CORNERSTONE WEALTH
Latest filing: Mar 25, 2024 (391 days ago)
AUM
$1,292,570,659
0% change vs. 1 year ago
2% change vs. 3 years ago
30% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
50
0% change vs. 1 year ago
32% change vs. 3 years ago
43% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
HUNTERSVILLE, NC
16810 KENTON DRIVE, HUNTERSVILLE, NC, UNITED STATES, 28078
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.3 |
| Non-Discretionary | $0.0 |
| Total | $1.3 |
| Client | AUM |
|---|---|
| Retail | $1.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,785 | $0.8 |
| Average Individual AUM | $428,560 | |
| HNW | 140 | $0.5 |
| Average HNW AUM | $3,488,318 | |
| Retail Total | 1,925 | $1.3 |
| Average Retail AUM | $651,088 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $1.1 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.3 |
| Retail SMA AUM | $1.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 28% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 59% | $0.8 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.1 |
| Other | 3% | $0.0 |
| Total | 100% | $1.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SCS CAPITAL MANAGEMENT LLC | $39.6 | 122258 | |
| WILLIAMS JONES WEALTH MANAGEMENT, LLC | $10.6 | 301925 | |
| ORIGIN CREDIT ADVISERS, LLC | $0.4 | 324839 | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| RUBRECHT, CRAIG, ALAN | CHIEF EXECUTIVE OFFICER |
| FIESSINGER, TERRI, E | CHIEF OPERATIONS OFFICER, CHIEF FINANCIAL OFFICER |
| CARBONE, JEFFREY, ALAN | PARTNER |
| SMITH, ANDREW, KELSEY | PARTNER |
| POSNER, RACHEL, LEE | CHIEF COMPLIANCE OFFICER |
| HODGE, CLIFFORD, PADGETT | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
33 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JEFFREY CARBONE | HUNTERSVILLE | NC | S63|1991-08-07|S65|1995-06-16 | CERTIFIED FINANCIAL PLANNER | |||||
| CYNTHIA CROSS | HUNTERSVILLE | NC | S66|2018-03-01 | ||||||
| CAMERON MEARES | HUNTERSVILLE | NC | S66|2021-06-14 | ||||||
| DAVID RAINEY | HUNTERSVILLE | NC | S65|2015-01-09 | ||||||
| JEREMY GRANT | HUNTERSVILLE | NC | S66|2003-12-01 | CERTIFIED FINANCIAL PLANNER | |||||
| KARA KUNZ | HUNTERSVILLE | NC | S63|1997-02-14 | CERTIFIED FINANCIAL PLANNER | |||||
| BRENDA PRESSLEY | HUNTERSVILLE | NC | S66|1999-09-13|S65|2014-11-23 | PERSONAL FINANCIAL SPECIALIST | |||||
| JERETT DIMARZIO | HUNTERSVILLE | NC | S66|2015-03-16 | CERTIFIED FINANCIAL PLANNER | |||||
| DEREK GAGE | HUNTERSVILLE | NC | S66|2023-03-21 | CHARTERED FINANCIAL ANALYST | |||||
| EDWARD WOOD | HUNTERSVILLE | NC | S63|1997-10-23|S65|1999-12-31|S66|2004-12-07 | CERTIFIED FINANCIAL PLANNER | |||||
| JARED MCDANIEL | HUNTERSVILLE | NC | S63|2008-06-17 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| MARK THORNBURGH | HUNTERSVILLE | NC | S66|2009-01-26 | ||||||
| RACHEL POSNER | HUNTERSVILLE | NC | S63|2007-11-29|S65|2006-10-03 | ||||||
| CLIFFORD HODGE | HUNTERSVILLE | NC | S63|2008-07-01 | CHARTERED FINANCIAL ANALYST | |||||
| ZACHARY SUTTON | HUNTERSVILLE | NC | S66|2017-12-08 | CERTIFIED FINANCIAL PLANNER | |||||
| ANDREA PINE | HUNTERSVILLE | NC | S63|2016-03-01|S65|2023-06-22 | ||||||
| MATTHEW SANDBERG | HUNTERSVILLE | NC | S66|2016-11-14 | CERTIFIED FINANCIAL PLANNER | |||||
| JOSEPH SWEENEY | HUNTERSVILLE | NC | S63|1984-12-19|S66|2015-07-21 | ||||||
| MARTHA WRIGHT | HUNTERSVILLE | NC | S63|1987-02-03|S65|1998-10-20 | ||||||
| ANNABETH WILKES | HUNTERSVILLE | NC | S63|2019-09-20 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $1.3 | $0.0 | 0% | 50 | 0 | 0% |
| 2024-04-02 | $1.3 | $0.0 | 0% | 50 | 0 | 0% |
| 2023-04-04 | $1.1 | $0.2 | 16% | 35 | 15 | 43% |
| 2022-04-01 | $1.3 | $0.0 | 2% | 38 | 12 | 32% |
| 2021-04-05 | $1.1 | $0.2 | 21% | 32 | 18 | 56% |
| 2020-04-01 | $1.0 | $0.3 | 30% | 35 | 15 | 43% |
| 2019-04-01 | $0.8 | $0.5 | 57% | 40 | 10 | 25% |
| 2018-04-02 | $0.9 | $0.4 | 41% | 40 | 10 | 25% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NC, AL-01/02/2018, AZ-01/02/2018, CA-01/02/2018, CO-01/02/2018, DC-01/06/2020, FL-01/02/2018, GA-01/02/2018, IL-01/07/2018, IN-01/02/2018, KS-04/02/2020, LA-01/02/2018, MA-03/28/2022, MD-01/02/2018, ME-01/02/2018, MI-01/02/2018, MN-04/02/2020, MO-01/02/2018, MS-10/12/2020, MT-03/25/2024, NC-01/02/2018, NJ-01/11/2018, NY-01/02/2018, OH-01/02/2018, OR-03/28/2022, PA-01/02/2018, SC-01/02/2018, TN-01/02/2018, TX-01/02/2018, UT-04/02/2020, VA-01/02/2018, WA-06/19/2020, WI-01/02/2018, WY-01/02/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV