AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $20.0 |
Non-Discretionary | $0.0 |
Total | $20.0 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $20.0 |
Institutional | $0.0 |
Total | $20.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
DWS INVESTMENT MANAGEMENT AMERICAS, INC. | $173.0 | 104518 | |
RREEF AMERICA L.L.C. | $31.8 | 109596 | |
DEUTSCHE BANK AG | $0.0 | broker-dealer, trust company | - |
DEUTSCHE BANK SECURITIES INC. | $0.0 | broker-dealer | 2525 |
DWS DISTRIBUTORS, INC. | $0.0 | broker-dealer | 37306 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
Name | Title |
---|---|
KLASSEN, FREDDI | ELECTED MANAGER / CHIEF OPERATING OFFICER |
GILLIGAN, MICHAEL, JOSEPH | ELECTED MANAGER/CHIEF FINANCIAL OFFICER |
GECSEDI, FRANK, JOSEPH | CHIEF COMPLIANCE OFFICER |
PEARSON, CAROLINE | CHIEF LEGAL OFFICER |
NOACK, ARNE, FREDERICK | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER |
UZCAN, HEPSEN | ELECTED MANAGER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $20.0 | $0.0 | 0% | 37 | 0 | 0% |
2024-04-02 | $20.0 | $0.0 | 0% | 37 | 0 | 0% |
2023-04-04 | $18.1 | $1.9 | 11% | 23 | 14 | 61% |
2022-04-01 | $24.0 | -$4.0 | -16% | 18 | 19 | 106% |
2021-04-05 | $20.1 | -$0.1 | -1% | 23 | 14 | 61% |
2020-04-01 | $16.4 | $3.6 | 22% | 23 | 14 | 61% |
2019-04-01 | $10.7 | $9.3 | 87% | 37 | 0 | 0% |
2018-04-02 | $13.7 | $6.3 | 46% | 34 | 3 | 9% |
2017-04-01 | $13.2 | $6.8 | 51% | 21 | 16 | 76% |
2016-04-01 | $19.9 | $0.2 | 1% | 13 | 24 | 185% |
2015-04-01 | $4.3 | $15.8 | 369% | 10 | 27 | 270% |
2014-04-01 | $0.9 | $19.1 | 2076% | 10 | 27 | 270% |
2013-04-01 | $0.0 | $20.0 | 40295% | 7 | 30 | 429% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, DE-03/21/2018, NY-03/21/2018 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV