DFA AUSTRALIA LIMITED
Latest filing: Mar 28, 2024 (250 days ago)
AUM
$274,326,743,649
11% change vs. 1 year ago
13% change vs. 3 years ago
25% change vs. 5 years ago
132% change vs. 10 years ago
Employee Count
118
2% change vs. 1 year ago
22% change vs. 3 years ago
27% change vs. 5 years ago
40% change vs. 10 years ago
Main Office
SYDNEY,
LEVEL 43, SYDNEY, , AUSTRALIA, 2000
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $274.3 |
| Non-Discretionary | $0.0 |
| Total | $274.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $265.3 |
| Institutional | $9.0 |
| Total | $274.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $4.6 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $3.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $9.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $9.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 92% | $8.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.3 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 2% | $0.2 |
| Investment Companies | 1% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $9.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | $749.6 | 106482 | |
| DIMENSIONAL FUND ADVISORS LTD | $277.0 | 107472 | |
| DIMENSIONAL FUND ADVISORS CANADA ULC | $0.0 | broker-dealer | - |
| DFA SECURITIES LLC | $0.0 | broker-dealer | 10292 |
| DIMENSIONAL FUND ADVISORS PTE. LTD. | $0.0 | - | |
| DIMENSIONAL HONG KONG LIMITED | $0.0 | broker-dealer | - |
| DIMENSIONAL IRELAND LIMITED | $0.0 | - | |
| DIMENSIONAL JAPAN LTD. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| STEWART, NIGEL, ALAN DOUGLAS | DIRECTOR |
| CRANE, JOHN, GLENN | DIRECTOR & CHAIRMAN |
| NEWELL, CATHERINE, LEE | DIRECTOR, VICE PRESIDENT, SECRETARY & CHIEF LEGAL OFFICER |
| BOOTH, DAVID, GILBERT | CHAIRMAN |
| MAIR, RODNEY, DAVID | HEAD OF COMPLIANCE & VICE PRESIDENT |
| O'REILLY, GERARD, KIERAN | DIRECTOR, CO-CHIEF INVESTMENT OFFICER AND VICE PRESIDENT |
| SINGH, BHANU, PARTAP | DIRECTOR & CHIEF EXECUTIVE OFFICER |
| CLARK, STEPHEN, ANDREW | DIRECTOR AND VICE PRESIDENT |
| BUTLER, DAVID, PAUL | DIRECTOR |
| NOTELOVITZ, SELWYN, JUSTIN | CHIEF COMPLIANCE OFFICER |
| GRZELAK, BERNARD, JAMES | CHIEF FINANCIAL OFFICER, TREASURER & VICE PRESIDENT |
| RIZOVA, SAVINA, BOJIDAROVA | CO-CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $274.3 | $0.0 | 0% | 118 | 0 | 0% |
| 2024-04-02 | $274.3 | $0.0 | 0% | 118 | 0 | 0% |
| 2023-04-04 | $246.1 | $28.2 | 11% | 116 | 2 | 2% |
| 2022-04-01 | $278.5 | -$4.2 | -2% | 113 | 5 | 4% |
| 2021-04-05 | $243.8 | $30.6 | 13% | 97 | 21 | 22% |
| 2020-04-01 | $254.9 | $19.5 | 8% | 96 | 22 | 23% |
| 2019-04-01 | $219.6 | $54.7 | 25% | 93 | 25 | 27% |
| 2018-04-02 | $248.6 | $25.7 | 10% | 97 | 21 | 22% |
| 2017-04-01 | $185.3 | $89.1 | 48% | 90 | 28 | 31% |
| 2016-04-01 | $159.9 | $114.4 | 72% | 91 | 27 | 30% |
| 2015-04-01 | $133.0 | $141.3 | 106% | 83 | 35 | 42% |
| 2014-04-01 | $118.4 | $155.9 | 132% | 84 | 34 | 40% |
| 2013-04-01 | $58.4 | $215.9 | 370% | 79 | 39 | 49% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX-04/01/2013 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV