP NEW YORK-NY-USA $5.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $35.3
Retail SMA AUM $8.7
Institutional SMA AUM $26.6
Asset Class % AUM
Equity Exch 18% $6.4
Equity Non-Exch 1% $0.4
Govt Agency 15% $5.3
Municipal 24% $8.5
Sovereign 10% $3.5
IG Credit 10% $3.5
HY Credit 2% $0.7
Derivatives 0% $0.0
Investment Companies 5% $1.8
Other Pools 12% $4.2
Cash 4% $1.4
Other 0% $0.0
Total 101% $35.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
WESTERN ASSET MANAGEMENT COMPANY, LLC $313.8 110441
FRANKLIN TEMPLETON FUND ADVISER, LLC $196.1 140432
CLEARBRIDGE INVESTMENTS, LLC $148.2 137028
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC $105.4 142219
CLARION PARTNERS, LLC $79.3 broker-dealer 108803
LEXINGTON PARTNERS L.P. $71.9 147281
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC $56.0 110783
FRANKLIN MUTUAL ADVISERS, LLC $38.4 111376
WESTERN ASSET MANAGEMENT COMPANY LIMITED $28.4 110427
BENEFIT STREET PARTNERS L.L.C. $28.3 158672
TEMPLETON ASSET MANAGEMENT LTD. $26.3 broker-dealer 111382
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED $25.3 111360
FRANKLIN TEMPLETON INSTITUTIONAL, LLC $24.9 117384
TEMPLETON GLOBAL ADVISORS LIMITED $22.3 111383
ALCENTRA LIMITED $20.4 160617
ALCENTRA NY, LLC $16.4 128557
FRANKLIN TEMPLETON INVESTMENTS CORP. $14.4 broker-dealer 111364
ROYCE & ASSOCIATES, LP $11.7 107689
K2/D&S MANAGEMENT CO., L.L.C. $9.5 123826
MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED $9.4 139012
O'SHAUGHNESSY ASSET MANAGEMENT, LLC $8.0 144594
FRANKLIN ADVISORY SERVICES, LLC $7.7 111361
MARTIN CURRIE INC $7.0 110909
TEMPLETON INVESTMENT COUNSEL, LLC $6.4 111370
FIDUCIARY TRUST INTERNATIONAL, LLC $5.5 124062
BSP CLO MANAGEMENT LLC $4.2 304962
WESTERN ASSET MANAGEMENT COMPANY PTE LTD $4.2 142188
WESTERN ASSET MANAGEMENT COMPANY LTD $3.4 143388
CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED $2.6 151223
FRANKLIN BSP CAPITAL ADVISER LLC $0.5 307684
LEXINGTON ADVISORS LLC $0.3 107364
DARBY OVERSEAS PARTNERS, L.P. $0.2 160799
FRANKLIN VENTURE PARTNERS, LLC $0.0 -
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE. LTD $0.0 -
FIDUCIARY TRUST COMPANY OF CANADA $0.0 trust company -
FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD. $0.0 -
CLARION PARTNERS SECURITIES, LLC $0.0 broker-dealer 166384
K2 ADVISORS, L.L.C. $0.0 284891
FIDUCIARY TRUST COMPANY INTERNATIONAL $0.0 trust company -
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO $0.0 153986
FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. $0.0 broker-dealer 172140
FRANKLIN BSP LENDING ADVISER, L.L.C. $0.0 155644
CLEARBRIDGE RARE INFRASTRUCTURE INTERNATIONAL PTY LIMITED $0.0 -
FRANKLIN TEMPLETON AUSTRALIA LIMITED $0.0 -
WESTERN ASSET MANAGEMENT COMPANY PTY LTD $0.0 -
ROYCE FUND SERVICES, LLC $0.0 broker-dealer 14470
CLARION PARTNERS EUROPE (U.K.) LIMITED $0.0 322463
CLEARBRIDGE INVESTMENTS LIMITED $0.0 -
TEMPLETON ASSET MANAGEMEN T (POLAND) TFI S.A. $0.0 -
FRANKLIN DISTRIBUTORS, LLC $0.0 broker-dealer 109064
FRANKLIN TEMPLETON ALTS BRASIL ADMIN. DE INVESTIMENTOS LTDA. $0.0 288668
CLARION PARTNERS EMEA LIMITED $0.0 broker-dealer -
FRANKLIN TEMPLETON BLOCKCHAIN GP, LLC $0.0 -
FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD. $0.0 -
CLARION PARTNERS EUROPE LIMITED $0.0 322449
FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION $0.0 -
FIDUCIARY TRUST INTERNATIONAL OF THE SOUTH $0.0 trust company -
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT LIMITED $0.0 -
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED $0.0 broker-dealer 114898
TEMPLETON HANA ASSET MANAGEMENT CO., LTD $0.0 -
DARBY ASIA INVESTORS, LTD $0.0 -
DARBY ASIA INVESTORS (HK), LTD $0.0 -
LEGG MASON (CHILE) INVERSIONES HOLDINGS LIMITADA $0.0 -
FRANKLIN TEMPLETON INVESTMENT ADVISORS KOREA CO., LTD. $0.0 -
FRANKLIN TEMPLETON INSTITUTIONAL GP, LLC $0.0 -
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED $0.0 145421
FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. $0.0 155141
FRANKLIN TEMPLETON JAPAN CO., LTD. $0.0 -
FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

16 active

Name Title
JOHNSON, RUPERT, HARRIS DIRECTOR
HASENSTAB, MICHAEL, JAMES EXECUTIVE VICE PRESIDENT
PERKS, EDWARD, DOUGLAS PRESIDENT AND DIRECTOR
MCCARTHY, MICHAEL, PAUL EXECUTIVE VICE PRESIDENT AND PORTFOLIO MANAGER
DOVER, STEPHEN, HAROLD EXECUTIVE VICE PRESIDENT AND DIRECTOR
BAYSTON, ROGER, ALAN EXECUTIVE VICE PRESIDENT
DESAI, SONAL EXECUTIVE VICE PRESIDENT AND DIRECTOR
TOLLETTE, WYLIE, ALLERTON EXECUTIVE VICE PRESIDENT
OSHITA, LINDSEY, HARUMI CHIEF FINANCIAL OFFICER
PETRYK, ADAM, JAY EXECUTIVE VICE PRESIDENT
MERCHANT, THOMAS, CLIFTON CHIEF LEGAL OFFICER
FOLEY, MICHAEL, C EXECUTIVE VICE PRESIDENT
DAVIS, BJORN, ANTHONY CHIEF COMPLIANCE OFFICER
AVIGDOR, LEEOR, PAUL TREASURER
CURTIS, JONATHAN, TOURTELLOTTE EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $339.2 $0.0 0% 302 0 0%
2024-04-02 $339.2 $0.0 0% 302 0 0%
2023-04-04 $320.5 $18.7 6% 283 19 7%
2022-04-01 $411.7 -$72.5 -18% 280 22 8%
2021-04-05 $388.7 -$49.5 -13% 195 107 55%
2020-04-01 $423.7 -$84.5 -20% 192 110 57%
2019-04-01 $435.0 -$95.8 -22% 213 89 42%
2018-04-02 $444.0 -$104.8 -24% 187 115 61%
2017-04-01 $444.0 -$104.8 -24% 187 115 61%
2016-04-01 $461.3 -$122.1 -26% 187 115 61%
2015-04-01 $516.7 -$177.5 -34% 182 120 66%
2014-04-01 $477.1 -$137.9 -29% 191 111 58%
2013-04-01 $431.8 -$92.6 -21% 183 119 65%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AK-12/24/2021, AL-05/28/2020, AR-05/28/2020, AZ-05/28/2020, CA-02/10/1986, CO-05/28/2020, CT-12/20/2013, DC-12/24/2021, DE-05/28/2020, FL-12/19/2014, GA-05/28/2020, HI-05/28/2020, IA-05/28/2020, ID-12/24/2021, IL-07/20/2020, IN-05/28/2020, KS-12/22/2023, KY-05/28/2020, LA-05/28/2020, MA-05/28/2020, MD-05/28/2020, ME-12/24/2021, MI-05/28/2020, MN-05/28/2020, MO-12/24/2021, MS-12/24/2021, MT-12/24/2021, NC-05/28/2020, ND-12/24/2021, NE-05/28/2020, NH-05/14/2021, NJ-06/01/2020, NM-05/28/2020, NV-05/28/2020, NY-05/28/2020, OH-05/28/2020, OK-12/23/2020, OR-05/28/2020, PA-05/28/2020, PR-12/24/2021, RI-12/24/2021, SC-05/28/2020, SD-12/24/2021, TN-12/23/2020, TX-12/20/2013, UT-12/24/2021, VA-01/14/2021, VI-12/24/2021, VT-12/24/2021, WA-05/28/2020, WI-05/28/2020, WV-12/24/2021, WY-12/24/2021
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV