AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $4.9 |
| Non-Discretionary | $0.0 |
| Total | $4.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $4.4 |
| Institutional | $0.6 |
| Total | $4.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FROST BANK | SAN ANTONIO-TX-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 29% | $0.2 |
| Municipal | 13% | $0.1 |
| Sovereign | 1% | $0.0 |
| IG Credit | 25% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 6% | $0.0 |
| Other | 25% | $0.1 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FROST INVESTMENT SERVICES, LLC | $2.7 | 286129 | |
| FROST INSURANCE AGENCY, INC. | $0.0 | - | |
| FROST BROKERAGE SERVICES, INC. | $0.0 | broker-dealer | 17465 |
| FROST BANK | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
16 active
| Name | Title |
|---|---|
| ALTREE, TIMOTHY, PAUL | MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION |
| PFEIFER, ROBERT, DEAN | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER, SECRETARY |
| ELSWICK, JEFFERY, A | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO |
| MILICH, MICHAEL, WAYNE | MANAGER |
| BENSON, MICHAEL, DEAN | MANAGER, TREASURER |
| ADELMAN, ALAN, ROBERT | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER |
| SEVERYN, CAROL, JEAN | MANAGER |
| MCCAIN, MACE, MARLIN | PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO |
| RHODES, COOLIDGE, ELMO | MANAGER |
| LUTZ, WILLIAM, JOHN | DIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST |
| HOPKINS, JUSTIN, J | NATIONAL SALES MANAGER |
| WILSON, KENNETH | MANAGER |
ADVDB.CO • SOURCE: SEC
27 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| FLORENCE VARGAS | SAN ANTONIO | TX | S63|1993-02-26|S65|2012-05-29 | ||||||
| ROBERT BAMBACE | SAN ANTONIO | TX | S63|1993-08-19|S65|1993-09-02 | CHARTERED FINANCIAL ANALYST | |||||
| DANIEL PAVIA | SAN ANTONIO | TX | S65|2019-10-01 | ||||||
| MARKIE ATKISSION | SAN ANTONIO | TX | S65|2009-12-01 | ||||||
| DAVID PUENTE | SAN ANTONIO | TX | S65|2022-04-04 | ||||||
| CHARLES ROSS | SAN ANTONIO | TX | S63|2019-08-21|S65|2023-09-23 | ||||||
| RYAN STRUSKI | SAN ANTONIO | TX | S66|2015-01-04|S63|2013-09-30 | ||||||
| ANDREW SIMMS | SAN ANTONIO | TX | S65|2021-12-21 | ||||||
| CHRISTOPHER COOK | SAN ANTONIO | TX | S63|2000-04-14|S66|2001-01-26 | CHARTERED FINANCIAL ANALYST | |||||
| ALEXANDER ROKOWSKI | SAN ANTONIO | TX | S63|2018-07-18 | CHARTERED FINANCIAL ANALYST | |||||
| TIMOTHY ALTREE | SAN ANTONIO | TX | S63|1998-03-24|S66|2008-02-13 | ||||||
| ROBERT PFEIFER | SAN ANTONIO | TX | S63|1998-11-20|S65|1999-02-18 | ||||||
| BENJAMIN WARLOW | SAN ANTONIO | TX | S65|2021-09-22 | ||||||
| OLIVIER DARDANT | SAN ANTONIO | TX | S65|2017-08-14|S63|2015-02-11 | CHARTERED FINANCIAL ANALYST | |||||
| DUANE PETTIS | SAN ANTONIO | TX | S65|2022-03-31 | ||||||
| DANIEL ORTEGA | SAN ANTONIO | TX | S65|2013-07-28 | ||||||
| THOMAS BERGERON | SAN ANTONIO | TX | CHARTERED FINANCIAL ANALYST | ||||||
| ROCHELLE HETRICK | SAN ANTONIO | TX | S63|2019-10-14|S65|2023-02-06 | ||||||
| WILLIAM LUTZ | SAN ANTONIO | TX | S63|2000-08-25 | CHARTERED FINANCIAL ANALYST | |||||
| JONATHAN WAITE | SAN ANTONIO | TX | S63|2001-03-02 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $4.9 | $0.0 | 0% | 30 | 0 | 0% |
| 2024-04-02 | $4.2 | $0.8 | 18% | 30 | 0 | 0% |
| 2023-04-04 | $3.9 | $1.0 | 26% | 30 | 0 | 0% |
| 2022-04-01 | $5.0 | $0.0 | -1% | 34 | -4 | -12% |
| 2021-04-05 | $4.9 | $0.0 | 0% | 37 | -7 | -19% |
| 2020-04-01 | $5.3 | -$0.4 | -7% | 38 | -8 | -21% |
| 2019-04-01 | $4.3 | $0.6 | 14% | 42 | -12 | -29% |
| 2018-04-02 | $3.7 | $1.2 | 33% | 41 | -11 | -27% |
| 2017-04-01 | $3.5 | $1.5 | 42% | 39 | -9 | -23% |
| 2016-04-01 | $11.2 | -$6.3 | -56% | 61 | -31 | -51% |
| 2015-04-01 | $10.5 | -$5.5 | -53% | 58 | -28 | -48% |
| 2014-04-01 | $10.0 | -$5.0 | -50% | 54 | -24 | -44% |
| 2013-04-01 | $8.9 | -$4.0 | -45% | 53 | -23 | -43% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, TX-02/20/2008 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV