DEUTSCHE BANK SECURITIES INC.

Latest filing: Sep 25, 2024 (35 days ago)
View on IAPD
Adviser Website

AUM

$0
-100% change vs. 1 year ago
-100% change vs. 3 years ago
-100% change vs. 5 years ago
-100% change vs. 10 years ago

Employee Count

1,664
5% change vs. 1 year ago
-17% change vs. 3 years ago
-36% change vs. 5 years ago
-60% change vs. 10 years ago

Main Office

NEW YORK, NY
1 COLUMBUS CIRCLE, NEW YORK, NY, UNITED STATES, 10019

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
DWS INVESTMENT MANAGEMENT AMERICAS, INC. $173.0 104518
DBX ADVISORS LLC $20.0 154558
DEUTSCHE BANK NATIONAL TRUST COMPANY $0.0 trust company -
DEUTSCHE BANK TRUST COMPANY AMERICAS $0.0 trust company -
DEUTSCHE BANK TRUST COMPANY, N.A. $0.0 trust company -
DEUTSCHE BANK AG $0.0 broker-dealer, trust company -
DWS DISTRIBUTORS, INC. $0.0 broker-dealer 37306

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

10 active

Name Title
STUCCHIO, ANTHONY CHIEF OPERATIONS OFFICER AND DIRECTOR
MASSARO, TIBERIO DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP
GREEN, CHARLES ERWIN JR DIRECTOR
MONTEIRO, JASON ANTHONY CHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISER
BANKS, JONATHAN DOMINIC CHIEF COMPLIANCE OFFICER
FARRY, JOHN LEO GENERAL COUNSEL
LEONARD, CHRISTOPHER CHIEF EXECUTIVE OFFICER & PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.0 $0.0 0% 1,664 0 0%
2024-04-02 $0.0 $0.0 0% 1,664 0 0%
2023-04-04 $0.0 $0.0 -100% 1,585 79 5%
2022-04-01 $0.1 -$0.1 -100% 1,612 52 3%
2021-04-05 $0.1 -$0.1 -100% 1,996 -332 -17%
2020-04-01 $0.0 $0.0 -100% 2,126 -462 -22%
2019-04-01 $0.0 $0.0 -100% 2,600 -936 -36%
2018-04-02 $0.0 $0.0 -100% 2,645 -981 -37%
2017-04-01 $0.2 -$0.2 -100% 3,003 -1,339 -45%
2016-04-01 $5.5 -$5.5 -100% 4,121 -2,457 -60%
2015-04-01 $5.7 -$5.7 -100% 4,135 -2,471 -60%
2014-04-01 $6.2 -$6.2 -100% 4,115 -2,451 -60%
2013-04-01 $5.4 -$5.4 -100% 4,157 -2,493 -60%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-10/15/1997, AL-01/31/2001, AR-01/03/1995, AZ-12/28/1994, CA-07/08/1997, CO-01/01/1999, CT-07/11/1997, DC-08/13/1998, DE-07/24/2003, FL-07/19/2002, GA-01/31/2001, HI-03/31/2009, IA-01/01/1999, ID-09/22/1992, IL-12/10/1998, IN-01/31/2001, KS-03/28/2008, KY-03/28/2008, LA-01/31/2001, MD-06/25/1991, ME-01/31/2001, MI-01/31/2001, MN-01/31/2001, MO-10/14/1997, MS-10/13/1997, MT-01/31/2001, NC-01/31/2001, ND-03/30/2010, NE-03/28/2008, NH-01/31/2001, NJ-06/28/2002, NM-01/31/2001, NV-05/19/1993, NY-01/31/2001, OH-03/28/2008, OK-01/01/1999, OR-03/28/2008, PA-07/19/2002, PR-03/24/1998, RI-01/31/2001, SC-10/21/2003, SD-03/28/2008, TN-10/15/1997, TX-06/24/2002, UT-10/14/1997, VA-07/15/1987, VI-03/30/2010, VT-01/31/2001, WA-06/19/1995, WI-11/07/1997, WV-10/16/1997
ADVISER ACTIVITIES
OTHER ACTIVITIES
BROKER DEALER
FUTURES MERCHANT

ADVDB.CO • SOURCE: SEC FORM ADV