CAPTRUST

Latest filing: Aug 20, 2024 (71 days ago)
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AUM

$852,173,054,617
19% change vs. 1 year ago
89% change vs. 3 years ago
194% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

1,554
16% change vs. 1 year ago
98% change vs. 3 years ago
202% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

RALEIGH, NC
4208 SIX FORKS RD, RALEIGH, NC, UNITED STATES, 27609

Client AUM

Discretion AUM
Discretionary $162.3
Non-Discretionary $689.8
Total $852.2
Client AUM
Retail $52.5
Pooled $0.0
Institutional $799.7
Total $852.2
Retail Accounts AUM
Individual 17,747 $5.7
Average Individual AUM $323,494
HNW 11,258 $46.8
Average HNW AUM $4,152,627
Retail Total 29,005 $52.5
Average Retail AUM $1,809,734

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $852.2
Retail SMA AUM $52.5
Institutional SMA AUM $799.7
Asset Class % AUM
Equity Exch 10% $85.2
Equity Non-Exch 0% $0.0
Govt Agency 1% $8.5
Municipal 1% $8.5
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 51% $434.6
Other Pools 19% $161.9
Cash 3% $25.6
Other 15% $127.8
Total 100% $852.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
ENGRAVE WEALTH PARTNERS, LLC $0.0 289344
COLUMN CAPITAL ADVISORS, LLC $0.0 135118
TRUTINA FINANCIAL, L.L.C. $0.0 148866
CAPFINANCIAL SECURITIES, LLC. $0.0 broker-dealer 126291

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

32 active

Name Title
MILLER, JAMES, FIELDING CHIEF EXECUTIVE OFFICER, DIRECTOR, BOARD OF MANAGERS
HOYLE, WILSON, SMITH MANAGING DIRECTOR, BOARD OF MANAGERS
GOLDSTEIN, BENJAMIN, STUART PRESIDENT, BOARD OF MANAGERS
BUCHANAN, DENISE, MCGEE SENIOR DIRECTOR, COMPLIANCE
SHOFF, DERICK, DON MANAGING DIRECTOR
SOLOMON, ROBERT, G BOARD OF MANAGERS
MATHESON, SCOTT, THOMAS MANAGING DIRECTOR
MARKELL-BALLEZA, CHRISTINA MANAGING DIRECTOR, GENERAL COUNSEL, BOARD OF MANAGERS
MEYER, JONATHAN, SETH CHIEF TECHNOLOGY OFFICER
CURRY, JOHN, DAVID CHIEF MARKETING OFFICER
FRANCHER, MARK, JOHN CHIEF HUMAN RESOURCES OFFICER
VOGELZANG, MICHAEL, JAMES MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER
MILLER, ROBERT, A CHIEF FINANCIAL OFFICER
ROCHE, COLLIN, EDWARD BOARD OF MANAGERS
SMITH, DASHA, MARIE BOARD OF MANAGERS
WILSON, MARK, SANFORD BOARD OF MANAGERS
WELCH, EDWARD, VIRGIL MANAGING DIRECTOR
JAROCKI, MARGARET, A SENIOR DIRECTOR
HOLLANDER, MICHAEL, S BOARD OF MANAGERS
LEDDY, ANN CHIEF COMPLIANCE OFFICER
BURR, JAMES BOARD OF MANAGERS
REDETT, JOHN, CHRISTOPHER BOARD OF MANAGERS
MCCONNELL, KALEN, JAMES BOARD OF MANAGERS

ADVDB.CO • SOURCE: SEC

Representatives

717 active representatives found, showing 20 random

Name City State Exams Designations
CHAD HARDIN RALEIGH NC S65|2018-08-21|S63|2022-10-03 CERTIFIED FINANCIAL PLANNER
SCOTT THOMAS RALEIGH NC S63|1997-04-25|S65|1997-05-02 CERTIFIED FINANCIAL PLANNER
PAUL OWEN RALEIGH NC S66|2002-01-18
JAMES STRODEL RALEIGH NC S63|1999-02-15|S65|2008-12-16
RICHARD ROGERS RALEIGH NC S65|1998-12-03 PERSONAL FINANCIAL SPECIALIST
NATHAN ERICKSON RALEIGH NC S63|2008-09-19|S65|2009-10-12 CHARTERED FINANCIAL ANALYST
JACOB MEYER RALEIGH NC S66|2019-11-21
PAUL SCHREDER RALEIGH NC CHARTERED FINANCIAL ANALYST
DAVID-LOUIS BROWNE RALEIGH NC S63|2018-09-19|S65|2020-08-31
JENNIFER KELLY RALEIGH NC S66|2007-06-05
DEBORAH LANGER RALEIGH NC S63|2013-08-27 CERTIFIED FINANCIAL PLANNER
CHAD GRIFFETH RALEIGH NC S63|2002-05-01|S65|2013-10-24
JAMES UNDERWOOD RALEIGH NC CHARTERED FINANCIAL ANALYST
MICHAEL SASSO RALEIGH NC S63|1987-07-20
ANDREW MITCHELL RALEIGH NC CERTIFIED FINANCIAL PLANNER
SHALE LATTER RALEIGH NC S66|2010-08-16
DARRYL EDMONDS RALEIGH NC S63|1982-04-07 CERTIFIED FINANCIAL PLANNER
MATTHEW WINTON RALEIGH NC
DAVID HOOD RALEIGH NC S65|2011-05-31
MICHAEL BLAIR RALEIGH NC S63|1984-02-22|S65|1991-06-19

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $852.2 $0.0 0% 1,554 0 0%
2024-04-02 $852.2 $0.0 0% 1,554 0 0%
2023-04-04 $714.6 $137.6 19% 1,338 216 16%
2022-04-01 $655.1 $197.1 30% 1,046 508 49%
2021-04-05 $450.0 $402.2 89% 785 769 98%
2020-04-01 $289.7 $562.5 194% 515 1,039 202%
2019-04-01 $289.7 $562.5 194% 515 1,039 202%
2018-04-02 $274.0 $578.2 211% 412 1,142 277%
2017-04-01 $213.5 $638.7 299% 365 1,189 326%
2016-04-01 $173.6 $678.6 391% 352 1,202 341%
2015-04-01 $116.2 $735.9 633% 314 1,240 395%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NC, AK-03/30/2018, AL-09/07/2007, AR-03/30/2009, AZ-09/11/2007, CA-05/04/2007, CO-04/21/2009, CT-02/14/2008, DC-05/04/2007, DE-03/01/2012, FL-07/28/2003, GA-07/31/2003, HI-09/07/2011, IA-01/03/2011, ID-12/12/2017, IL-05/17/2007, IN-03/25/2008, KS-03/30/2009, KY-05/02/2007, LA-07/31/2003, MA-01/08/2008, MD-05/02/2007, ME-12/15/2006, MI-05/04/2007, MN-03/30/2009, MO-03/30/2009, MS-07/31/2003, MT-12/12/2017, NC-07/11/2003, ND-04/05/2018, NE-03/01/2012, NH-05/02/2007, NJ-09/15/2003, NM-11/11/2013, NV-03/29/2010, NY-07/31/2003, OH-05/04/2007, OK-03/01/2012, OR-04/05/2018, PA-01/05/2007, PR-09/30/2019, RI-03/01/2012, SC-07/31/2003, SD-07/17/2017, TN-05/07/2007, TX-08/12/2003, UT-03/01/2012, VA-07/31/2003, VT-05/02/2007, WA-03/30/2009, WI-03/25/2008, WV-11/11/2013, WY-07/12/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
NEWSLETTERS
OTHER ACTIVITIES
INSURANCE AGENT
ACCOUNTING FIRM

ADVDB.CO • SOURCE: SEC FORM ADV