SYMPHONIC FINANCIAL ADVISORS LLC

Latest filing: Feb 29, 2024 (244 days ago)

AUM

$125,189,685
0% change vs. 1 year ago
-6% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

4
0% change vs. 1 year ago
-20% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

NEW YORK, NY
400 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10022

Client AUM

Discretion AUM
Discretionary $0.1
Non-Discretionary $0.0
Total $0.1
Client AUM
Retail $0.1
Pooled $0.0
Institutional $0.0
Total $0.1
Retail Accounts AUM
Individual 680 $0.1
Average Individual AUM
HNW 5 $0.0
Average HNW AUM
Retail Total 685 $0.1
Average Retail AUM $182,120

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
PERSHING LLC JERSEY CITY-NJ-USA $0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.1
Retail SMA AUM $0.1
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 16% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 1% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 74% $0.1
Other Pools 0% $0.0
Cash 9% $0.0
Other 0% $0.0
Total 100% $0.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
RBC CAPITAL MARKETS, LLC $201.3 broker-dealer, municipal advisor 31194
CITY NATIONAL ROCHDALE, LLC $60.1 117198
CITY NATIONAL SECURITIES, INC. $1.5 broker-dealer 103705
CITY NATIONAL BANK $0.0 -
SYMPHONIC INSURANCE $0.0 -
SYMPHONIC SECURITIES LLC $0.0 broker-dealer 139512
CNR SECURITIES, LLC $0.0 broker-dealer 18466

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name Title
HAWKESWORTH, KURT, ALEXANDER CHIEF OPERATING OFFICER AND BOARD MEMBER
NUNNELEE, MICHAEL, JOSEPH BOARD MEMBER
LEVY, ROCHELLE, BETH CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
ADVISER ACTIVITIES
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV