AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | $852.2 | 175112 | |
| COLUMN FAMILY OFFICE LLC | $0.0 | accountancy | - |
| CAPFINANCIAL SECURITIES, LLC. | $0.0 | broker-dealer | 126291 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
17 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SYLVIA POZARNSKY | INDIANAPOLIS | IN | S65|1995-12-05 | ||||||
| MARIAH DAY | INDIANAPOLIS | IN | S65|2022-10-28|S63|2022-01-14 | ||||||
| KRISTIN MOISTNER | INDIANAPOLIS | IN | S65|2023-06-10 | ||||||
| FRANK TINSLEY | INDIANAPOLIS | IN | S65|2016-08-25 | ||||||
| SARAH GRECCO | INDIANAPOLIS | IN | S66|2016-08-01 | CERTIFIED FINANCIAL PLANNER | |||||
| BRANDON UPCHURCH | INDIANAPOLIS | IN | S65|2018-06-22 | CERTIFIED FINANCIAL PLANNER | |||||
| MARK DEPREZ | INDIANAPOLIS | IN | S66|2013-07-16 | ||||||
| RYAN KONOP | INDIANAPOLIS | IN | S66|2020-12-21 | CERTIFIED FINANCIAL PLANNER | |||||
| KEVIN SWEET | INDIANAPOLIS | IN | S65|1997-11-04 | CERTIFIED FINANCIAL PLANNER | |||||
| JUSTIN KASSANITS | INDIANAPOLIS | IN | S65|2012-06-20 | CERTIFIED FINANCIAL PLANNER | |||||
| LARRY THOMAS | INDIANAPOLIS | IN | S65|2004-06-28 | CERTIFIED FINANCIAL PLANNER | |||||
| CHARLSIE ASHLOCK | INDIANAPOLIS | IN | S65|2015-06-16 | CERTIFIED FINANCIAL PLANNER | |||||
| JEFFREY YU | INDIANAPOLIS | IN | S65|2002-12-30 | CERTIFIED FINANCIAL PLANNER | |||||
| CASEY BOLLOCK | INDIANAPOLIS | IN | S66|2018-02-23 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIAN UPCHURCH | INDIANAPOLIS | IN | S65|1998-05-20 | CERTIFIED FINANCIAL PLANNER | |||||
| BRADLEY YU | INDIANAPOLIS | IN | S65|2020-09-22 | CERTIFIED FINANCIAL PLANNER | |||||
| SHERI KENDALL | INDIANAPOLIS | IN | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| IN, AZ-09/20/2012, CA-09/20/2012, DE-06/02/2015, FL-09/14/2005, GA-03/30/2022, IL-06/02/2005, IN-05/12/2005, NC-12/15/2020, OH-05/09/2022, SC-06/06/2016, TX-04/05/2012, WI-08/03/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV