AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $2.7 |
| Non-Discretionary | $0.0 |
| Total | $2.7 |
| Client | AUM |
|---|---|
| Retail | $1.6 |
| Pooled | $0.0 |
| Institutional | $1.1 |
| Total | $2.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,872 | $0.6 |
| Average Individual AUM | $316,527 | |
| HNW | 401 | $1.0 |
| Average HNW AUM | $2,575,917 | |
| Retail Total | 2,273 | $1.6 |
| Average Retail AUM | $715,126 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $2.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.7 |
| Retail SMA AUM | $1.6 |
| Institutional SMA AUM | $1.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 29% | $0.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 4% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 58% | $1.6 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $2.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FROST INVESTMENT ADVISORS, LLC | $4.9 | 146148 | |
| FROST BANK | $0.0 | - | |
| FROST INSURANCE AGENCY, INC. | $0.0 | - | |
| FROST BROKERAGE SERVICES, INC. | $0.0 | broker-dealer | 17465 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
181 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ELIZABETH STEEN | SAN ANTONIO | TX | S63|2014-02-07|S65|2021-08-31 | ||||||
| CHRISTINA RODGERS | SAN ANTONIO | TX | S63|2010-09-23|S66|2012-12-10 | ||||||
| ROBERT MAY | SAN ANTONIO | TX | S63|2015-06-29 | ||||||
| MARK THOMPSON | SAN ANTONIO | TX | S66|2022-12-31 | ||||||
| RONALD TAVAREZ | SAN ANTONIO | TX | S63|1991-08-23|S66|2017-04-21 | ||||||
| TODD ROESCH | SAN ANTONIO | TX | S66|2006-08-30 | ||||||
| LUCY CISNEROS | SAN ANTONIO | TX | S63|2012-06-21|S66|2021-02-23 | ||||||
| DAVID ODOM | SAN ANTONIO | TX | S63|1995-11-08|S65|1999-01-19 | ||||||
| MARGARITA SALM | SAN ANTONIO | TX | S63|2013-09-13 | ||||||
| JONATHAN KOTECKI | SAN ANTONIO | TX | S66|2005-05-09 | CERTIFIED FINANCIAL PLANNER | |||||
| JOSE RANGEL | SAN ANTONIO | TX | S63|2018-12-27|S66|2022-04-18 | ||||||
| CHINH TU | SAN ANTONIO | TX | S63|2012-05-22|S66|2021-04-30 | ||||||
| ANDREA ROBIA | SAN ANTONIO | TX | S63|2018-09-04 | ||||||
| ERIKA MAGANA-GARZA | SAN ANTONIO | TX | S63|2007-03-09|S66|2007-10-22 | ||||||
| DAVID BLANCO | SAN ANTONIO | TX | S63|2014-11-26|S65|2015-03-16 | ||||||
| RYAN FERRIN | SAN ANTONIO | TX | S63|2005-09-08|S65|2008-02-22 | CERTIFIED FINANCIAL PLANNER | |||||
| INNIS GLOVER | SAN ANTONIO | TX | S63|2002-04-18 | CERTIFIED FINANCIAL PLANNER | |||||
| GREG MONTGOMERY | SAN ANTONIO | TX | S63|2022-09-20 | ||||||
| DAVID TANKIN | SAN ANTONIO | TX | S63|2009-05-11 | CHARTERED FINANCIAL ANALYST | |||||
| KRISTIN SALYER | SAN ANTONIO | TX | S63|1999-09-23 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $2.7 | $0.0 | 0% | 166 | 0 | 0% |
| 2024-04-02 | $2.7 | $0.0 | 0% | 166 | 0 | 0% |
| 2023-04-04 | $2.4 | $0.3 | 14% | 105 | 61 | 58% |
| 2022-04-01 | $2.7 | $0.0 | 2% | 105 | 61 | 58% |
| 2021-04-05 | $2.0 | $0.7 | 34% | 76 | 90 | 118% |
| 2020-04-01 | $1.7 | $1.1 | 64% | 78 | 88 | 113% |
| 2019-04-01 | $1.2 | $1.5 | 121% | 61 | 105 | 172% |
| 2018-04-02 | $0.2 | $2.5 | 1350% | 91 | 75 | 82% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 126 | 40 | 32% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, AL-03/31/2023, AR-03/31/2023, AZ-01/05/2022, CA-01/05/2022, CO-03/31/2023, FL-01/05/2022, GA-01/05/2022, HI-03/15/2024, IL-05/18/2023, KS-01/05/2022, LA-01/05/2022, MD-03/31/2023, MI-03/15/2024, MO-01/05/2022, MT-03/31/2023, NC-01/05/2022, NM-01/05/2022, NV-03/31/2023, NY-03/31/2023, OH-03/31/2023, OK-01/05/2022, OR-03/15/2024, SC-01/05/2022, TN-01/05/2022, TX-01/05/2022, UT-03/15/2024, VA-03/31/2023, WA-01/05/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV