AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $27.9 |
| Non-Discretionary | $1.6 |
| Total | $29.5 |
| Client | AUM |
|---|---|
| Retail | $27.5 |
| Pooled | $0.0 |
| Institutional | $2.0 |
| Total | $29.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 7,442 | $2.7 |
| Average Individual AUM | $356,629 | |
| HNW | 6,798 | $24.9 |
| Average HNW AUM | $3,659,540 | |
| Retail Total | 14,240 | $27.5 |
| Average Retail AUM | $1,933,398 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $19.1 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $8.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $29.5 |
| Retail SMA AUM | $27.5 |
| Institutional SMA AUM | $2.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 5% | $1.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.6 |
| Municipal | 7% | $2.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 72% | $21.2 |
| Other Pools | 0% | $0.0 |
| Cash | 12% | $3.5 |
| Other | 1% | $0.3 |
| Total | 99% | $29.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BUCKINGHAM STRATEGIC PARTNERS, LLC | $29.3 | 143319 | |
| LVW ADVISORS, LLC | $2.1 | 159403 | |
| STEPHEN LOUIS HICKS | $0.0 | law firm | - |
| JAY PAUL WIRIG | $0.0 | accountancy | - |
| ROGER MILLBROOK | $0.0 | law firm | - |
| STEPHEN LOUIS HICKS | $0.0 | accountancy | - |
| JAY WELDON WIRIG | $0.0 | accountancy | - |
| ROGER MILLBROOK | $0.0 | accountancy | - |
| BRAD WASSERMAN | $0.0 | accountancy | - |
| KEITH RYBAK | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
20 active
| Name | Title |
|---|---|
| BIRENBAUM, ADAM, LAWRENCE | CHAIRMAN OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
| REMMING, JEFFREY, SCOTT | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, CHIEF PLATFORM OFFICER |
| ANDERSON, DANIEL, MARK | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, CHIEF FINANCIAL OFFICER |
| PAPA, SALVATORE, JOHN | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER |
| HARTMAN, WENDY, LOUISE | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, PRESIDENT- BUCKINGHAM STRATEGIC WEALTH |
| FERRI, JUSTIN, CHRISTOPHER | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, PRESIDENT AND CHIEF OPERATING OFFICER |
| ZILIAK, ROBERT, ANTHONY | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, CHIEF SOLUTIONS OFFICER |
| GROGAN, KEVIN, ANDREW | CHIEF INVESTMENT OFFICER |
| SCHEID, JONATHAN, JOSEPH | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, PRESIDENT- BUCKINGHAM STRATEGIC PARTNERS |
ADVDB.CO • SOURCE: SEC
317 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ADAM YOFAN | ST LOUIS | MO | S63|2001-06-27|S65|2001-07-18 | ||||||
| CINDY MCGHEE | ST LOUIS | MO | S66|2000-09-15 | PERSONAL FINANCIAL SPECIALIST | |||||
| NISHANT PANDYA | ST LOUIS | MO | S63|2002-09-28|S66|2012-03-09 | ||||||
| PEYTON HUDSON | ST LOUIS | MO | S65|2023-01-30 | ||||||
| JONATHAN ABNER | ST LOUIS | MO | S65|2007-11-26 | ||||||
| KENNETH ROSENBAUM | ST LOUIS | MO | S63|1996-11-04|S65|1997-12-16 | ||||||
| STEPHANIE SATHER | ST LOUIS | MO | S65|2018-05-18 | ||||||
| MICHAEL KITCES | ST LOUIS | MO | S63|2000-07-12|S65|2000-10-13 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| KRYSTYN RASH | ST LOUIS | MO | S65|2019-01-31 | CERTIFIED FINANCIAL PLANNER | |||||
| CHIARA RENNINGER | ST LOUIS | MO | S63|1998-09-30|S66|2003-04-29 | CERTIFIED FINANCIAL PLANNER | |||||
| SUSAN STRASBAUGH | ST LOUIS | MO | S63|1994-05-19 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIC OUSLEY | ST LOUIS | MO | S63|1999-11-16|S66|2003-01-30|S65|2012-08-23 | CERTIFIED FINANCIAL PLANNER | |||||
| AARON VICKAR | ST LOUIS | MO | S63|2002-06-12|S66|2002-08-13 | ||||||
| THOMPSON HOLLO | ST LOUIS | MO | S66|2015-02-20 | ||||||
| JOHN WINTERSCHEIDT | ST LOUIS | MO | S65|2003-08-21 | PERSONAL FINANCIAL SPECIALIST | |||||
| ROBERT FIRELY | ST LOUIS | MO | |||||||
| BLAKE POKLEY | ST LOUIS | MO | S65|2017-03-04 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL ROWLEY | ST LOUIS | MO | |||||||
| KRISTOPHER ROCHE | ST LOUIS | MO | CERTIFIED FINANCIAL PLANNER | ||||||
| TIFFINY DIMEL | ST LOUIS | MO | S65|2016-09-16 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| MO, AK-06/01/2011, AL-11/07/2014, AR-01/19/2011, AZ-02/01/2007, CA-02/01/2007, CO-02/01/2007, CT-02/01/2007, DC-02/01/2007, DE-11/07/2014, FL-03/01/2007, GA-02/01/2007, HI-11/07/2014, IA-03/14/2007, ID-01/19/2011, IL-03/20/2007, IN-02/01/2007, KS-02/01/2007, KY-02/01/2007, LA-02/01/2007, MA-12/08/2009, MD-02/01/2007, ME-01/19/2011, MI-02/01/2007, MN-02/01/2007, MO-02/28/2007, MS-11/07/2014, MT-10/31/2013, NC-02/01/2007, ND-11/07/2014, NE-02/01/2007, NH-03/28/2014, NJ-03/15/2007, NM-04/01/2010, NV-02/01/2007, NY-02/01/2007, OH-02/01/2007, OK-03/30/2012, OR-02/01/2007, PA-02/01/2007, RI-11/07/2014, SC-01/19/2011, SD-02/04/2009, TN-03/01/2007, TX-03/10/2007, UT-03/30/2012, VA-02/01/2007, VT-11/07/2014, WA-02/01/2007, WI-02/01/2007, WV-11/07/2014, WY-03/23/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV