AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $7.1 |
Non-Discretionary | $0.0 |
Total | $7.1 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $7.1 |
Institutional | $0.0 |
Total | $7.1 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
MORGAN STANLEY SMITH BARNEY LLC | $1,402.4 | broker-dealer | 149777 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $7.1 | $0.0 | 0% | 20 | 0 | 0% |
2024-04-02 | $7.1 | $0.0 | 0% | 20 | 0 | 0% |
2023-04-04 | $6.1 | $1.0 | 17% | 20 | 0 | 0% |
2022-04-01 | $6.9 | $0.2 | 3% | 10 | 10 | 100% |
2021-04-05 | $6.9 | $0.2 | 3% | 10 | 10 | 100% |
2020-04-01 | $6.3 | $0.8 | 12% | 10 | 10 | 100% |
2019-04-01 | $5.6 | $1.5 | 28% | 9 | 11 | 122% |
2018-04-02 | $6.0 | $1.1 | 18% | 9 | 11 | 122% |
2017-04-01 | $5.3 | $1.8 | 35% | 8 | 12 | 150% |
2016-04-01 | $6.0 | $1.2 | 19% | 8 | 12 | 150% |
2015-04-01 | $7.0 | $0.1 | 2% | 5 | 15 | 300% |
2014-04-01 | $6.9 | $0.2 | 3% | 4 | 16 | 400% |
2013-04-01 | $6.2 | $0.9 | 15% | 5 | 15 | 300% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) MANAGER SELECTION |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV