AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $7.1 |
Non-Discretionary | $0.0 |
Total | $7.1 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $7.1 |
Total | $7.1 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $7.1 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $7.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 100% | $7.1 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $7.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
MORGAN STANLEY SMITH BARNEY LLC | $1,402.4 | broker-dealer | 149777 |
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC | $7.7 | 149122 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
Name | Title |
---|---|
MCINTOSH, SCOTT, MICHAEL | VICE PRESIDENT |
FRANCE, JEREMIAH, MICHAEL | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
THOMPSON, MARK, JULIEN | DIRECTOR AND PRESIDENT |
GORDON, MARC | CHIEF FINANCIAL OFFICER |
GARGANO, CHRISTOPHER, RICHARD | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
14 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
LINDSEY LEVISON | GREENWOOD VILLAGE | CO | CHARTERED FINANCIAL ANALYST | ||||||
RAHMAN KHATIR | GREENWOOD VILLAGE | CO | CHARTERED FINANCIAL ANALYST | ||||||
TIMOTHY BUCKLEY | GREENWOOD VILLAGE | CO | S63|1991-05-03|S65|1993-07-16 | ||||||
CHARLES HODGE | GREENWOOD VILLAGE | CO | S63|1999-06-18|S65|1997-03-10 | ||||||
SEAN WATERS | GREENWOOD VILLAGE | CO | S63|1996-10-24|S65|1996-10-22 | CHARTERED FINANCIAL ANALYST | |||||
STUART THOMAS | GREENWOOD VILLAGE | CO | CHARTERED FINANCIAL ANALYST | ||||||
KAREN ROBINSON | GREENWOOD VILLAGE | CO | S65|1998-09-30 | CHARTERED FINANCIAL ANALYST | |||||
JOSHUA HASSKAMP | GREENWOOD VILLAGE | CO | CHARTERED FINANCIAL ANALYST | ||||||
JEFFERSON CHALK | GREENWOOD VILLAGE | CO | S65|2012-11-09 | CHARTERED FINANCIAL ANALYST | |||||
ERICA RUGE | GREENWOOD VILLAGE | CO | S63|2019-10-18 | CHARTERED FINANCIAL ANALYST | |||||
PATRICK SMITH | GREENWOOD VILLAGE | CO | S63|2007-01-30 | CHARTERED FINANCIAL ANALYST | |||||
DANA HENSEL | GREENWOOD VILLAGE | CO | CHARTERED FINANCIAL ANALYST | ||||||
MADISON ALEXANDER | GREENWOOD VILLAGE | CO | CHARTERED FINANCIAL ANALYST | ||||||
JESSICA MYERS | GREENWOOD VILLAGE | CO | CHARTERED FINANCIAL ANALYST |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CO, CA-01/17/2023, CO-01/01/1999, LA-01/20/2009, MO-01/03/2024, NC-01/03/2024, NY-04/15/2019, PA-08/22/2023, PR-08/22/2023, TX-02/14/2008 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV