WILLIAMS JONES WEALTH MANAGEMENT, LLC
Latest filing: Mar 27, 2024 (389 days ago)
AUM
$10,568,313,389
0% change vs. 1 year ago
-4% change vs. 3 years ago
30% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
45
0% change vs. 1 year ago
22% change vs. 3 years ago
12% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEW YORK, NY
717 FIFTH AVENUE, NEW YORK, NY, UNITED STATES, 10022
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $10.5 |
| Non-Discretionary | $0.1 |
| Total | $10.6 |
| Client | AUM |
|---|---|
| Retail | $9.4 |
| Pooled | $0.0 |
| Institutional | $1.2 |
| Total | $10.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 150 | $0.1 |
| Average Individual AUM | $738,468 | |
| HNW | 1,066 | $9.3 |
| Average HNW AUM | $8,724,544 | |
| Retail Total | 1,216 | $9.4 |
| Average Retail AUM | $7,739,420 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $3.8 |
| FNZ TRUST COMPANY | BOSTON-MA-USA | $2.6 |
| FIDUCIARY TRUST INTERNATIONAL | SAINT PETERSBURG-FL-USA | $1.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $10.6 |
| Retail SMA AUM | $9.4 |
| Institutional SMA AUM | $1.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 66% | $7.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 7% | $0.7 |
| Municipal | 15% | $1.6 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $0.3 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.7 |
| Other | 2% | $0.2 |
| Total | 100% | $10.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CORNERSTONE WEALTH GROUP, LLC | $1.3 | 289971 | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| SCHWEON, JEFF | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, PARTNER |
| JONES, JR., WILLIAM, PICKERING | CHAIRMAN, PARTNER |
| EAGER, JOHN, JOSEPH | PRESIDENT, TREASURER AND PARTNER |
| TARMY, BARBARA, ANN | PARTNER |
| LE, HOA, VAN | CHIEF OPERATIONS OFFICER, PARTNER |
ADVDB.CO • SOURCE: SEC
Representatives
20 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SIDNEY GOUDIE | NEW YORK | NY | CHARTERED FINANCIAL ANALYST | ||||||
| JOSEPH GHIO | NEW YORK | NY | S65|2015-12-17 | ||||||
| THOMAS MACCOWATT | NEW YORK | NY | S65|1995-01-10 | CHARTERED FINANCIAL ANALYST | |||||
| THOMAS GILLORAN | NEW YORK | NY | S63|2011-08-22 | ||||||
| BRANDON REID | NEW YORK | NY | S63|2009-11-24|S65|1992-01-30 | CHARTERED FINANCIAL ANALYST | |||||
| NANCY KOKOLJ | NEW YORK | NY | S63|1985-12-12 | ||||||
| DAVID ROSENFELD | NEW YORK | NY | |||||||
| KAREN MA | NEW YORK | NY | |||||||
| BARBARA TARMY | NEW YORK | NY | S63|2007-10-11 | ||||||
| WILLIAM JONES, JR. | NEW YORK | NY | |||||||
| J. KELLY | NEW YORK | NY | S63|2001-02-07|S65|1995-08-21 | ||||||
| EMILY SMITH | NEW YORK | NY | |||||||
| JOHN REECE | NEW YORK | NY | S66|2012-09-28 | CHARTERED FINANCIAL ANALYST | |||||
| MAUREEN TOMPKINS | NEW YORK | NY | |||||||
| KYLE EAGER | NEW YORK | NY | S63|2014-12-17|S65|2016-10-10 | ||||||
| JOHN EAGER | NEW YORK | NY | |||||||
| TIMOTHY GEORGEN | NEW YORK | NY | S63|2016-08-22|S65|2022-05-31 | ||||||
| DAVID GOLDBERGER | NEW YORK | NY | S66|2017-05-24 | CERTIFIED FINANCIAL PLANNER | |||||
| MALCOLM MACPHERSON | NEW YORK | NY | S65|1994-10-13 | CHARTERED FINANCIAL ANALYST | |||||
| SANDRA SALAS | NEW YORK | NY | S63|2011-01-19 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $10.6 | $0.0 | 0% | 45 | 0 | 0% |
| 2024-04-02 | $10.6 | $0.0 | 0% | 45 | 0 | 0% |
| 2023-04-04 | $9.3 | $1.2 | 13% | 43 | 2 | 5% |
| 2022-04-01 | $11.0 | -$0.4 | -4% | 37 | 8 | 22% |
| 2021-04-05 | $9.3 | $1.2 | 13% | 42 | 3 | 7% |
| 2020-04-01 | $8.2 | $2.4 | 30% | 40 | 5 | 12% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AL-07/22/2019, AZ-07/22/2019, CA-07/22/2019, CO-07/22/2019, CT-07/22/2019, DC-07/22/2019, DE-07/22/2019, FL-07/22/2019, GA-07/22/2019, ID-07/22/2019, IL-07/29/2019, IN-07/21/2023, LA-07/22/2019, MA-07/22/2019, MD-07/22/2019, ME-07/22/2019, MI-07/22/2019, MN-07/22/2019, MO-07/22/2019, MT-07/22/2019, NC-07/22/2019, NH-07/22/2019, NJ-07/23/2019, NM-07/22/2019, NV-07/22/2019, NY-07/22/2019, OH-07/22/2019, OR-07/22/2019, PA-07/22/2019, RI-07/22/2019, SC-07/22/2019, TN-07/22/2019, TX-07/22/2019, UT-11/18/2020, VA-07/22/2019, VT-07/22/2019, WA-07/22/2019, WI-07/22/2019, WY-07/22/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV