CITY NATIONAL SECURITIES, INC.

Latest filing: May 30, 2024 (153 days ago)
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Adviser Website

AUM

$1,490,186,713
-2% change vs. 1 year ago
7% change vs. 3 years ago
36% change vs. 5 years ago
207% change vs. 10 years ago

Employee Count

47
-2% change vs. 1 year ago
-11% change vs. 3 years ago
4% change vs. 5 years ago
47% change vs. 10 years ago

Main Office

LOS ANGELES, CA
555 SOUTH FLOWER STREET, LOS ANGELES, CA, UNITED STATES, 90071

Client AUM

Discretion AUM
Discretionary $1.5
Non-Discretionary $0.0
Total $1.5
Client AUM
Retail $1.1
Pooled $0.0
Institutional $0.3
Total $1.5
Retail Accounts AUM
Individual 1,241 $0.5
Average Individual AUM $371,444
HNW 303 $0.7
Average HNW AUM $2,267,574
Retail Total 1,544 $1.1
Average Retail AUM $743,547

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CITY NATIONAL BANK LOS ANGELES-CA-USA $1.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1.5
Retail SMA AUM $1.1
Institutional SMA AUM $0.3
Asset Class % AUM
Equity Exch 32% $0.5
Equity Non-Exch 0% $0.0
Govt Agency 5% $0.1
Municipal 10% $0.1
Sovereign 0% $0.0
IG Credit 11% $0.2
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 32% $0.5
Other Pools 0% $0.0
Cash 10% $0.1
Other 0% $0.0
Total 100% $1.5

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CITY NATIONAL ROCHDALE, LLC $60.1 117198
SYMPHONIC FINANCIAL ADVISORS LLC $0.1 135603
SYMPHONIC INSURANCE LLC $0.0 -
SYMPHONIC SECURITIES LLC $0.0 broker-dealer 139512
ROYAL BANK OF CANADA $0.0 -
CITY NATIONAL BANK $0.0 -
RBC USA HOLDCO $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
NUNNELEE, MICHAEL JOSEPH PRESIDENT/CHAIRMAN
TERRELL, DAVID MATTHEW SR. VICE PRESIDENT
FRANCOEUR, GREGORY PAUL DIRECTOR
BRETADO, SANTIAGO AVILA VP, CFO
FRIES, JULIANNE MARIE SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT
BARTON, RICHARD JOSEPH CHIEF COMPLIANCE OFFICER
LEVY, ROCHELLE BETH CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR

ADVDB.CO • SOURCE: SEC

Representatives

113 active representatives found, showing 20 random

Name City State Exams Designations
ALBERT YANEZ LOS ANGELES CA S66|2017-02-20|S63|2002-01-22
SUSAN ROGERS LOS ANGELES CA S63|2008-10-29|S66|2014-04-30
ADAM GOURLEY LOS ANGELES CA S66|2014-10-27 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST
VALERIE ZEIGHER LOS ANGELES CA S66|2011-06-07
DANYELLE PROANO LOS ANGELES CA S66|2021-07-20
SAMEER FERRELL LOS ANGELES CA S63|1996-01-22|S66|2014-01-24
SARA RITTER LOS ANGELES CA S63|1998-04-01|S66|2013-05-13
TOM DOLBY LOS ANGELES CA S63|2006-03-25|S65|2006-08-16
ZARA GUIVI LOS ANGELES CA S66|2010-11-10
ANTHONY RODRIGUEZ LOS ANGELES CA S63|2018-04-12|S66|2021-04-05
NORA KOUZA LOS ANGELES CA S63|2011-10-28|S65|2016-10-15
VIBHORE BHASKAR LOS ANGELES CA S66|2011-10-13 CERTIFIED FINANCIAL PLANNER
PETER MANZI LOS ANGELES CA S63|1995-04-27|S65|2001-11-30 CERTIFIED FINANCIAL PLANNER
JORDAN LUEDKE LOS ANGELES CA S66|2019-12-23
BRIAN HSIEH LOS ANGELES CA S65|1995-09-13|S63|2022-03-28 CHARTERED FINANCIAL ANALYST
MARY HELMICH LOS ANGELES CA S63|1997-01-30|S66|2006-06-22
KELLEN NG LOS ANGELES CA S66|2015-11-21|S63|2014-04-21
ALBERT DIAZ LOS ANGELES CA S63|2018-10-09|S66|2023-05-05
ANDREW WACHNER LOS ANGELES CA S66|2013-03-28
SHANNON CHAVEZ LOS ANGELES CA S66|2011-10-05

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $1.5 $0.0 0% 47 0 0%
2024-04-02 $1.5 $0.0 0% 47 0 0%
2023-04-04 $1.5 $0.0 -2% 48 -1 -2%
2022-04-01 $1.6 -$0.1 -8% 37 10 27%
2021-04-05 $1.4 $0.1 7% 53 -6 -11%
2020-04-01 $1.2 $0.3 20% 45 2 4%
2019-04-01 $1.1 $0.4 36% 45 2 4%
2018-04-02 $1.0 $0.5 48% 48 -1 -2%
2017-04-01 $0.7 $0.8 103% 41 6 15%
2016-04-01 $0.7 $0.8 123% 35 12 34%
2015-04-01 $0.6 $0.8 130% 30 17 57%
2014-04-01 $0.5 $1.0 207% 32 15 47%
2013-04-01 $0.2 $1.3 600% 30 17 57%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AZ-08/23/2012, CA-03/22/2010, CO-03/06/2014, CT-01/27/2023, DC-01/27/2023, FL-01/27/2023, GA-01/26/2024, HI-01/27/2023, LA-01/27/2023, MA-01/27/2023, NJ-09/20/2017, NV-03/31/2011, NY-02/02/2015, OH-01/27/2023, PA-01/27/2023, TX-01/02/2013, WA-01/27/2023
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV