DBX ADVISORS LLC
Latest filing: Oct 02, 2024 (50 days ago)
AUM
$20,035,893,674
11% change vs. 1 year ago
-1% change vs. 3 years ago
87% change vs. 5 years ago
2076% change vs. 10 years ago
Employee Count
37
61% change vs. 1 year ago
61% change vs. 3 years ago
0% change vs. 5 years ago
270% change vs. 10 years ago
Main Office
NEW YORK, NY
875 THIRD AVENUE, NEW YORK, NY, UNITED STATES, 10022
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $20.0 |
| Non-Discretionary | $0.0 |
| Total | $20.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $20.0 |
| Institutional | $0.0 |
| Total | $20.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | $173.0 | 104518 | |
| RREEF AMERICA L.L.C. | $31.8 | 109596 | |
| DEUTSCHE BANK AG | $0.0 | broker-dealer, trust company | - |
| DEUTSCHE BANK SECURITIES INC. | $0.0 | broker-dealer | 2525 |
| DWS DISTRIBUTORS, INC. | $0.0 | broker-dealer | 37306 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| KLASSEN, FREDDI | ELECTED MANAGER / CHIEF OPERATING OFFICER |
| GILLIGAN, MICHAEL, JOSEPH | ELECTED MANAGER/CHIEF FINANCIAL OFFICER |
| GECSEDI, FRANK, JOSEPH | CHIEF COMPLIANCE OFFICER |
| PEARSON, CAROLINE | CHIEF LEGAL OFFICER |
| NOACK, ARNE, FREDERICK | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER |
| UZCAN, HEPSEN | ELECTED MANAGER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $20.0 | $0.0 | 0% | 37 | 0 | 0% |
| 2024-04-02 | $20.0 | $0.0 | 0% | 37 | 0 | 0% |
| 2023-04-04 | $18.1 | $1.9 | 11% | 23 | 14 | 61% |
| 2022-04-01 | $24.0 | -$4.0 | -16% | 18 | 19 | 106% |
| 2021-04-05 | $20.1 | -$0.1 | -1% | 23 | 14 | 61% |
| 2020-04-01 | $16.4 | $3.6 | 22% | 23 | 14 | 61% |
| 2019-04-01 | $10.7 | $9.3 | 87% | 37 | 0 | 0% |
| 2018-04-02 | $13.7 | $6.3 | 46% | 34 | 3 | 9% |
| 2017-04-01 | $13.2 | $6.8 | 51% | 21 | 16 | 76% |
| 2016-04-01 | $19.9 | $0.2 | 1% | 13 | 24 | 185% |
| 2015-04-01 | $4.3 | $15.8 | 369% | 10 | 27 | 270% |
| 2014-04-01 | $0.9 | $19.1 | 2076% | 10 | 27 | 270% |
| 2013-04-01 | $0.0 | $20.0 | 40295% | 7 | 30 | 429% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, DE-03/21/2018, NY-03/21/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV