MORGAN STANLEY

Latest filing: Sep 20, 2024 (40 days ago)
View on IAPD
Adviser Website

AUM

$1,402,425,838,334
18% change vs. 1 year ago
30% change vs. 3 years ago
92% change vs. 5 years ago
204% change vs. 10 years ago

Employee Count

29,300
5% change vs. 1 year ago
13% change vs. 3 years ago
13% change vs. 5 years ago
17% change vs. 10 years ago

Main Office

PURCHASE, NY
2000 WESTCHESTER AVENUE, PURCHASE, NY, UNITED STATES, 10577-2530

Client AUM

Discretion AUM
Discretionary $1,009.8
Non-Discretionary $392.6
Total $1,402.4
Client AUM
Retail $1,261.4
Pooled $5.8
Institutional $135.2
Total $1,402.4
Retail Accounts AUM
Individual 2,325,223 $926.0
Average Individual AUM $398,261
HNW 27,844 $335.4
Average HNW AUM $12,045,154
Retail Total 2,353,067 $1,261.4
Average Retail AUM $536,079

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
MORGAN STANLEY SMITH BARNEY LLC PURCHASE-NY-USA $1,238.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1,396.7
Retail SMA AUM $1,261.4
Institutional SMA AUM $135.2
Asset Class % AUM
Equity Exch 56% $782.1
Equity Non-Exch 0% $0.0
Govt Agency 2% $27.9
Municipal 5% $69.8
Sovereign 0% $0.0
IG Credit 3% $41.9
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 26% $363.1
Other Pools 2% $27.9
Cash 5% $69.8
Other 1% $14.0
Total 100% $1,396.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MORGAN STANLEY INVESTMENT MANAGEMENT INC. $535.0 110353
PARAMETRIC PORTFOLIO ASSOCIATES LLC $475.1 114310
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED $165.9 105922
BOSTON MANAGEMENT AND RESEARCH $111.0 104853
EATON VANCE MANAGEMENT $63.0 104859
CALVERT RESEARCH AND MANAGEMENT $38.4 285127
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. $33.2 116719
MS CAPITAL PARTNERS ADVISER INC. $27.3 147521
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC $7.7 149122
CONSULTING GROUP ADVISORY SERVICES LLC $7.1 137463
COOK STREET CONSULTING, INC. $7.1 112829
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. $3.0 134366
FLINT CAPITAL PARTNERS GP LP $0.0 -
PRIVATE EQUITY CO-INVESTMENT OPPORTUNITIES FUND II INVESTMENT TEAM LEF LP $0.0 -
MS CREDIT PARTNERS III S.A R.L. $0.0 -
AIP GLOBAL IMPACT I GP LP $0.0 -
MS CREDIT PARTNERS IV GP L.P. $0.0 -
MS TACTICAL VALUE FUND II GP LP $0.0 -
MESA WEST DSA, LLC $0.0 -
MORGAN STANLEY BANK, N.A. $0.0 -
AIP GRANITE-SMA GP LP $0.0 -
AIP MBAR SLP LP $0.0 -
CERES MANAGED FUTURES LLC $0.0 -
MS CREDIT PARTNERS HOLDINGS INC. $0.0 -
AIP GLOBAL INCOME II SLP LP $0.0 -
MS SENIOR LOAN PARTNERS GP L.P. $0.0 -
AIP ASIA-SMA II SLP LP $0.0 -
MS EXPANSION EQUITY GP INC. $0.0 -
AIP RE FOF 2009 GP LP $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. $0.0 143479
AIP GLOBAL DIVERSIFIED VII SLP LP $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C. $0.0 -
AIP RE FOF II GP LP $0.0 -
MSREF VII GLOBAL-GP, L.P. $0.0 -
MSREF VIII GP, L.L.C. $0.0 -
MORGAN STANLEY CAYMAN GP LTD. $0.0 -
MSREF VII GLOBAL (CAYMAN) II, LTD. $0.0 -
E*TRADE SECURITIES LLC $0.0 broker-dealer 29106
AIP RUBY-SMA I SLP LP $0.0 -
MORGAN STANLEY VENTURE CAPITAL III INC $0.0 108708
PRIVATE INVESTMENT PARTNERS INC. $0.0 -
AIP CRYSTAL-SMA I SLP LP $0.0 -
GLOBAL DIVERSIFIED ALTERNATIVES III GP LP $0.0 -
MSCVF I GP LP $0.0 -
AIP GLOBAL INCOME I GP LP $0.0 -
AIP RE FOF 2010 GP LP $0.0 -
AIP ASIA-SMA III SLP LP $0.0 -
MSREF V INTERNATIONAL-GP, L.L.C. $0.0 -
MSCP V GP INC. $0.0 -
AIP OPPORTUNISTIC ACI I GP LP $0.0 -
CT REAL ASSETS SLP LP $0.0 -
MS CREDIT PARTNERS IV GP INC. $0.0 -
MS TACTICAL VALUE FUND GP LP $0.0 -
MS EXPANSION CREDIT II GP INC. $0.0 -
MS EXPANSION EQUITY GP LP $0.0 -
MS CREDIT PARTNERS GP INC. $0.0 -
MS EXPANSION CREDIT GP INC. $0.0 -
MS CREDIT PARTNERS II GP L.P. $0.0 -
MORGAN STANLEY INSURANCE SERVICES INC. $0.0 -
MORGAN STANLEY NEXT LEVEL FUND GP, LLC $0.0 -
AIP NML-SMA GP LP $0.0 -
AIP OPPORTUNISTIC ALTERNATIVES GP LP $0.0 -
MSREF VI INTERNATIONAL-GP, L.L.C. $0.0 -
AIP COMPREHENSIVE SECONDARIES I GP LP $0.0 -
AIP GATEWAY II GP LP $0.0 -
MS EXPANSION EQUITY IX GP INC. $0.0 -
MSREI IX GLOBAL-GP, L.P. $0.0 -
AIP OPPORTUNISTIC ACI II SLP GP LP $0.0 -
AIP BRICKYARD GP LP $0.0 -
AIP 1GT FUND (LUX) GP S.A.R.L. $0.0 -
AIP SOUTHYARD GP INC. $0.0 -
MSREF VII GLOBAL-GP (U.S.), L.L.C. $0.0 -
MS VENTURE CAPITAL HOLDING INC. $0.0 -
MS TACTICAL VALUE FUND II GP INC. $0.0 -
AIP OPPORTUNISTIC SECONDARIES I SLP LP $0.0 -
AIP GLOBAL DIVERSIFIED VI GP LP $0.0 -
MS CAPITAL PARTNERS VI GP LP $0.0 -
MORGAN STANLEY ALTERNATIVES HOLDING D INC. $0.0 -
MORGAN STANLEY FIXED INCOME GP INC. $0.0 -
MS CREDIT PARTNERS III GP L.P. $0.0 -
GLOBAL DIVERSIFIED ALTERNATIVES IV GP LP $0.0 -
AIP TRANSITIONAL DIVERSIFIED ALTERNATIVES GP LP $0.0 -
MSREI X GP, L.L.C. $0.0 -
MORGAN STANLEY VENTURE PARTNERS III, L.L.C. $0.0 -
MSCVF I GP INC. $0.0 -
MS CAPITAL PARTNERS VIII GP LP $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA V GP ONT, L.P. $0.0 -
MS ENERGY PARTNERS GP INC. $0.0 -
AIP MCS VALUE SLP LP $0.0 -
MS TACTICAL VALUE FUND GP INC. $0.0 -
MS EXPANSION CREDIT II GP LP $0.0 -
MSREF VIII GLOBAL-GP, L.P. $0.0 -
GTB CAPITAL PARTNERS GP LP $0.0 -
MSDW VENTURE PARTNERS IV INC $0.0 108709
MS CAPITAL PARTNERS VII GP LP $0.0 -
AIP SEEDLING I SLP LP $0.0 -
AIP GLOBAL DIVERSIFIED ALTERNATIVES V GP LP $0.0 -
BANCO MORGAN STANLEY S.A. $0.0 -
MSVP 2002 FUND, LLC $0.0 -
SBHU LIFE AGENCY, INC. $0.0 -
MSDW VENTURE PARTNERS IV, LLC $0.0 -
AIP 1GT FUND GP LP $0.0 -
MSDW VP IV HOLDINGS, INC. $0.0 -
AIP ASIA-SMA GP LP $0.0 -
MS EXPANSION CAPITAL GP INC. $0.0 -
MS CAPITAL PARTNERS CV GP LLC $0.0 -
MS EXPANSION CAPITAL GP LP $0.0 -
AIP COSMIC SLP LP $0.0 -
OLOMANA REAL ASSETS SLP LP $0.0 -
E*TRADE FUTURES L.L.C. $0.0 -
MS CREDIT PARTNERS III GP INC. $0.0 -
MORGAN STANLEY TACTICAL VALUE FUND II CO-INVEST EXCELSIOR GP LLC $0.0 -
MSREI IX GP, L.L.C. $0.0 -
MORGAN STANLEY REAL ESTATE ADVISOR, INC. $0.0 127488
AIP COMPREHENSIVE SECONDARIES II GP LP $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA IV, L.L.C. $0.0 -
MSREF VIII, INC. $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA, LLC $0.0 -
GLOBAL DIVERSIFIED ALTERNATIVES IV SLP GP LTD $0.0 -
AIP DIAMOND-SMA I SLP LP $0.0 -
MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION $0.0 -
MSVP 2002, INC. $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA IV, INC. $0.0 -
MSREF VII GLOBAL-GP (CAYMAN), L.P. $0.0 -
MS CAPITAL PARTNERS VI GP INC. $0.0 -
AIP OPPORTUNISTIC SECONDARIES II SLP LP $0.0 -
MS CAPITAL PARTNERS V GP L.P. $0.0 -
MS CREDIT PARTNERS II GP INC. $0.0 -
MS CAPITAL PARTNERS VII GP INC. $0.0 -
MSREI X GLOBAL-GP, LP $0.0 -
PRIVATE INVESTMENT PARTNERS GP INC. $0.0 -
AIP COMPREHENSIVE SECONDARIES III SLP LP $0.0 -
AIP MEDYARD GP LP $0.0 -
GPF PRIVATE EQUITY GP LP $0.0 -
MS ENERGY PARTNERS GP LP $0.0 -
MSCP V OFFSHORE INVESTORS GP LTD. $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA V, INC. $0.0 -
MS EXPANSION CREDIT GP L.P. $0.0 -
MORGAN STANLEY & CO. LLC $0.0 broker-dealer, municipal advisor 8209
MS SENIOR LOAN PARTNERS GP INC. $0.0 -
AIP DR SLP LP $0.0 -
MS CAPITAL PARTNERS VIII GP INC. $0.0 -
MS EXPANSION EQUITY IX GP LP $0.0 -
AIP GLOBAL VENTURE I SLP LP $0.0 -
AIP OPPORTUNISTIC ACI III SLP LP $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
HANSEN, TIMOTHY GERARD CHIEF COMPLIANCE OFFICER (IA ONLY )
FINN, JED DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER
JANOVER, JAMES TROY DIRECTOR
ADRIEN, JACQUES CARLO JR PRINCIPAL FINANCIAL OFFICER
GREGO, JENNIFER A CHIEF COMPLIANCE OFFICER
GALASSO, DAVID ANTHONY PRINCIPAL OPERATIONS OFFICER
FLETCHER, PATRICIA KAY TEXAS DESIGNATED PRINCIPAL
HENNESSY, MICHAEL S DIRECTOR
TURNER, CHAD EDWARD DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

22,445 active representatives found, showing 20 random

Name City State Exams Designations
MARK HARRIS PURCHASE NY S63|1989-12-05|S65|2007-09-17
NEAL NARAHARA PURCHASE NY S66|2006-05-22
HOYIN CHUNG PURCHASE NY S63|2012-03-26|S65|2016-07-30
LIAM LAU PURCHASE NY S66|2020-10-30
HALEY REIHER PURCHASE NY S66|2020-10-02
WALTER WEIL PURCHASE NY S63|1988-02-08|S66|2016-04-13
ROBERT PELLETTIERI PURCHASE NY S63|1986-04-22|S65|1992-12-05
FRANCO PIARULLI PURCHASE NY S63|2000-05-12|S65|2010-03-30
KENNETH BAER PURCHASE NY S63|1996-11-12|S65|1996-11-12
JASON PATTERSON PURCHASE NY S66|2000-09-14 CERTIFIED FINANCIAL PLANNER
HOLLY TILFORD PURCHASE NY S63|1997-06-02|S65|1997-06-20
ISABELLE ECKEL PURCHASE NY S66|2013-06-28
JOSEPH SILVERMAN PURCHASE NY S63|1980-12-10
KATHLEEN PEARSON PURCHASE NY S63|2006-07-18|S65|2006-08-03
THOMAS MONK PURCHASE NY S66|2020-10-05
JESSICA CHAMBERLIN PURCHASE NY S63|2014-04-21|S66|2019-06-27
MATTHEW MELENDEZ PURCHASE NY S63|2008-08-20|S66|2012-06-21
JASON DEGROODT PURCHASE NY S63|2002-03-08|S65|2006-05-04
SHERRY ZAMBRANO PURCHASE NY S66|2011-11-28
CHARLES GUTTAS PURCHASE NY S66|2013-07-29

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $1,402.4 $0.0 0% 29,300 0 0%
2024-04-02 $1,402.4 $0.0 0% 29,300 0 0%
2023-04-04 $1,185.1 $217.4 18% 28,000 1,300 5%
2022-04-01 $1,311.9 $90.5 7% 26,500 2,800 11%
2021-04-05 $1,076.0 $326.4 30% 26,000 3,300 13%
2020-04-01 $904.3 $498.1 55% 25,600 3,700 14%
2019-04-01 $729.2 $673.2 92% 26,000 3,300 13%
2018-04-02 $735.3 $667.1 91% 26,000 3,300 13%
2017-04-01 $598.5 $803.9 134% 26,000 3,300 13%
2016-04-01 $535.9 $866.5 162% 24,000 5,300 22%
2015-04-01 $528.2 $874.2 165% 25,000 4,300 17%
2014-04-01 $460.7 $941.7 204% 25,000 4,300 17%
2013-04-01 $393.5 $1,008.9 256% 27,000 2,300 9%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-05/11/2009, AL-05/11/2009, AR-05/11/2009, AZ-05/11/2009, CA-05/11/2009, CO-05/11/2009, CT-05/11/2009, DC-05/11/2009, DE-05/15/2009, FL-05/11/2009, GA-05/11/2009, HI-05/11/2009, IA-05/12/2009, ID-05/11/2009, IL-06/01/2009, IN-05/11/2009, KS-05/11/2009, KY-05/11/2009, LA-05/11/2009, MD-05/11/2009, ME-05/11/2009, MI-03/02/2010, MN-05/11/2009, MO-05/11/2009, MS-05/11/2009, MT-05/11/2009, NC-05/11/2009, ND-05/11/2009, NE-05/11/2009, NH-05/11/2009, NJ-06/15/2009, NM-05/11/2009, NV-05/11/2009, NY-05/11/2009, OH-05/11/2009, OK-05/11/2009, OR-05/11/2009, PA-05/11/2009, RI-05/11/2009, SC-05/11/2009, SD-06/16/2009, TN-05/11/2009, TX-05/19/2009, UT-05/11/2009, VA-05/11/2009, VI-05/11/2009, VT-05/11/2009, WA-05/11/2009, WI-05/11/2009, WV-05/11/2009, WY-09/22/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV