AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $1,009.8 |
Non-Discretionary | $392.6 |
Total | $1,402.4 |
Client | AUM |
---|---|
Retail | $1,261.4 |
Pooled | $5.8 |
Institutional | $135.2 |
Total | $1,402.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 2,325,223 | $926.0 |
Average Individual AUM | $398,261 | |
HNW | 27,844 | $335.4 |
Average HNW AUM | $12,045,154 | |
Retail Total | 2,353,067 | $1,261.4 |
Average Retail AUM | $536,079 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $1,238.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $1,396.7 |
Retail SMA AUM | $1,261.4 |
Institutional SMA AUM | $135.2 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 56% | $782.1 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 2% | $27.9 |
Municipal | 5% | $69.8 |
Sovereign | 0% | $0.0 |
IG Credit | 3% | $41.9 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 26% | $363.1 |
Other Pools | 2% | $27.9 |
Cash | 5% | $69.8 |
Other | 1% | $14.0 |
Total | 100% | $1,396.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
MORGAN STANLEY INVESTMENT MANAGEMENT INC. | $535.0 | 110353 | |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | $475.1 | 114310 | |
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | $165.9 | 105922 | |
BOSTON MANAGEMENT AND RESEARCH | $111.0 | 104853 | |
EATON VANCE MANAGEMENT | $63.0 | 104859 | |
CALVERT RESEARCH AND MANAGEMENT | $38.4 | 285127 | |
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. | $33.2 | 116719 | |
MS CAPITAL PARTNERS ADVISER INC. | $27.3 | 147521 | |
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC | $7.7 | 149122 | |
CONSULTING GROUP ADVISORY SERVICES LLC | $7.1 | 137463 | |
COOK STREET CONSULTING, INC. | $7.1 | 112829 | |
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. | $3.0 | 134366 | |
FLINT CAPITAL PARTNERS GP LP | $0.0 | - | |
PRIVATE EQUITY CO-INVESTMENT OPPORTUNITIES FUND II INVESTMENT TEAM LEF LP | $0.0 | - | |
MS CREDIT PARTNERS III S.A R.L. | $0.0 | - | |
AIP GLOBAL IMPACT I GP LP | $0.0 | - | |
MS CREDIT PARTNERS IV GP L.P. | $0.0 | - | |
MS TACTICAL VALUE FUND II GP LP | $0.0 | - | |
MESA WEST DSA, LLC | $0.0 | - | |
MORGAN STANLEY BANK, N.A. | $0.0 | - | |
AIP GRANITE-SMA GP LP | $0.0 | - | |
AIP MBAR SLP LP | $0.0 | - | |
CERES MANAGED FUTURES LLC | $0.0 | - | |
MS CREDIT PARTNERS HOLDINGS INC. | $0.0 | - | |
AIP GLOBAL INCOME II SLP LP | $0.0 | - | |
MS SENIOR LOAN PARTNERS GP L.P. | $0.0 | - | |
AIP ASIA-SMA II SLP LP | $0.0 | - | |
MS EXPANSION EQUITY GP INC. | $0.0 | - | |
AIP RE FOF 2009 GP LP | $0.0 | - | |
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. | $0.0 | 143479 | |
AIP GLOBAL DIVERSIFIED VII SLP LP | $0.0 | - | |
MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C. | $0.0 | - | |
AIP RE FOF II GP LP | $0.0 | - | |
MSREF VII GLOBAL-GP, L.P. | $0.0 | - | |
MSREF VIII GP, L.L.C. | $0.0 | - | |
MORGAN STANLEY CAYMAN GP LTD. | $0.0 | - | |
MSREF VII GLOBAL (CAYMAN) II, LTD. | $0.0 | - | |
E*TRADE SECURITIES LLC | $0.0 | broker-dealer | 29106 |
AIP RUBY-SMA I SLP LP | $0.0 | - | |
MORGAN STANLEY VENTURE CAPITAL III INC | $0.0 | 108708 | |
PRIVATE INVESTMENT PARTNERS INC. | $0.0 | - | |
AIP CRYSTAL-SMA I SLP LP | $0.0 | - | |
GLOBAL DIVERSIFIED ALTERNATIVES III GP LP | $0.0 | - | |
MSCVF I GP LP | $0.0 | - | |
AIP GLOBAL INCOME I GP LP | $0.0 | - | |
AIP RE FOF 2010 GP LP | $0.0 | - | |
AIP ASIA-SMA III SLP LP | $0.0 | - | |
MSREF V INTERNATIONAL-GP, L.L.C. | $0.0 | - | |
MSCP V GP INC. | $0.0 | - | |
AIP OPPORTUNISTIC ACI I GP LP | $0.0 | - | |
CT REAL ASSETS SLP LP | $0.0 | - | |
MS CREDIT PARTNERS IV GP INC. | $0.0 | - | |
MS TACTICAL VALUE FUND GP LP | $0.0 | - | |
MS EXPANSION CREDIT II GP INC. | $0.0 | - | |
MS EXPANSION EQUITY GP LP | $0.0 | - | |
MS CREDIT PARTNERS GP INC. | $0.0 | - | |
MS EXPANSION CREDIT GP INC. | $0.0 | - | |
MS CREDIT PARTNERS II GP L.P. | $0.0 | - | |
MORGAN STANLEY INSURANCE SERVICES INC. | $0.0 | - | |
MORGAN STANLEY NEXT LEVEL FUND GP, LLC | $0.0 | - | |
AIP NML-SMA GP LP | $0.0 | - | |
AIP OPPORTUNISTIC ALTERNATIVES GP LP | $0.0 | - | |
MSREF VI INTERNATIONAL-GP, L.L.C. | $0.0 | - | |
AIP COMPREHENSIVE SECONDARIES I GP LP | $0.0 | - | |
AIP GATEWAY II GP LP | $0.0 | - | |
MS EXPANSION EQUITY IX GP INC. | $0.0 | - | |
MSREI IX GLOBAL-GP, L.P. | $0.0 | - | |
AIP OPPORTUNISTIC ACI II SLP GP LP | $0.0 | - | |
AIP BRICKYARD GP LP | $0.0 | - | |
AIP 1GT FUND (LUX) GP S.A.R.L. | $0.0 | - | |
AIP SOUTHYARD GP INC. | $0.0 | - | |
MSREF VII GLOBAL-GP (U.S.), L.L.C. | $0.0 | - | |
MS VENTURE CAPITAL HOLDING INC. | $0.0 | - | |
MS TACTICAL VALUE FUND II GP INC. | $0.0 | - | |
AIP OPPORTUNISTIC SECONDARIES I SLP LP | $0.0 | - | |
AIP GLOBAL DIVERSIFIED VI GP LP | $0.0 | - | |
MS CAPITAL PARTNERS VI GP LP | $0.0 | - | |
MORGAN STANLEY ALTERNATIVES HOLDING D INC. | $0.0 | - | |
MORGAN STANLEY FIXED INCOME GP INC. | $0.0 | - | |
MS CREDIT PARTNERS III GP L.P. | $0.0 | - | |
GLOBAL DIVERSIFIED ALTERNATIVES IV GP LP | $0.0 | - | |
AIP TRANSITIONAL DIVERSIFIED ALTERNATIVES GP LP | $0.0 | - | |
MSREI X GP, L.L.C. | $0.0 | - | |
MORGAN STANLEY VENTURE PARTNERS III, L.L.C. | $0.0 | - | |
MSCVF I GP INC. | $0.0 | - | |
MS CAPITAL PARTNERS VIII GP LP | $0.0 | - | |
MORGAN STANLEY PRIVATE EQUITY ASIA V GP ONT, L.P. | $0.0 | - | |
MS ENERGY PARTNERS GP INC. | $0.0 | - | |
AIP MCS VALUE SLP LP | $0.0 | - | |
MS TACTICAL VALUE FUND GP INC. | $0.0 | - | |
MS EXPANSION CREDIT II GP LP | $0.0 | - | |
MSREF VIII GLOBAL-GP, L.P. | $0.0 | - | |
GTB CAPITAL PARTNERS GP LP | $0.0 | - | |
MSDW VENTURE PARTNERS IV INC | $0.0 | 108709 | |
MS CAPITAL PARTNERS VII GP LP | $0.0 | - | |
AIP SEEDLING I SLP LP | $0.0 | - | |
AIP GLOBAL DIVERSIFIED ALTERNATIVES V GP LP | $0.0 | - | |
BANCO MORGAN STANLEY S.A. | $0.0 | - | |
MSVP 2002 FUND, LLC | $0.0 | - | |
SBHU LIFE AGENCY, INC. | $0.0 | - | |
MSDW VENTURE PARTNERS IV, LLC | $0.0 | - | |
AIP 1GT FUND GP LP | $0.0 | - | |
MSDW VP IV HOLDINGS, INC. | $0.0 | - | |
AIP ASIA-SMA GP LP | $0.0 | - | |
MS EXPANSION CAPITAL GP INC. | $0.0 | - | |
MS CAPITAL PARTNERS CV GP LLC | $0.0 | - | |
MS EXPANSION CAPITAL GP LP | $0.0 | - | |
AIP COSMIC SLP LP | $0.0 | - | |
OLOMANA REAL ASSETS SLP LP | $0.0 | - | |
E*TRADE FUTURES L.L.C. | $0.0 | - | |
MS CREDIT PARTNERS III GP INC. | $0.0 | - | |
MORGAN STANLEY TACTICAL VALUE FUND II CO-INVEST EXCELSIOR GP LLC | $0.0 | - | |
MSREI IX GP, L.L.C. | $0.0 | - | |
MORGAN STANLEY REAL ESTATE ADVISOR, INC. | $0.0 | 127488 | |
AIP COMPREHENSIVE SECONDARIES II GP LP | $0.0 | - | |
MORGAN STANLEY PRIVATE EQUITY ASIA IV, L.L.C. | $0.0 | - | |
MSREF VIII, INC. | $0.0 | - | |
MORGAN STANLEY PRIVATE EQUITY ASIA, LLC | $0.0 | - | |
GLOBAL DIVERSIFIED ALTERNATIVES IV SLP GP LTD | $0.0 | - | |
AIP DIAMOND-SMA I SLP LP | $0.0 | - | |
MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION | $0.0 | - | |
MSVP 2002, INC. | $0.0 | - | |
MORGAN STANLEY PRIVATE EQUITY ASIA IV, INC. | $0.0 | - | |
MSREF VII GLOBAL-GP (CAYMAN), L.P. | $0.0 | - | |
MS CAPITAL PARTNERS VI GP INC. | $0.0 | - | |
AIP OPPORTUNISTIC SECONDARIES II SLP LP | $0.0 | - | |
MS CAPITAL PARTNERS V GP L.P. | $0.0 | - | |
MS CREDIT PARTNERS II GP INC. | $0.0 | - | |
MS CAPITAL PARTNERS VII GP INC. | $0.0 | - | |
MSREI X GLOBAL-GP, LP | $0.0 | - | |
PRIVATE INVESTMENT PARTNERS GP INC. | $0.0 | - | |
AIP COMPREHENSIVE SECONDARIES III SLP LP | $0.0 | - | |
AIP MEDYARD GP LP | $0.0 | - | |
GPF PRIVATE EQUITY GP LP | $0.0 | - | |
MS ENERGY PARTNERS GP LP | $0.0 | - | |
MSCP V OFFSHORE INVESTORS GP LTD. | $0.0 | - | |
MORGAN STANLEY PRIVATE EQUITY ASIA V, INC. | $0.0 | - | |
MS EXPANSION CREDIT GP L.P. | $0.0 | - | |
MORGAN STANLEY & CO. LLC | $0.0 | broker-dealer, municipal advisor | 8209 |
MS SENIOR LOAN PARTNERS GP INC. | $0.0 | - | |
AIP DR SLP LP | $0.0 | - | |
MS CAPITAL PARTNERS VIII GP INC. | $0.0 | - | |
MS EXPANSION EQUITY IX GP LP | $0.0 | - | |
AIP GLOBAL VENTURE I SLP LP | $0.0 | - | |
AIP OPPORTUNISTIC ACI III SLP LP | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
Name | Title |
---|---|
HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) |
FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER |
JANOVER, JAMES TROY | DIRECTOR |
ADRIEN, JACQUES CARLO JR | PRINCIPAL FINANCIAL OFFICER |
GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER |
GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER |
FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL |
HENNESSY, MICHAEL S | DIRECTOR |
TURNER, CHAD EDWARD | DIRECTOR |
ADVDB.CO • SOURCE: SEC
22,445 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
MARK HARRIS | PURCHASE | NY | S63|1989-12-05|S65|2007-09-17 | ||||||
NEAL NARAHARA | PURCHASE | NY | S66|2006-05-22 | ||||||
HOYIN CHUNG | PURCHASE | NY | S63|2012-03-26|S65|2016-07-30 | ||||||
LIAM LAU | PURCHASE | NY | S66|2020-10-30 | ||||||
HALEY REIHER | PURCHASE | NY | S66|2020-10-02 | ||||||
WALTER WEIL | PURCHASE | NY | S63|1988-02-08|S66|2016-04-13 | ||||||
ROBERT PELLETTIERI | PURCHASE | NY | S63|1986-04-22|S65|1992-12-05 | ||||||
FRANCO PIARULLI | PURCHASE | NY | S63|2000-05-12|S65|2010-03-30 | ||||||
KENNETH BAER | PURCHASE | NY | S63|1996-11-12|S65|1996-11-12 | ||||||
JASON PATTERSON | PURCHASE | NY | S66|2000-09-14 | CERTIFIED FINANCIAL PLANNER | |||||
HOLLY TILFORD | PURCHASE | NY | S63|1997-06-02|S65|1997-06-20 | ||||||
ISABELLE ECKEL | PURCHASE | NY | S66|2013-06-28 | ||||||
JOSEPH SILVERMAN | PURCHASE | NY | S63|1980-12-10 | ||||||
KATHLEEN PEARSON | PURCHASE | NY | S63|2006-07-18|S65|2006-08-03 | ||||||
THOMAS MONK | PURCHASE | NY | S66|2020-10-05 | ||||||
JESSICA CHAMBERLIN | PURCHASE | NY | S63|2014-04-21|S66|2019-06-27 | ||||||
MATTHEW MELENDEZ | PURCHASE | NY | S63|2008-08-20|S66|2012-06-21 | ||||||
JASON DEGROODT | PURCHASE | NY | S63|2002-03-08|S65|2006-05-04 | ||||||
SHERRY ZAMBRANO | PURCHASE | NY | S66|2011-11-28 | ||||||
CHARLES GUTTAS | PURCHASE | NY | S66|2013-07-29 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $1,402.4 | $0.0 | 0% | 29,300 | 0 | 0% |
2024-04-02 | $1,402.4 | $0.0 | 0% | 29,300 | 0 | 0% |
2023-04-04 | $1,185.1 | $217.4 | 18% | 28,000 | 1,300 | 5% |
2022-04-01 | $1,311.9 | $90.5 | 7% | 26,500 | 2,800 | 11% |
2021-04-05 | $1,076.0 | $326.4 | 30% | 26,000 | 3,300 | 13% |
2020-04-01 | $904.3 | $498.1 | 55% | 25,600 | 3,700 | 14% |
2019-04-01 | $729.2 | $673.2 | 92% | 26,000 | 3,300 | 13% |
2018-04-02 | $735.3 | $667.1 | 91% | 26,000 | 3,300 | 13% |
2017-04-01 | $598.5 | $803.9 | 134% | 26,000 | 3,300 | 13% |
2016-04-01 | $535.9 | $866.5 | 162% | 24,000 | 5,300 | 22% |
2015-04-01 | $528.2 | $874.2 | 165% | 25,000 | 4,300 | 17% |
2014-04-01 | $460.7 | $941.7 | 204% | 25,000 | 4,300 | 17% |
2013-04-01 | $393.5 | $1,008.9 | 256% | 27,000 | 2,300 | 9% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, AK-05/11/2009, AL-05/11/2009, AR-05/11/2009, AZ-05/11/2009, CA-05/11/2009, CO-05/11/2009, CT-05/11/2009, DC-05/11/2009, DE-05/15/2009, FL-05/11/2009, GA-05/11/2009, HI-05/11/2009, IA-05/12/2009, ID-05/11/2009, IL-06/01/2009, IN-05/11/2009, KS-05/11/2009, KY-05/11/2009, LA-05/11/2009, MD-05/11/2009, ME-05/11/2009, MI-03/02/2010, MN-05/11/2009, MO-05/11/2009, MS-05/11/2009, MT-05/11/2009, NC-05/11/2009, ND-05/11/2009, NE-05/11/2009, NH-05/11/2009, NJ-06/15/2009, NM-05/11/2009, NV-05/11/2009, NY-05/11/2009, OH-05/11/2009, OK-05/11/2009, OR-05/11/2009, PA-05/11/2009, RI-05/11/2009, SC-05/11/2009, SD-06/16/2009, TN-05/11/2009, TX-05/19/2009, UT-05/11/2009, VA-05/11/2009, VI-05/11/2009, VT-05/11/2009, WA-05/11/2009, WI-05/11/2009, WV-05/11/2009, WY-09/22/2017 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
OTHER ACTIVITIES |
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV