LVW ADVISORS, LLC

Latest filing: Sep 11, 2024 (220 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$2,137,887,826

0% change vs. 1 year ago

-3% change vs. 3 years ago

16% change vs. 5 years ago

11% change vs. 10 years ago

Employee Count

0% change vs. 1 year ago

12% change vs. 3 years ago

-17% change vs. 5 years ago

36% change vs. 10 years ago

Main Office

PITTSFORD, NY

67B MONROE AVENUE, PITTSFORD, NY, UNITED STATES, 14534

Client AUM

Discretion	AUM
Discretionary	$1.6
Non-Discretionary	$0.6
Total	$2.1

Client	AUM
Retail	$1.3
Pooled	$0.0
Institutional	$0.8
Total	$2.1

Retail	Accounts	AUM
Individual	246	$0.1
Average Individual AUM		$383,355
HNW	212	$1.2
Average HNW AUM		$5,750,721
Retail Total	458	$1.3
Average Retail AUM		$2,867,813

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
CHARLES SCHWAB & CO., INC.	SAN FRANCISCO-CA-USA	$1.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$2.1
Retail SMA AUM	$1.3
Institutional SMA AUM	$0.8

Asset Class	%	AUM
Equity Exch	32%	$0.7
Equity Non-Exch	2%	$0.0
Govt Agency	3%	$0.1
Municipal	5%	$0.1
Sovereign	0%	$0.0
IG Credit	1%	$0.0
HY Credit	0%	$0.0
Derivatives	1%	$0.0
Investment Companies	28%	$0.6
Other Pools	18%	$0.4
Cash	5%	$0.1
Other	5%	$0.1
Total	100%	$2.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	CRD Number
SCS CAPITAL MANAGEMENT LLC	$39.6	122258
BUCKINGHAM STRATEGIC WEALTH, LLC	$29.5	143323
THE COLONY GROUP, LLC	$21.5	159289
FOCUS RISK SOLUTIONS, LLC	$0.0	-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

16 active

Name	Title
VAN DUSEN, LORI, ANN IAPD Broker	CHIEF EXECUTIVE OFFICER
ZAPPIA, JOSEPH, PATRICK IAPD Broker	PRINCIPAL AND CHIEF COMPLIANCE OFFICER
PUGLIESE, KIM, CONGDON IAPD Broker	CHIEF OPERATING OFFICER
WAGNER, JEFFREY, REED IAPD Broker	SENIOR PARTNER AND PRINCIPAL

ADVDB.CO • SOURCE: SEC

Representatives

8 active representatives found

Name	City	State	Exams	Designations
JEFFREY WAGNER	PITTSFORD	NY	S63\|2004-02-27\|S65\|2007-01-24
ALLISON BELL	PITTSFORD	NY	S65\|2024-02-13
JOSEPH ZAPPIA	PITTSFORD	NY	S63\|1987-12-17\|S66\|2006-09-25
CHRISTOPHER VAN BUREN	PITTSFORD	NY	S63\|2009-10-05\|S65\|2012-02-22	CERTIFIED FINANCIAL PLANNER
RICHARD VAN KUREN	PITTSFORD	NY	S63\|1999-03-17\|S65\|2007-01-09
LORI VAN DUSEN	PITTSFORD	NY	S63\|1986-09-25\|S65\|1992-04-09
JONATHAN THOMAS	PITTSFORD	NY	S65\|2017-03-24	CERTIFIED FINANCIAL PLANNER
PAUL SALVETTI	PITTSFORD	NY		CHARTERED FINANCIAL ANALYST

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-03-06	$2.1	$0.0	0%	19	0	0%
2024-04-02	$2.1	$0.0	0%	19	0	0%
2023-04-04	$1.9	$0.2	11%	19	0	0%
2022-04-01	$2.2	-$0.1	-3%	17	2	12%
2021-04-05	$2.1	$0.1	3%	18	1	6%
2020-04-01	$1.8	$0.3	16%	23	-4	-17%
2019-04-01	$1.8	$0.3	19%	18	1	6%
2018-04-02	$1.8	$0.4	21%	19	0	0%
2017-04-01	$1.7	$0.4	25%	18	1	6%
2016-04-01	$1.8	$0.4	21%	19	0	0%
2015-04-01	$1.9	$0.2	11%	14	5	36%
2014-04-01	$1.5	$0.7	44%	9	10	111%
2013-04-01	$1.4	$0.8	55%	9	10	111%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

NY, CA-03/29/2016, CO-03/27/2024, CT-03/31/2017, FL-06/09/2014, GA-06/09/2014, IL-05/16/2022, MA-06/09/2014, NC-03/31/2022, NJ-04/27/2017, NY-10/28/2011, PA-03/31/2017, SC-03/31/2023, TX-04/09/2014, WI-08/25/2021

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION

OTHER ACTIVITIES

INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV